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Holon and spinon selection rules of the one-dimensional Hubbard model

J. M. P. Carmelo, Karlo Penc

Published Mar 14, 2003• 0 citations
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We identify exact excitation content of the intermediate states for the one-particle Green's functions, spin-spin, and (charge) density-density correlation functions of the periodic one-dimensional $t\ensuremath{-}J$ model with inverse-square exchange. The excitations consist of neutral $S=\frac{1}{2}$ spinons and spinless (charge $\ensuremath{-}e$ holons with semionic fractional statistics and bosonic (charge $+2e$) "antiholons" which are excitations of the holon condensate. We find a set of selection rules and the regions of nonvanishing spectral weight in the energy-momentum space for the various correlation functions.

arXiv:cond-mat/9406059•Physical Review Letters•Nov 21, 1994•38 citations
In the first paper of this series it was found that the ηηη-spin 1/2 holons, spin 1/2 spinons, and ccc pseudoparticles whose occupancy configurations describe the energy eigenstates of the one-dimensional Hubbard model emerge from the electron - rotated-electron unitary transformation. In this second paper we discuss and clarify how the relation of the electrons to the above objects can be used in a program for evaluation of finite-energy few-electron spectral functions. As a first step, here we characterize the dominant holon and spinon microscopic physical processes that originate more than 99% of the few-electron spectral weight. These dominant processes are related to exact selection rules for the values of the number of holons and spinons generated or annihilated by application onto a ground state of rotated-electron operators. We also generalize the concepts of a lower Hubbard band and upper Hubbard bands to all values of on-site Coulombian repulsion.
The one-dimensional three-band Hubbard Hamiltonian is shown to be equivalent to an effective Hamiltonian that has independent spinon and holon quasiparticle excitations plus a weak coupling of the two. The spinon description includes both copper sites and oxygen hole sites leading to a one-dimensional antiferromagnet incommensurate with the copper lattice. The holons are spinless noninteracting fermions in a simple cosine band. Because the oxygen sites are in the Hamiltonian, the quasiparticles are much simpler than in the exact solution of the t-J model for 2t = +/- J. If a similar description is correct for two dimensions, then the holons will attract in a p-wave potential.
We identify exact excitation content of the intermediate states for the one-particle Green's functions, spin-spin, and (charge) density-density correlation functions of the periodic one-dimensional $t\ensuremath{-}J$ model with inverse-square exchange. The excitations consist of neutral S=12S=\frac{1}{2}S=21​ spinons and spinless (charge $\ensuremath{-}e$ holons with semionic fractional statistics and bosonic (charge +2e+2e+2e) "antiholons" which are excitations of the holon condensate. We find a set of selection rules and the regions of nonvanishing spectral weight in the energy-momentum space for the various correlation functions.