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American Journal of Physics

Active and passive views of gauge invariance in quantum mechanics

Donald H. Kobe

Published Jan 1, 1986• 5 citations
Publisher

Abstract

For a quantum mechanical particle in a classical electromagnetic field, the active and passive views of gauge invariance are compared. In the active point of view, both the wavefunction and the potentials are transformed so that the Schrödinger equation is form invariant. In the passive point of view, a change in the representation of the canonical momentum is made which just cancels the change in the gauge of the potentials. The condition that a gauge-invariant operator has the same expectation value in all gauges gives a functional equation, the solution of which shows that gauge-invariant operators depend only on the kinetic momentum or coordinates.

DOI
10.1119/1.14746

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For a quantum mechanical particle in a classical electromagnetic field, the active and passive views of gauge invariance are compared. In the active point of view, both the wavefunction and the potentials are transformed so that the Schrödinger equation is form invariant. In the passive point of view, a change in the representation of the canonical momentum is made which just cancels the change in the gauge of the potentials. The condition that a gauge-invariant operator has the same expectation value in all gauges gives a functional equation, the solution of which shows that gauge-invariant operators depend only on the kinetic momentum or coordinates.
The distinction between gauge independence and gauge covariance in electrodynamics is considered for quantities of physical interest. The gauge independence of directly observable quantities, such as the spectra of operators and energy conserving transition rates, is discussed and contrasted with the gauge covariance of other quantities such as scalar products. The quasigauge-invariance of the classical Lagrangian and the invariance of the Euler-Lagrange equations under the addition of a total time derivative to the Lagrangian are discussed. The consequent inherent nonuniqueness of the Lagrangian and Hamiltonian formulations of classical mechanics is pointed out. A physical interpretation of the explicit gauge dependence of classical canonical momenta and of the expectation values of the corresponding quantum mechanical operators is presented. The gauge independence of energy conserving transition rates calculated in the conventional finite-order time dependent perturbation theory is discussed and illustrated. The gauge dependence of the conventional time dependent transition amplitudes in the presence of electromagnetic fields is then discussed, and gauge independent transition amplitudes are constructed. An alternative formulation of the quantum mechanics of charged particles is obtained in terms of a new gauge independent Hamiltonian, which is, as might be expected, unique only within an arbitrary canonical transformation.
Gauge-invariant Wigner theory describes the quantum-mechanical evolution of charged particles in phase space, which is spanned by position and kinetic momentum. This approach uses the electromagnetic field variables instead of the electrodynamic potentials. Several approaches to derive a gauge-invariant Wigner evolution equation have been reported, which are generally complex. This work presents a new formulation for a single electron in a general electromagnetic field, which simplifies existing formulations. First, a gauge-dependent equation is derived using Moyal’s formulation. A transformation of the Wigner function introduced by Stratonovich yields the strong form of the gauge-invariant equation. Expressing the pseudo-differential operators by integral operators gives the weak form of the gauge-invariant equation. An analysis of the different properties of the gauge-invariant equation is given, as well as the different requirements for the regularity and asymptotic behavior of the strong and weak forms.
Gauge-invariant Wigner theory describes the quantum-mechanical evolution of charged particles in the presence of an electromagnetic field in phase space, which is spanned by position and kinetic momentum. This approach is independent of the chosen potentials, as it depends only on the electric and magnetic field variables. Several approaches to derive a gauge-invariant Wigner evolution equation have been reported, which are generally complex. This work presents a new formulation for a single electron in a general electromagnetic field based solely on differential operators that simplify existing formulations. A gauge-dependent equation is derived first using Moyal's equation. A transformation of the Wigner function, introduced by Stratonovich, is then used to make the equation gauge-invariant, which gives us a strong formulation of the problem. This equation can be transformed into its weak form, which proves that both formulations are equivalent. An analysis of the different properties of the gauge-dependent and gauge-invariant formulations is given, as well as the different requirements for the regularity and asymptotic behavior of the strong and weak formulations.
A system of nonrelativistic charged particles and radiation is canonically quantized in the Coulomb gauge and Maxwell's equations in quantum electrodynamics are derived. By requiring form invariance of the Schrodinger equation under a space and time dependent unitary transformation, operator gauge transformations on the quantized electromagnetic potentials and state vectors are introduced. These gauge transformed potentials have the same form as gauge transformations in non-Abelian gauge field theories. A gauge-invariant method for solving the time-dependent Schrodinger equation in quantum electrodynamics is given. Maxwell's equations are written in a form which holds in all gauges and which has formal similarity to the equations of motion of non-Abelian gauge fields. A gauge-invariant derivation of conservation of energy in quantum electrodynamics is given. An operator gauge transformation is made to the multipolar gauge in which the potentials are expressed in terms of the electromagnetic fields. The multipolar Hamiltonian is shown to be the minimally coupled Hamiltonian with the electromagnetic potentials in the multipolar gauge. The model of a charged harmonic oscillator in a single-mode electromagnetic field is considered as an example. The gauge-invariant procedure for solving the time-dependent Schrodinger equation is used to obtain the gauge-invariant probabilities that the oscillator is in an energy eigenstate For comparison, the conventional approach is also used to solve the harmonic oscillator problem and is shown to give gauge-dependent amplitudes.
We introduce a gauge-invariant Wigner operator (GIWO) and a gauge-independent Wigner function (GIWF) that allow for both quantized and classical electromagnetic fields. If only classical fields are present, a Weyl transform analogous to the one associated with ordinary Wigner functions can be defined for any operator; in the case of quantized fields this is at least possible for Weyl-ordered functions of the position and kinetic momentum operators. We show how the evolution of the operators having a Weyl transform can be followed with the aid of the GIWF defined as the Heisenberg-picture expectation value of the GIWO, and derive for the GIWO the Heisenberg equation of motion which only involves the physical electric and magnetic fields. Some aspects of the case of entirely classical fields are discussed in more detail. (i) The GIWF in conjunction with the postulate that physical observables can be measured without referring to the gauge permits a quantum-mechanical treatment of a full experimental run without the problem of relating the measured values to the gauge-dependent density operator. (ii) A closed equation of motion for the GIWF is obtained. (iii) In the dipole approximation quantum features of the dynamics are lost. (iv) Quantum corrections to dynamics are associated with recoil effects.
For quantum mechanics of a charged particle in a classical external electromagnetic field, there is an apparent puzzle that the matrix element of the canonical momentum and Hamiltonian operators is gauge dependent. A resolution to this puzzle was recently provided by us [X.-S. Chen et al., Phys. Rev. Lett. 100, 232002 (2008)]. Based on the separation of the electromagnetic potential into pure-gauge and gauge-invariant parts, we have proposed a new set of momentum and Hamiltonian operators which satisfy both the requirement of gauge invariance and the relevant commutation relations. In this paper we report a check for the case of the hydrogen-atom problem: Starting from the Hamiltonian of the coupled electron, proton, and electromagnetic field, under the infinite proton mass approximation, we derive the gauge-invariant hydrogen-atom Hamiltonian and verify explicitly that this Hamiltonian is different from the Dirac Hamiltonian, which is the time translation generator of the system. The gauge-invariant Hamiltonian is the energy operator, whose eigenvalue is the energy of the hydrogen atom. It is generally time dependent. In this case, one can solve the energy eigenvalue equation at any specific instant of time. It is shown that the energy eigenvalues are gauge independent, and by suitably choosing the phase factor of the time-dependent eigenfunction, one can ensure that the time-dependent eigenfunction satisfies the Dirac equation.