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Quantisation and prediction : another look at the aim and structure of quantum theory

Jean-Michel Delhôtel

Published Jan 1, 2004• 0 citations
OpenAlex

Abstract

It is argued (Part A) that quantum mechanics can be derived as a principle-based dynamical framework, the basic equation of which is an alternative form of the Hamilton-Jacobi equation. Schrodinger's equation obtains as a result of linearising that equation, and so-called wave functions can be given no straightforward physical interpretation. It is suggested, partly in relation to a theorem by Gromov, that a finite action quantum would make it practically inevitable, for purposes of prediction, to resort to a probabilistic formulation. The structure of the space of square-integrable solutions of the Schrodinger equation happens to lend itself to the introduction of the appropriate kind of predictive scheme. Investigating the nature and scope of such a scheme is the subject of Part B. It is shown that basic features of the formalism of quantum theory, like composition rules for 'amplitudes' or the 'Born' probability rule, can be derived independently of any physical assumptions. A generalisation of the basic formalism using tensor product composition appears to be required if all correlations are to be extracted from locally accessed data. A detailed discussion of quantum teleportation leads to the conclusion that a 'one-shot' account leads to a distorted picture of what is actually achieved. An analogy with classical cryptography is made and the statistical significance of the 'transfer', which does not require introducing any novel form of 'quantum information', is emphasised. Results obtained over the last decade using the extended formalism of positive operator-valued measures are reviewed and discussed. These lend further support to the idea that the set of basic 'quantum' rules functions as a general kind of probabilistic scheme for prediction, the structural features of which are not constrained in any direct way by the underlying physics. On the other hand, the very existence of such a predictive framework hinges on selecting a particular class of solutions of the Schrodinger equation, which selection has been incorrectly interpreted as reflecting a physical necessity.

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It is argued (Part A) that quantum mechanics can be derived as a principle-based dynamical framework, the basic equation of which is an alternative form of the Hamilton-Jacobi equation. Schrodinger's equation obtains as a result of linearising that equation, and so-called wave functions can be given no straightforward physical interpretation. It is suggested, partly in relation to a theorem by Gromov, that a finite action quantum would make it practically inevitable, for purposes of prediction, to resort to a probabilistic formulation. The structure of the space of square-integrable solutions of the Schrodinger equation happens to lend itself to the introduction of the appropriate kind of predictive scheme. Investigating the nature and scope of such a scheme is the subject of Part B. It is shown that basic features of the formalism of quantum theory, like composition rules for 'amplitudes' or the 'Born' probability rule, can be derived independently of any physical assumptions. A generalisation of the basic formalism using tensor product composition appears to be required if all correlations are to be extracted from locally accessed data. A detailed discussion of quantum teleportation leads to the conclusion that a 'one-shot' account leads to a distorted picture of what is actually achieved. An analogy with classical cryptography is made and the statistical significance of the 'transfer', which does not require introducing any novel form of 'quantum information', is emphasised. Results obtained over the last decade using the extended formalism of positive operator-valued measures are reviewed and discussed. These lend further support to the idea that the set of basic 'quantum' rules functions as a general kind of probabilistic scheme for prediction, the structural features of which are not constrained in any direct way by the underlying physics. On the other hand, the very existence of such a predictive framework hinges on selecting a particular class of solutions of the Schrodinger equation, which selection has been incorrectly interpreted as reflecting a physical necessity.
Is quantum mechanics about 'states'? Or is it basically another kind of probability theory? It is argued that the elementary formalism of quantum mechanics operates as a well-justified alternative to 'classical' instantiations of a probability calculus. Its providing a general framework for prediction accounts for its distinctive traits, which one should be careful not to mistake for reflections of any strange ontology. The suggestion is also made that quantum theory unwittingly emerged, in Schroedinger's formulation, as a 'lossy' by-product of a quantum-mechanical variant of the Hamilton-Jacobi equation. As it turns out, the effectiveness of quantum theory qua predictive algorithm makes up for the computational impracticability of that master equation.
We show that quantum theory (QT) is a substructure of classical probabilistic physics. The central quantity of the classical theory is Hamilton’s function, which determines canonical equations, a corresponding flow, and a Liouville equation for a probability density. We extend this theory in two respects: (1) The same structure is defined for arbitrary observables. Thus, we have all of the above entities generated not only by Hamilton’s function but also by every observable. (2) We introduce for each observable a phase space function representing the classical action. This is a redundant quantity in a classical context but indispensable for the transition to QT. The basic equations of the resulting theory take a “quantum-like” form, which allows for a simple derivation of QT by means of a projection to configuration space reported previously [Quantum Stud Math Found 5:219–227, 2018]. We obtain the most important relations of QT, namely the form of operators, Schrödinger’s equation, eigenvalue equations, commutation relations, expectation values, and Born’s rule. Implications for the interpretation of QT are discussed, as well as an alternative projection method allowing for a derivation of spin.
Some aspects of the interpretation of quantum theory are discussed.It is emphasized that quantum theory is formulated in a Cartesian coordinate system; in other coordinates the result obtained with the help of the Hamiltonian formalism and commutator relations between 'canonically conjugated' coordinate and momentum operators leads to a wrong version of quantum mechanics.In this connection the Feynman integral formalism is also discussed.In this formalism the measure is not well-defined and there is no idea how to distinguish between the true version of quantum mechanics and an incorrect one; it is rather a mnemonic rule to generate perturbation series from an undefined zero order term.The origin of time is analyzed in detail by the example of atomic collisions.It is shown that the time-dependent Schrödinger equation for the closed three-body (two nuclei + electron) system has no physical meaning since in the high impact energy limit it transforms into an equation with two independent time-like variables; the time appears in the stationary Schrödinger equation as a result of extraction of a classical subsystem (two nuclei) from a closed three-body system.Following the Einstein-Rosen-Podolsky experiment and Bell's inequality the wave function is interpreted as an actual field of information in the elementary form.The relation between physics and mathematics is also discussed.
Probabilistic description of results of measurements and its consequences for understanding quantum mechanics are discussed. It is shown that the basic mathematical structure of quantum mechanics like the probability amplitudes, Born rule, probability density current, commutation and uncertainty relations, momentum operator, rules for including scalar and vector potentials and antiparticles can be derived from the definition of the mean values of powers of space coordinates and time. Equations of motion of quantum mechanics, the Klein-Gordon equation, Schrödinger equation and Dirac equation are obtained from the requirement of the relativistic invariance of the theory. The limit case of localized probability densities leads to the Hamilton-Jacobi equation of classical mechanics. Many-particle systems are also discussed.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
Probabilistic description of results of measurements and its consequences for understanding quantum mechanics are discussed. It is shown that the basic mathematical structure of quantum mechanics like the probability amplitudes, the Born rule, commutation and uncertainty relations, probability density current, momentum operator, and rules for including the scalar and vector potentials and antiparticles can be obtained from the probabilistic description of results of measurement of the space coordinates and time. Equations of motion of quantum mechanics, the Klein-Gordon equation, the Schrödinger equation, and the Dirac equation are obtained from the requirement of the relativistic invariance of the space-time Fisher information. The limit case of th e δ-like probability densities leads to the Hamilton-Jacobi equation of classical mechanics. Manyparticle systems and the postulates of quantum mechanics are also discussed.