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Functional variations in Schr\"odinger dynamics

Markus Penz, Michael Ruggenthaler

Published May 7, 2014• 0 citations
OpenAlex

Abstract

Variations of solutions to the Schr\odinger initial-value problem are studied. Differentiation is performed with respect to time-dependent, possibly unbounded scalar potentials. For properly chosen Banach spaces Fr'echet differentiability is proven. This result yields a rigorous framework for non-equilibrium linear-response theory.

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In this work, we investigate the functional differentiability of the time-dependent many-body wave function and of derived quantities with respect to time-dependent potentials. For properly chosen Banach spaces of potentials and wave functions, Fréchet differentiability is proven. From this follows an estimate for the difference of two solutions to the time-dependent Schrödinger equation that evolve under the influence of different potentials. Such results can be applied directly to the one-particle density and to bounded operators, and present a rigorous formulation of non-equilibrium linear-response theory where the usual Lehmann representation of the linear-response kernel is not valid. Further, the Fréchet differentiability of the wave function provides a new route towards proving basic properties of time-dependent density-functional theory.
S u m m a r y . A rigorous theory of variational principles in quantum mechanics is formulated. This result is obtained by generalizing the standard theory of the inverse problem of the variational cahmlus, according to new concepts of differentiability on complex Banach spaces. Our theory provides sound mathematical foundations to all known variational principles of quantum mechanics and a powerful tool to find new ones. As a simple application, we derive rigorously two variational principles for the time-dependent SchrSdinger equation: the conventional one, requiring both an initial and a final condition, and a new one, requiring an initial condition only.
This work studies in detail the possibility of defining a one-to-one mapping from charge densities as obtained by the time-dependent Schrödinger equation to external potentials. Such a mapping is provided by the Runge-Gross theorem and lies at the very core of time-dependent density functional theory. After introducing the necessary mathematical concepts, the usual mapping "there" - from potentials to wave functions as solutions to the Schrödinger equation - is revisited paying special attention to Sobolev regularity. This is scrutinised further when the question of functional differentiability of the solution with respect to the potential arises, a concept related to linear response theory. Finally, after a brief introduction to general density functional theory, the mapping "back again" - from densities to potentials thereby inverting the Schrödinger equation for a fixed initial state - is defined. Apart from utilising the original Runge-Gross proof this is achieved through a fixed-point procedure. Both approaches give rise to mathematical issues, previously unresolved, which however could be dealt with to some extent within the framework at hand.
In the present thesis, a rigorous mathematical formulation of time-dependent density-functional theory for lattice systems is derived, serving a formally exact approach towards solving time-dependent many-particle Schrödinger problems. After introducing the necessary mathematical foundations, a one-to-one mapping from external potentials onto electronic densities obtained by solving the Schrödinger equation is introduced. Its properties and the related Banach spaces of scalar potentials and electronic densities are discussed in detail. It allows to precisely formulate the Kohn-Sham Iteration scheme, mapping a given many-particle to an effective single-particle Schrödinger problem, both generating the exact same density. Employing the Banach fixed point theorem, the Kohn-Sham Iteration scheme is proven to be convergent depending on the chosen initial density.
Introduction Mathematically, given a linear differential operator L x , one encounters the solution to the inhomogeneous differential equation Here ρ ( x ) is a given source function. For a given boundary condition, we assume a solution to exist. The solution can be reduced to a simpler problem. Let G ( x, y ) is the Green's function. This is a function of x with y a parameter. Take G ( x, y ) to satisfy the same boundary conditions as φ ( x ). Then since An example of L x is, of course, the Schrödinger operator We take ρ ( x ) = V ( x ) ψ ( x , t ), ψ ( x , t ) being the wave function and V ( x ) the potential operator. We are interested in Green's functions taken over from the techniques of quantum field theory (Schweber, 1961; Lifshitz and Petaevskii, 1981). We will concern ourselves particularly with one- and two-time Green's functions, since our principal interest is to show a connection to the calculations of linear response theory (Chapter 15) as well as to quantum kinetic equations. Then we wish to compare the methods with those described in Chapter 4. In this we will follow the work of L. P. Kadanoff and G. Baym (1962) and of L. V. Keldysh (1965) and also Zubarev (1974). We will not discuss equilibrium statistical mechanics utilizing Green's function techniques for many-body problems. The literature is exhaustive (see Abrikosov et al. , 1963; Fetter and Walecka, 1971). A good general introduction is the book by G. D. Mahan (2000). One- and two-time quantum Green's functions and their properties Let us introduce the creation operator ψ † ( r, t ) and annihilation operator ψ ( r, t ) of the second quantization formalism (see Schweber, 1961). They have the equal time commutation rules for Bose and Fermi particles: The Hamiltonian operator for the particles is and the number density of particles at r t is the operator Note that r = ( r 1 … r N ) for (1, 2, 3, …, N ) and V (| r − r ′|) is the pair potential depending, as in Chapter 4, on the scalar distance between the particles.