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On physical layer security in cooperative networks

Zohaib Hassan Awan

Published Jan 1, 2013• 0 citations
OpenAlex

Abstract

With the advent of mobile telephony, complemented by the availability of economic infrastructure devices has provided users the freedom to communicate and perform everyday tasks wirelessly. The access to information anywhere anytime provide users more flexibility to communicate, nonetheless it also makes communication more vulnerable to eavesdropping. Security is now considered as an important issue in the design of modern wireless communication system. In contrast to the conventional systems where security issues are dealt in the upper\nlayers of the protocol stack, in this thesis we focus our attention to construct security schemes by exploiting the attributes of the physical layer. \nIn the first part of the thesis, we consider a two-user multiacces channel where the two encoders, Encoder 1 and Encoder 2, are allowed to communicate with each other over a unidirectional noiseless bit-pipe of finite capacity in the presence of an adversary. In this model, the role of Encoder 2 is restricted to only help Encoder 1 in securing information from adversary. For this model, we\nestablish fundamental performance limits on secure communication and characterizes the secrecy capacity in some extreme cases of cooperation between the encoders. The second part of the thesis considers an elementary\nnetwork, which consists of four nodes – a source, a relay, a legitimate receiver and a passive eavesdropper. In this network, the link between two nodes consists of multiple parallel channels as subchannel. Towards this end, we establish bounds on secure communication. We show that for the case in which the relay does not listens to the source, under certain conditions secrecy capacity is established. In the last part of the thesis, we studied a two-user multi-input multioutput X-channel with local feedback and delayed channel state information\navailable at the transmitter in high signal-to-noise ratio regimes. In this setting each transmitter transmits independent messages to both receivers that need to be kept secret from each other. We characterize the optimal sum secure degrees of freedom region of this model.

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Information-theoretic Secrecy in Multi-user Channels

Ersen Ekrem

Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. 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First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.

•Jan 1, 2012•0 citations

Cooperative secure communication schemes considering partial secrecy regimes, multiple antennas and finite blocklengths

Jamil Farhat

The growing demand for wireless communications systems makes security an important and difficult design task. Therefore, in this thesis we approached different studies at physical layer security considering different scenarios of partial secrecy requirements, multiple antennas and finite blocklenghts. With respect to the partial secrecy regime, we evaluate the secure energy efficiency (SEE) of a cooperative network subject to partial secrecy requirements, implemented through a fractional equivocation parameter θ ϵ (0, 1] that allows partial secrecy when θ < 1. We assume that only the channel state information (CSI) of the legitimate channel is available, while the CSI with respect to the eavesdropper is unknown. Then, we propose a CSI-Aided Decode-and-Forward (DF) scheme, in which the transmitter uses the available CSI in order to choose between direct and cooperative paths. Moreover, the relay employs either Repetition Coding (CSI-RC), i.e., source and relay use the same codebook, or Parallel Coding (CSI-PC), when different codebooks are used. By resorting to the Dinkelbach algorithm, we propose a joint power allocation scheme, which also optimizes θ to maximize the SEE. Our schemes are compared with the traditional DF, Amplify-and-Forward (AF), and Cooperative Jamming (CJ). Extending the previous analysis, we also study the SEE in a cooperative scenario where all nodes are equipped with multiple antennas. Moreover, we employ secrecy rate and power allocation at Alice and at the relay in order to maximize the SEE, subjected to a constraint in terms of a minimal required secrecy outage probability. Considering this MIMO scenario in which only the CSI with respect to the legitimate nodes is available at Alice, we compare the Artificial-Noise (AN) scheme with CSI-Aided Decode-and-Forward (CSI-DF). Lastly, considering a more restrictive scenario with respect to the CSI, but more realistic, in which the legitimate transmitter has no knowledge of the instantaneous channel state information with respect to neither the legitimate receiver nor the eavesdropper, we investigate the secure throughput in a delay-critical scenario, such as in some applications of machine-to-machine communications, so that users communicate with a finite blocklength. In this approach, the performance of direct and selective decode-and-forward cooperative communication strategies are compared.

•Jun 12, 2018•0 citations

Cooperation and information theoretic security in wireless networks.

