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The philosophical significance of unitarily inequivalent representations in quantum field theory

Tracy Lupher

Published May 1, 2008• 6 citations
OpenAlex

Abstract

This dissertation gives a general account of the properties of unitarily inequivalent representations (UIRs) in both canonical quantum field theory and algebraic quantum field theory. A simple model is constructed and then used to show how to build a broad spectrum of UIRs including a version of Haag’s theorem. Haag and Kastler,P, two of the founding fathers of algebraic quantum field theory, argue that the problems posed by UIRs are solved by adopting a notion of equivalence that is weaker than unitary equivalence, which they refer to as physical equivalence. In the dissertation, it is shown that their notion does not provide a suitable classificatory schema. Some of the most important physical representations fail to satisfy the mathematical conditions of their notion. However, Haag and Kastler's notion has an unexpected connection with classical observables. A theorem is proven in which two representations make the same predictions with respect to all classical observables if and only if they satisfy their notion of physical equivalence. Following Haag and Kastler's lead, it was claimed by most proponents of algebraic quantum field theory that all physical content resides in a specific class of observables. It is shown in the dissertation that such claims are exaggerated and misleading. UIRs are used to elucidate the nature of quantum field theory by showing that UIRs have different expectation values for some classical observables of the system, such as temperature and chemical potential, which are not in Haag and Kastler’s specific class. It is shown how UIRs may be used to construct classical observables. To capture the physical content of quantum field theory it is shown that a much larger algebra than that of Haag and Kastler is necessary. Finally, the arguments that UIRs are incommensurable theories are shown to be flawed. The lesson of UIRs is that the mathematical structures in both canonical quantum field theory and Haag and Kastler’s version of algebraic quantum field theory are not sufficient to capture all of the physical content that UIRs represent. A suitable algebraic structure for quantum field theory is provided in the dissertation.

