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American Journal of Physics

Fermi–Dirac and Bose–Einstein distributions and the interaction of light with matter

Robert N. Zitter, Robert C. Hilborn

Published Jun 1, 1987• 5 citations
Publisher

Abstract

Einstein’s treatment of stimulated emission, spontaneous emission, and absorption yields the Planck distribution law for photons if the ‘‘atoms’’ with which the photons interact are described by the Boltzmann distribution. We show that the Planck law is also obtained when the photons interact with matter that is described by either Fermi–Dirac or Bose–Einstein distributions.

DOI
10.1119/1.15108

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Einstein’s treatment of stimulated emission, spontaneous emission, and absorption yields the Planck distribution law for photons if the ‘‘atoms’’ with which the photons interact are described by the Boltzmann distribution. We show that the Planck law is also obtained when the photons interact with matter that is described by either Fermi–Dirac or Bose–Einstein distributions.
The phenomena which are principally responsible for the interaction of radiation with matter in everyday life are absorption and spontaneous emis­ sion. Light falling on matter is absorbed, leaving atoms in excited states which spontaneously emit radiation with a spread of frequency inversely proportional to the decay time. The situation is modified when the atomic decay times are sufficiently long and the radiation sufficiently intense, for then radiation may fall on excited atoms, resulting in stimulated emission rather than absorption. We saw in Chap. 2 that this third process was required to obtain the Planck blackbody radiation law in Einstein’s derivation. It is stimulated emission which enables an atomic medium to amplify incident radiation, and therefore is an essential ingredient in light amplifiers and oscillators. In fact, the word LASER is an acronym for Light Amplification by Stimulated Emission of Radiation.
By exploiting Einstein’s rate-equation approach [A. Einstein, Phys. Z. 18, 121 (1917)] to Planck’s law of blackbody radiation [M. Planck, Ann. Phys. 309, 553 (1901)], we obtain a simple relation between the population densities of the two energy levels of the atomic oscillators in the walls of the black body, as assumed by Einstein in his paper from 1917, and the occupation numbers in a photonic excited and ground state. This relation establishes a quantum principle for photons and, more generally, all bosons, which has the same physical relevance as Pauli’s exclusion principle [W. Pauli, Z. Phys. 31, 765 (1925)], which is the quantum principle for fermions. We demonstrate the equivalence of these two quantum principles by inserting either of them into the Boltzmann distribution, thereby transforming the Boltzmann distribution into either the Fermi-Dirac [E. Fermi, Rendiconti Lincei 3, 145 (1926)] and Bose-Einstein [Bose, Z. Phys. 26, 178 (1924)] distribution.
In 1916, A. Einstein developed a model of the absorption and emission of radiation from which he derived M. Planck’s radiation law. He postulated light-induced (stimulated) emission, because within the framework of classical physics an oscillator can, depending on the phase difference, both extract energy from the electromagnetic field and transfer energy to it. In a non-coherent field, α = β should hold, where α denotes the kinetic constant of absorption and β that of stimulated emission. This assumption is indispensable for deriving the radiation law from his model. In this context, it is problematic that a certain degree of field coherence follows necessarily from his model, which implies that α ≠ β. Moreover, the model cannot readily be generalised to fields of arbitrary coherence. An alternative model for the absorption and emission of radiation by matter is therefore developed here. On the one hand, it is based on the assumption that, within a blackbody, quanta of different energies may recombine freely; on the other hand, it employs the “pairwise interference model of quantum theory” (PIMOQ). The alternative model of the interaction between light and matter allows the radiation law to be derived for thermal equilibrium in a non-coherent field, under which conditions, according to the model, no stimulated emissions occur. It also describes the behaviour of systems with a coherent field (interference experiment, laser). Furthermore, considerations are presented regarding the energy distribution within a blackbody and the explanatory scope of A. Einstein’s model in this respect.
In a famous paper where he introduces the A and B coefficients, Einstein considered that atomic decays of excited atoms can be stimulated by light waves. Here we consider that atomic decays can also be stimulated by atomic waves. It is however necessary to change the Maxwell-Boltzmann statistics of thermal equilibrium into Bose-Einstein statistics and to introduce a coefficient C which complements the list of the coefficients introduced by Einstein. Stimulated emission of light can be considered as the first step towards the laser. Similarly, stimulated production of matter waves can be considered as the basic phenomenon for an atom-laser. Most of the results that we obtain here are not new. However, the method that we use remains very close to elementary classical physics and emphasizes the symmetry between electromagnetic and matter waves from various points of view.
Radiation can change the energy state of matter via three optical processes: spontaneous emission, absorption and stimulated emission. In spontaneous emission, an excited atomic or molecular state decays to a lower energy state with the emission of a photon of energy equal to the difference in the quantum state energies. Photon absorption is the reverse process, with a photon causing excitation from a lower to an excited quantum state. Stimulated emission was first proposed by Einstein in a paper published in 1917. He attempted to balance spontaneous emission and photon absorption, but could not get the correct balance without the postulated process of stimulated emission (see Section 4.2). With stimulated emission, an excited quantum state is stimulated to decay to a lower quantum state by an impinging photon. The existing photon survives with another identical photon being created (so that energy is conserved). The rates at which radiative transitions occur can be calculated using quantum mechanics. The time-dependent Schrodinger equation is used with the system wavefunction comprising time-varying linear combinations of the two wavefunctions for the lower and upper quantum states. In semi-classical treatments, an atom is treated quantum mechanically with the radiation field treated classically. There is a perturbation in energy associated with, say, the electric field of the radiation interacting with the electric dipole of the atom, though other interactions can be significant if the electric dipole interaction energy is small. In absorption, for example, a differential equation representing the change in ‘weighting’ of the wavefunction from the lower to upper state is obtained. A ‘time constant’ for the speed of change represents the rate of the radiative process. We examine the quantum mechanical nature of radiation absorption in Section 10.1 before discussing (Section 10.3) another important parameter arising with radiative transitions between discrete bound quantum states: the lineshape function. Quantum Theory of the Atom–Radiation Interaction An expression for the Einstein B-coefficient for photo-absorption is derived using quantum mechanics in this section. Einstein determined the detailed balance relationship between the rates of spontaneous emission, photo-absorption and stimulated emission when light interacts with an atom by considering an atomic system of two energy levels which are in equilibrium with a black-body radiation field. We use a semi-classical treatment where the atom is treated quantum mechanically and the radiation field is treated as a classical oscillating electric field.