Aylin Yener, Xiang He

This dissertation studies the fundamental rate limits of wireless communication systems through which confidential messages can be transmitted without being intercepted by an adversary. It is assumed that the adversary is subject to noise and interference, as are the legitimate nodes in the system. The security guarantees offered are irrespective of the computational power of the adversary. Three themes are developed in parallel throughout the dissertation. The first theme explores the relationship between cooperation and secrecy. In wireless networks, cooperation from intermediate relay nodes are essential for facilitating long range communications. This dissertation considers a series of network models where the information from a source to a destination needs to be kept confidential from intermediate relays. Four different network models with untrusted relay nodes are considered: the three-node relay channel, the two-hop link, the two-way relay channel and the multi-hop line network. These models are studied for relays that are honest but curious. That is, the relay nodes are legitimate nodes with lower security clearance, that willingly carry out the designated relay schemes. Secrecy capacity lower and upper bounds for each channel model are found and cases where secrecy capacity can be found are identified. Next the two-hop link is studied where the relay turns malicious in that it can manipulate the signals being relayed and carry out a Byzantine attack. In this case, two requirements must be satisfied simultaneously: The message must be kept confidential from the relay node, and, any modification carried out by the relay node must be detected reliably by the legitimate parties. The dissertation shows that both requirements can be fulfilled for this model with arbitrarily small overhead. The next two themes developed in this dissertation serve as the technical foundation for the first theme. One establishes the foundation for providing secrecy using structured codes. Traditionally, the achievability proofs for information theoretic secrecy rely on Shannon’s random codebook generation argument in which the codebook does not exhibit structure. In this dissertation, it is shown that by imposing structure requirements in random codebook generation, higher rates for secure communication can be achieved than known results obtained using the conventional approach. This dissertation develops the necessary tool and general methodology for computing the secrecy rate when a nested lattice structure is used in codebook generation. Two results are presented that rely on this foundation. First, it is proved that, for a class of Gaussian channel models with interference and secrecy constraints, structured codes outperform Gaussian signaling at medium to high SNR. Second, this tool is used to develop a strong secrecy scheme for the two-hop link with an untrusted relay, which in turn is the centerpiece of the Byzantine detection scheme developed in this dissertation. The third theme is methods of proving strong secrecy. Information theoretic secrecy results often rely on the weak secrecy constraint which provides only asymptotic guarantees with respect to the information rate leaked to the adversary. As this would likely be insufficient in a practical system, a non-asymptotic, strong secrecy guarantee must be sought. More often than not, weak secrecy rates can be strengthened to strong secrecy rates in a straightforward manner, leading back to the justification of proving weak secrecy only. This dissertation challenges this conventional wisdom and identifies two cases where this approach does not follow. In both cases, direct strong secrecy proofs are established. These are: the two-hop link with a Byzantine relay, and models with arbitrarily varying eavesdropper channel considered in the last chapter of this dissertation. The latter model is motivated by the need to bring the theory of providing unconditional secrecy guarantees closer to practice. In particular, the dissertation addresses the case where the channel that the adversary (eavesdropper) experiences is completely unknown to the legitimate parties. To do so, a multiple input-multiple output (MIMO) wiretap channel is considered where the eavesdropper’s channel is arbitrarily varying. A coding theorem is derived for with this setting. The secrecy rate obtained from this coding theorem is tight in terms of secure degree of freedom, which is a high SNR characterization of the secrecy capacity. In addition, the secure degree of freedom regions for the MIMO multiple access (MAC) wiretap channel and the MIMO broadcast wiretap channel are derived when the legitimate nodes have the same number of antennas, identifying the high SNR characterization of the fundamental transmission limits for these models.

•Oct 1, 2011•19 citations

Enhancing physical layer security in wireless networks with cooperative approaches

