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SIAM Journal on Computing

Average-Case Lower Bounds for Noisy Boolean Decision Trees

William Evans, Nicholas J. Pippenger

Published Jan 1, 1998• 17 citations
Publisher

Abstract

We present a new method for deriving lower bounds to the expected number of queries made by noisy decision trees computing Boolean functions. The new method has the feature that expectations are taken with respect to a uniformly distributed random input, as well as with respect to the random noise, thus yielding stronger lower bounds. It also applies to many more functions than do previous results. The method yields a simple proof of the result (previously established by Reischuk and Schmeltz) that almost all Boolean functions of n arguments require $\Me(n \log n)$ queries, and strengthens this bound from the worst-case over inputs to the average over inputs. The method also yields bounds for specific Boolean functions in terms of their spectra (their Fourier transforms). The simplest instance of this spectral bound yields the result (previously established by Feige, Peleg, Raghavan, and Upfal) that the parity function of n arguments requires $\Me(n \log n)$ queries and again strengthens this bound from the worst-case over inputs to the average over inputs. In its full generality, the spectral bound applies to the "highly resilient" functions introduced by Chor, Friedman, Goldreich, Hastad, Rudich, and Smolensky, and it yields nonlinear lower bounds whenever the resiliency is asymptotic to the number of arguments.

DOI
10.1137/s0097539796310102

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Computing with Noisy Information

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This paper studies the depth of noisy decision trees in which each node gives the wrong answer with some constant probability. In the noisy Boolean decision tree model, tight bounds are given on the number of queries to input variables required to compute threshold functions, the parity function and symmetric functions. In the noisy comparison tree model, tight bounds are given on the number of noisy comparisons for searching, sorting, selection and merging. The paper also studies parallel selection and sorting with noisy comparisons, giving tight bounds for several problems.