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This dissertation gives a general account of the properties of unitarily inequivalent representations (UIRs) in both canonical quantum field theory and algebraic quantum field theory. A simple model is constructed and then used to show how to build a broad spectrum of UIRs including a version of Haag’s theorem. Haag and Kastler,P, two of the founding fathers of algebraic quantum field theory, argue that the problems posed by UIRs are solved by adopting a notion of equivalence that is weaker than unitary equivalence, which they refer to as physical equivalence. In the dissertation, it is shown that their notion does not provide a suitable classificatory schema. Some of the most important physical representations fail to satisfy the mathematical conditions of their notion. However, Haag and Kastler's notion has an unexpected connection with classical observables. A theorem is proven in which two representations make the same predictions with respect to all classical observables if and only if they satisfy their notion of physical equivalence. Following Haag and Kastler's lead, it was claimed by most proponents of algebraic quantum field theory that all physical content resides in a specific class of observables. It is shown in the dissertation that such claims are exaggerated and misleading. UIRs are used to elucidate the nature of quantum field theory by showing that UIRs have different expectation values for some classical observables of the system, such as temperature and chemical potential, which are not in Haag and Kastler’s specific class. It is shown how UIRs may be used to construct classical observables. To capture the physical content of quantum field theory it is shown that a much larger algebra than that of Haag and Kastler is necessary. Finally, the arguments that UIRs are incommensurable theories are shown to be flawed. The lesson of UIRs is that the mathematical structures in both canonical quantum field theory and Haag and Kastler’s version of algebraic quantum field theory are not sufficient to capture all of the physical content that UIRs represent. A suitable algebraic structure for quantum field theory is provided in the dissertation.
Some physicists and philosophers argue that unitarily inequivalent representations (UIRs) in quantum field theory (QFT) are mathematical surplus structure. Support for that view, sometimes called ‘algebraic imperialism’, relies on Fell’s theorem and its deployment in the algebraic approach to QFT. The algebraic imperialist uses Fell’s theorem to argue that UIRs are ‘physically equivalent’ to each other. The mathematical, conceptual, and dynamical aspects of Fell’s theorem will be examined. Its use as a criterion for physical equivalence is examined in detail and it is proven that Fell’s theorem does not apply to the vast number of representations used in the algebraic approach. UIRs are not another case of theoretical underdetermination, because they make different predictions about ‘classical’ operators. These results are applied to the Unruh effect where there is a continuum of UIRs to which Fell’s theorem does not apply. 1 Introduction2 Weak Equivalence and Physical Equivalence3 Mathematical Overview of Algebraic Quantum Field Theory4 Fell’s Theorem and Philosophical Responses to Weak Equivalence5 Weak Equivalence in C*-Algebras and W*-Algebras6 Classical Equivalence and Weak Equivalence7 Interlude: Is Weak Equivalence Really Physical Equivalence?8 The Unruh Effect9 Time Evolution and Symmetries10 ConclusionsAppendix
This paper interprets Haag’s theorem as more than a technical obstruction to the interaction picture in relativistic quantum field theory. It argues that the theorem reveals a deeper structural limitation of global representation-based ontology: an interacting QFT cannot, under the assumptions of the theorem, be understood as a simple unitary deformation of a free theory within one fixed Fock representation. The paper connects this lesson to algebraic quantum field theory, superselection sectors, locally covariant QFT, Wilsonian renormalization, and effective field theory. It proposes that these developments all point toward a common principle: physical objectivity is not grounded in a privileged representation, but in structural content preserved under admissible transformations between perspectives, representations, sectors, scales, or regions. The paper does not claim to solve Haag’s theorem or construct interacting QFTs. Its aim is interpretive: to show how Haag’s theorem is naturally intelligible within the observer-equivariant framework, where objectivity is understood as invariant or equivariant structure rather than as a view from one absolute representation.
Quantum field theory (QFT) is the physical framework that integrates quantum mechanics and the special theory of relativity; it is the basis of many of our best physical theories. QFT's for interacting systems have yielded extraordinarily accurate predictions. Yet, in spite of unquestionable empirical success, the treatment of interactions in QFT raises serious issues for the foundations and interpretation of the theory. This dissertation takes Haag's theorem as a starting point for investigatingthese issues. It begins with a detailed exposition and analysis of different versions ofHaag's theorem. The theorem is cast as a reductio ad absurdum of canonical QFT prior to renormalization. It is possible to adopt different strategies in response to this reductio: (1) renormalizing the canonical framework; (2) introducing a volume i.e., long-distance) cutoff into the canonical framework; or (3) abandoning another assumption common to the canonical framework and Haag's theorem, which is the approach adopted by axiomatic and constructive field theorists. Haag's theorem doesnot entail that it is impossible to formulate a mathematically well-defined Hilbert space model for an interacting system on infinite, continuous space. Furthermore, Haag's theorem does not undermine the predictions of renormalized canonical QFT; canonical QFT with cutoffs and existing mathematically rigorous models for interactions are empirically equivalent to renormalized canonical QFT. The final two chapters explore the consequences of Haag's theorem for the interpretation of QFT with interactions. I argue that no mathematically rigorous model of QFT on infinite, continuous space admits an interpretation in terms of quanta (i.e., quantumparticles). Furthermore, I contend that extant mathematically rigorous models for physically unrealistic interactions serve as a better guide to the ontology of QFT than either of the other two formulations of QFT. Consequently, according to QFT, quanta do not belong in our ontology of fundamental entities.
Philosophical reflection on quantum field theory has tended to focus on how it revises our conception of what a particle is. However, there has been relatively little discussion of the threat to the "reality" of particles posed by the possibility of inequivalent quantizations of a classical field theory, i.e., inequivalent representations of the algebra of observables of the field in terms of operators on a Hilbert space. The threat is that each representation embodies its own distinctive conception of what a particle is, and how a "particle" will respond to a suitably operated detector. Our main goal is to clarify the subtle relationship between inequivalent representations of a field theory and their associated particle concepts. We also have a particular interest in the Minkowski versus Rindler quantizations of a free Boson field, because they respectively entail two radically different descriptions of the particle content of the field in the very same region of spacetime. We shall defend the idea that these representations provide complementary descriptions of the same state of the field against the claim that they embody completely incommensurable theories of the field.
Philosophical reflection on quantum field theory has tended to focus on how it revises our conception of what a particle is. However, there has been relatively little discussion of the threat to the ‘reality’ of particles posed by the possibility of inequivalent quantizations of a classical field theory, i.e. inequivalent representations of the algebra of observables of the field in terms of operators on a Hilbert space. The threat is that each representation embodies its own distinctive conception of what a particle is, and how a ‘particle’ will respond to a suitably operated detector. Our main goal is to clarify the subtle relationship between inequivalent representations of a field theory and their associated particle concepts. We also have a particular interest in the Minkowski versus Rindler quantizations of a free Boson field, because they respectively entail two radically different descriptions of the particle content of the field in the very same region of spacetime. We shall defend the idea that these representations provide complementary descriptions of the same state of the field against the claim that they embody completely incommensurable theories of the field.
This chapter catalogs interpretative responses to the breakdown of unitary equivalence in QM∞. These range from ‘Hilbert Space Conservatism’ to ‘Algebraic Imperialism’. Maintaining the ordinary quantum mechanics account of physical equivalence in terms of unitary equivalence, the Hilbert Space Conservative takes unitarily inequivalent representations of the CCRs/CARs for a theory of QM∞ to be rivals, at most one of which could convey the content of that theory. Asserting the physics of a theory of QM∞ to reside in the abstract algebraic structure all its representations share, the Algebraic Imperialist announces criteria for the physical equivalence of quantum theories — including the criterion of ‘weak equivalence’ — at odds with the traditional criterion of unitary equivalence.