Weigang Liu

Motivated by recent developments in wireless communication, this thesis aims to characterize the secrecy performance in several types of typical wireless networks. Advanced techniques are designed and evaluated to enhance physical layer security in these networks with realistic assumptions, such as signal propagation loss, random node distribution and non-instantaneous channel state information (CSI). The first part of the thesis investigates secret communication through relay-assisted cognitive interference channel. The primary and secondary base stations (PBS and SBS) communicate with the primary and secondary receivers (PR and SR) respectively in the presence of multiple eavesdroppers. The SBS is allowed to transmit simultaneously with the PBS over the same spectrum instead of waiting for an idle channel. To improve security, cognitive relays transmit cooperative jamming (CJ) signals to create additional interferences in the direction of the eavesdroppers. Two CJ schemes are proposed to improve the secrecy rate of cognitive interference channels depending on the structure of cooperative relays. In the scheme where the multiple-antenna relay transmits weighted jamming signals, the combined approach of CJ and beamforming is investigated. In the scheme with multiple relays transmitting weighted jamming signals, the combined approach of CJ and relay selection is analyzed. Numerical results show that both these two schemes are effective in improving physical layer security of cognitive interference channel. In the second part, the focus is shifted to physical layer security in a random wireless network where both legitimate and eavesdropping nodes are randomly distributed. Three scenarios are analyzed to investigate the impact of various factors on security. In scenario one, the basic scheme is studied without a protected zone and interference. The probability distribution function (PDF) of channel gain with both fading and path loss has been derived and further applied to derive secrecy connectivity and ergodic secrecy capacity. In the second scenario, we studied using a protected zone surrounding the source node to enhance security where interference is absent. Both the cases that eavesdroppers are aware and unaware of the protected zone boundary are investigated. Based on the above scenarios, further deployment of the protected zones at legitimate receivers is designed to convert detrimental interference into a beneficial factor. Numerical results are investigated to check the reliability of the PDF for reciprocal of channel gain and to analyze the impact of protected zones on secrecy performance. In the third part, physical layer security in the downlink transmission of cellular network is studied. To model the repulsive property of the cellular network planning, we assume that the base stations (BSs) follow the Mat´ern hard-core point process (HCPP), while the eavesdroppers are deployed as an independent Poisson point process (PPP). The distribution function of the distances from a typical point to the nodes of the HCPP is derived. The noise-limited and interference-limited cellular networks are investigated by applying the fractional frequency reuse (FFR) in the system. For the noise-limited network, we derive the secrecy outage probability with two different strategies, i.e. the best BS serve and the nearest BS serve, by analyzing the statistics of channel gains. For the interference-limited network with the nearest BS serve, two transmission schemes are analyzed, i.e., transmission with and without the FFR. Numerical results reveal that both the schemes of transmitting with the best BS and the application of the FFR are beneficial for physical layer security in the downlink cellular networks, while the improvement due

•Nov 29, 2016•0 citations

Physical-Layer Security in Wireless Communication Systems

Ghadamali Bagherikaram

The use of wireless networks has grown significantly in contemporary \ntimes, and continues to develop further. The broadcast nature of \nwireless communications, however, makes them particularly vulnerable \nto eavesdropping. Unlike traditional solutions, which usually handle \nsecurity at the application layer, the primary concern of this \ndissertation is to analyze and develop solutions based on coding \ntechniques at the physical-layer. \n \nFirst, in chapter $2$, we consider a scenario where a source node \nwishes to broadcast two confidential messages to two receivers, \nwhile a wire-tapper also receives the transmitted signal. This model \nis motivated by wireless communications, where individual secure \nmessages are broadcast over open media and can be received by any \nillegitimate receiver. The secrecy level is measured by the \nequivocation rate at the eavesdropper. We first study the general \n(non-degraded) broadcast channel with an eavesdropper, and present \nan inner bound on the secrecy capacity region for this model. This \ninner bound is based on a combination of random binning, and the \nGelfand-Pinsker binning. We further study the situation in which the \nchannels are degraded. For the degraded broadcast channel with an \neavesdropper, we present the secrecy capacity region. Our achievable \ncoding scheme is based on Cover's superposition scheme and random \nbinning. We refer to this scheme as the Secret Superposition Scheme. \nOur converse proof is based on a combination of the converse proof \nof the conventional degraded broadcast channel and Csiszar Lemma. We \nthen assume that the channels are Additive White Gaussian Noise and \nshow that the Secret Superposition Scheme with Gaussian codebook is \noptimal. The converse proof is based on Costa's entropy power \ninequality. Finally, we use a broadcast strategy for the slowly \nfading wire-tap channel when only the eavesdropper's channel is \nfixed and known at the transmitter. We derive the optimum power \nallocation for the coding layers, which maximizes the total average \nrate. \n \n \nSecond, in chapter $3$ , we consider the \nMultiple-Input-Multiple-Output (MIMO) scenario of a broadcast \nchannel where a wiretapper also receives the transmitted signal via \nanother MIMO channel. First, we assume that the channels are \ndegraded and the wiretapper has the worst channel. We establish the \ncapacity region of this scenario. Our achievability scheme is the \nSecret Superposition Coding. For the outerbound, we use notion of \nthe enhanced channels to show that the secret superposition of \nGaussian codes is optimal. We show that we only need to enhance the \nchannels of the legitimate receivers, and the channel of the \neavesdropper remains unchanged. We then extend the result of the \ndegraded case to a non-degraded case. We show that the secret \nsuperposition of Gaussian codes, along with successive decoding, \ncannot work when the channels are not degraded. We develop a Secret \nDirty Paper Coding scheme and show that it is optimal for this \nchannel. We then present a corollary generalizing the capacity \nregion of the two receivers case to the case of multiple receivers. \nFinally, we investigate a scenario which frequently occurs in the \npractice of wireless networks. In this scenario, the transmitter and \nthe eavesdropper have multiple antennae, while both intended \nreceivers have a single antenna (representing resource limited \nmobile units). We characterize the secrecy capacity region in terms \nof generalized eigenvalues of the receivers' channels and the \neavesdropper's channel. We refer to this configuration as the MISOME \ncase. We then present a corollary generalizing the results of the \ntwo receivers case to multiple receivers. In the high SNR regime, we \nshow that the capacity region is a convex closure of rectangular \nregions. \n \n \nFinally, in chapter $4$, we consider a $K$-user secure Gaussian \nMultiple-Access-Channel with an external eavesdropper. We establish \nan achievable rate region for the secure discrete memoryless MAC. \nThereafter, we prove the secrecy sum capacity of the degraded \nGaussian MIMO MAC using Gaussian codebooks. For the non-degraded \nGaussian MIMO MAC, we propose an algorithm inspired by the \ninterference alignment technique to achieve the largest possible \ntotal Secure-Degrees-of-Freedom . When all the terminals are \nequipped with a single antenna, Gaussian codebooks have shown to be \ninefficient in providing a positive S-DoF. Instead, we propose a \nnovel secure coding scheme to achieve a positive S-DoF in the single \nantenna MAC. This scheme converts the single-antenna system into a \nmultiple-dimension system with fractional dimensions. The \nachievability scheme is based on the alignment of signals into a \nsmall sub-space at the eavesdropper, and the simultaneous separation \nof the signals at the intended receiver. We use tools from the field \nof Diophantine Approximation in number theory to analyze the \nprobability of error in the coding scheme. We prove that the total \nS-DoF of $\\frac{K-1}{K}$ can be achieved for almost all channel \ngains. For the other channel gains, we propose a multi-layer coding \nscheme to achieve a positive S-DoF. As a function of channel gains, \ntherefore, the achievable S-DoF is discontinued.