SIAM Journal on Computing•Oct 1, 1994•303 citations
We present a new method for deriving lower bounds to the expected number of queries made by noisy decision trees computing Boolean functions. The new method has the feature that expectations are taken with respect to a uniformly distributed random input, as well as with respect to the random noise, thus yielding stronger lower bounds. It also applies to many more functions than do previous results. The method yields a simple proof of the result (previously established by Reischuk and Schmeltz) that almost all Boolean functions of n arguments require \Me(nlog⁡n)\Me(n \log n)\Me(nlogn) queries, and strengthens this bound from the worst-case over inputs to the average over inputs. The method also yields bounds for specific Boolean functions in terms of their spectra (their Fourier transforms). The simplest instance of this spectral bound yields the result (previously established by Feige, Peleg, Raghavan, and Upfal) that the parity function of n arguments requires \Me(nlog⁡n)\Me(n \log n)\Me(nlogn) queries and again strengthens this bound from the worst-case over inputs to the average over inputs. In its full generality, the spectral bound applies to the "highly resilient" functions introduced by Chor, Friedman, Goldreich, Hastad, Rudich, and Smolensky, and it yields nonlinear lower bounds whenever the resiliency is asymptotic to the number of arguments.
We present a new method for deriving lower bounds to the expected number of queries made by noisy decision trees computing Boolean functions. The new method has the feature that expectations are taken with respect to a uniformly distributed random input, as well as with respect to the random noise, thus yielding stronger lower bounds. It also applies to many more functions than do previous results. The method yields a simple proof of the result (previously established by Reischuck and Schmeltz) that almost all Boolean functions of n arguments require Ω(n log n) queries and strengthens this bound from the worst-case over inputs to the average over inputs. The method also yields bounds for specific Boolean functions in terms of their spectra (their Fourier transforms). The simplest instance of this spectral bound yields the result (previously established by Feige, Peleg, Raghavan and Upfal) that the parity function of n arguments requires Ω(n log n) queries, and again strengthens this bound from the worst-case over inputs to the average over inputs. In its full generality, the spectral bound applies to the "highly resilient" functions introduced by Chor, Friedman, Goldreigh, Hastad, Rudich and Smolensky, and it yields non-linear lower bounds whenever the resiliency is asymptotic to the number of arguments.
We study the query complexity of Boolean functions f:{0,1}n→{0,1}f: \{0, 1\}^n \rightarrow \{0, 1\}f:{0,1}n→{0,1} in the noisy query model introduced by Feige, Raghavan, Peleg and Upfal [SICOMP 1994]. In this model, an algorithm can adaptively query the bits of an input vector, but each query result is independently flipped with constant probability p∈(0,1/2)p \in (0, 1/2)p∈(0,1/2); repeated queries are allowed. The noisy query complexity Np(f)\mathsf{N}_p(f)Np​(f) of a function fff is defined as the minimum expected number of queries needed to compute f(x)f(x)f(x) with error probability at most 1/31/31/3, for the worst case input xxx. We prove a general lower bound on Np(f)\mathsf{N}_p(f)Np​(f) based on degree statistics of certain subgraphs of the Boolean hypercube. This is the first general lower bound beyond those implied by the simple observation that Np(f)\mathsf{N}_p(f)Np​(f) is lower bounded by the randomized query complexity. We show that this recovers (up to a constant factor) most previously known lower bounds on the noisy query complexity of Boolean functions, providing a unified framework for understanding these results and simplifying the proofs in several cases. Furthermore, this resolves in the affirmative an open problem of Gu, Li and Xu [COLT 2025] that Np(f)=Ω(I(f)log⁡I(f))\mathsf{N}_p(f) = Ω(\mathsf{I}(f) \log \mathsf{I}(f))Np​(f)=Ω(I(f)logI(f)), where I(f)\mathsf{I}(f)I(f) denotes the total influence of fff. We also apply our general lower bound to obtain tight bounds on the noisy query complexity for several new functions.
In the noisy query model, the (binary) return value of every query (possibly repeated) is independently flipped with some fixed probability p∈(0,1/2)p \in (0, 1/2)p∈(0,1/2). In this paper, we obtain tight bounds on the noisy query complexity of several fundamental problems. Our first contribution is to show that any Boolean function with total influence Ω(n)Ω(n)Ω(n) has noisy query complexity Θ(nlog⁡n)Θ(n\log n)Θ(nlogn). Previous works often focus on specific problems, and it is of great interest to have a characterization of noisy query complexity for general functions. Our result is the first noisy query complexity lower bound of this generality, beyond what was known for random Boolean functions [Reischuk and Schmeltz, FOCS 1991]. Our second contribution is to prove that Graph Connectivity has noisy query complexity Θ(n2log⁡n)Θ(n^2 \log n)Θ(n2logn). In this problem, the goal is to determine whether an undirected graph is connected using noisy edge queries. While the upper bound can be achieved by a simple algorithm, no non-trivial lower bounds were known prior to this work. Last but not least, we determine the exact number of noisy queries (up to lower order terms) needed to solve the kkk-Threshold problem and the Counting problem. The kkk-Threshold problem asks to decide whether there are at least kkk ones among nnn bits, given noisy query access to the bits. We prove that (1±o(1))nlog⁡(min⁡{k,n−k+1}/δ)(1−2p)log⁡1−pp(1\pm o(1)) \frac{n\log (\min\{k,n-k+1\}/δ)}{(1-2p)\log \frac{1-p}p}(1±o(1))(1−2p)logp1−p​nlog(min{k,n−k+1}/δ)​ queries are both sufficient and necessary to achieve error probability δ=o(1)δ= o(1)δ=o(1). Previously, such a result was only known when min⁡{k,n−k+1}=o(n)\min\{k,n-k+1\}=o(n)min{k,n−k+1}=o(n) [Wang, Ghaddar, Zhu and Wang, arXiv 2024]. We also show a similar (1±o(1))nlog⁡(min⁡{k+1,n−k+1}/δ)(1−2p)log⁡1−pp(1\pm o(1)) \frac{n\log (\min\{k+1,n-k+1\}/δ)}{(1-2p)\log \frac{1-p}p}(1±o(1))(1−2p)logp1−p​nlog(min{k+1,n−k+1}/δ)​ bound for the Counting problem, where one needs to count the number of ones among nnn bits given noisy query access and kkk denotes the answer.
We give improved separations for the query complexity analogue of the log-approximate-rank conjecture i.e. we show that there are a plethora of total Boolean functions on nnn input bits, each of which has approximate Fourier sparsity at most O(n3)O(n^3)O(n3) and randomized parity decision tree complexity Θ(n)Θ(n)Θ(n). This improves upon the recent work of Chattopadhyay, Mande and Sherif (JACM '20) both qualitatively (in terms of designing a large number of examples) and quantitatively (improving the gap from quartic to cubic). We leave open the problem of proving a randomized communication complexity lower bound for XOR compositions of our examples. A linear lower bound would lead to new and improved refutations of the log-approximate-rank conjecture. Moreover, if any of these compositions had even a sub-linear cost randomized communication protocol, it would demonstrate that randomized parity decision tree complexity does not lift to randomized communication complexity in general (with the XOR gadget).
We give improved separations for the query complexity analogue of the log-approximate-rank conjecture i.e. we show that there are a plethora of total Boolean functions on n input bits, each of which has approximate Fourier sparsity at most O(n³) and randomized parity decision tree complexity Θ(n). This improves upon the recent work of Chattopadhyay, Mande and Sherif [Chattopadhyay et al., 2020] both qualitatively (in terms of designing a large number of examples) and quantitatively (shrinking the gap from quartic to cubic). We leave open the problem of proving a randomized communication complexity lower bound for XOR compositions of our examples. A linear lower bound would lead to new and improved refutations of the log-approximate-rank conjecture. Moreover, if any of these compositions had even a sub-linear cost randomized communication protocol, it would demonstrate that randomized parity decision tree complexity does not lift to randomized communication complexity in general (with the XOR gadget).
This paper studies the depth of noisy decision trees in which each node gives the wrong answer with some constant probability. In the noisy Boolean decision tree model, tight bounds are given on the number of queries to input variables required to compute threshold functions, the parity function and symmetric functions. In the noisy comparison tree model, tight bounds are given on the number of noisy comparisons for searching, sorting, selection and merging. The paper also studies parallel selection and sorting with noisy comparisons, giving tight bounds for several problems.