•May 17, 2010•0 citations

Achieving physical layer security in multi-antenna wiretap channels

Qi Xiong

Achieving secure transmission in wireless network is a significantly important research topic. Classic cryptography encrypts a confidential message to an unreadable cipher message. Thus only the authentic receiver with correct secrecy key is able to decrypt the message. However, with the growing computational capability of adversaries, the requirement of secrecy key generation and distribution is getting stringent. Another method to achieve wireless security, which has attracted much attention in recent years, is through physical layer processing, named physical layer security. In a typical wiretap channel model consisting of a transmitter, a legal receiver and an adversary (illegal receiver), early works have proven that it is possible to achieve positive secrecy rate using multiple antenna techniques, such as beamforming, at the transmitter. In this thesis, we focus on two types of malicious behaviors of the adversary: passive eavesdropping and active attack. For the passive eavesdropping, we first consider the multi-input-single-output (MISO) wiretap channel, in which the legitimate transmitter utilizes the artificial noise aided precoding strategy to maximize the achievable secrecy rate of the channel. Both scenarios of known and unknown channel state information (CSI) for the eavesdropper channels are considered. By deriving the closed-form expression of ergodic secrecy rate, we prove that there exists an optimal power ratio between the information signal and the artificial noise. We then extend our study to a four-node fading channel model in a wireless relay network, which includes two single-antenna users, one single-antenna eavesdropper and one relay node equipped with multiple antennas. By studying the decode-and-forward (DF) scheme, cooperative jamming (CJ) scheme and one proposed hybrid relay scheme, relay-and-jamming (RJ), we aims to find the optimal relay scheme with the condition that the transmitter and the relay node are under individual power constraints and the CSI of the illegitimate channel is only statistically known. Our analysis shows that the hybrid RJ scheme is optimal when the transmitter has a relatively small power budget and/or the transmitter is far away from the intended receiver. Besides the passive eavesdropping, the adversary could also choose the active attack. The pilot spoofing attack is one active attack conducted by the adversary during the channel estimation phase of the legitimate transmission. In practical systems, the pilot signals are usually known \textit{a priori} and repeatedly used information. In this attack, an intelligent adversary spoofs the transmitter on the estimation of CSI by sending the identical pilot signal as the legitimate receiver. By doing so, the adversary could obtain a larger channel rate in the data transmission phase, and also drastically weaken the strength of the received signal at the legitimate receiver if the adversary utilizes large enough power. Due to the serious consequences caused by such an attack, we first propose an energy ratio detector (ERD) that explores the asymmetry of received signal power levels at the transmitter and the legitimate receiver when the attack occurs. Our analysis shows that the ERD could provide very high probability of detection with certain requirement on the false alarming probability. Furthermore, we design a two-way training based scheme to provide not only attack detection but also secure transmission. The two-way training based detector (TWTD) exploits the intrusive component created by the adversary, followed by a secure beamforming-assisted data transmission. In addition to the good detection performance, our scheme could estimate both legitimate and illegitimate channels, with which the beamforming could be designed for data transmission.

•Jan 1, 2016•0 citations
With the advent of mobile telephony, complemented by the availability of economic infrastructure devices has provided users the freedom to communicate and perform everyday tasks wirelessly. The access to information anywhere anytime provide users more flexibility to communicate, nonetheless it also makes communication more vulnerable to eavesdropping. Security is now considered as an important issue in the design of modern wireless communication system. In contrast to the conventional systems where security issues are dealt in the upper\nlayers of the protocol stack, in this thesis we focus our attention to construct security schemes by exploiting the attributes of the physical layer. \nIn the first part of the thesis, we consider a two-user multiacces channel where the two encoders, Encoder 1 and Encoder 2, are allowed to communicate with each other over a unidirectional noiseless bit-pipe of finite capacity in the presence of an adversary. In this model, the role of Encoder 2 is restricted to only help Encoder 1 in securing information from adversary. For this model, we\nestablish fundamental performance limits on secure communication and characterizes the secrecy capacity in some extreme cases of cooperation between the encoders. The second part of the thesis considers an elementary\nnetwork, which consists of four nodes – a source, a relay, a legitimate receiver and a passive eavesdropper. In this network, the link between two nodes consists of multiple parallel channels as subchannel. Towards this end, we establish bounds on secure communication. We show that for the case in which the relay does not listens to the source, under certain conditions secrecy capacity is established. In the last part of the thesis, we studied a two-user multi-input multioutput X-channel with local feedback and delayed channel state information\navailable at the transmitter in high signal-to-noise ratio regimes. In this setting each transmitter transmits independent messages to both receivers that need to be kept secret from each other. We characterize the optimal sum secure degrees of freedom region of this model.
Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. First, we consider the degraded discrete memoryless channel, and obtain inner and outer bounds for the capacity region. These inner and outer bounds match for certain cases, providing the capacity region. Second, we obtain an inner bound for the general discrete memoryless channel by using Marton's inner bound. Third, we consider the degraded Gaussian MIMO channel, and show that jointly Gaussian auxiliary random variables and channel input are sufficient to exhaust the inner and outer bounds. Finally, we provide an inner bound for the capacity region of the general Gaussian MIMO channel. Next, we focus on the multiple access wiretap (MAC-WT) channel whose capacity region is unknown. We consider a special class of MAC-WT channels which we call the weak eavesdropper class, where each user's link to the legitimate receiver is stronger than its link to the eavesdropper. For this class of channels, we develop an outer bound for the secrecy capacity region, which partially matches the achievable region in an n-letter form. We evaluate a looser version of our outer bound for the Gaussian case, and show that our outer bound is within 0.5 bits/channel use of the achievable rates along the individual secrecy rates for all weak eavesdropper Gaussian MAC-WT. Then, we investigate the effects of user cooperation on the secrecy of broadcast channels by considering the cooperative relay broadcast channel (CRBC). We propose an achievable scheme that combines Marton's coding scheme for broadcast channels and Cover and El Gamal's compress-and-forward (CAF) scheme for relay channels. For the Gaussian CRBC, we show that both users can have positive secrecy rates, which is not possible for scalar Gaussian broadcast channels without cooperation. We further investigate the effects of user cooperation on secrecy by considering the multiple access channel with generalized feedback (MAC-GF), which can be viewed as the MAC-dual of the CRBC. We propose a CAF-based achievable secrecy rate region for the MAC-GF. Specializing our results to a Gaussian MAC-GF, we present numerical results which demonstrate that cooperation can improve secrecy for the MAC-GF. Next, we study the two-user one-eavesdropper discrete memoryless compound wiretap channel, and provide the best known lower bound for the secrecy capacity of this compound channel. We evaluate this achievable secrecy rate for the Gaussian MIMO case by using DPC. We show that this achievable secrecy rate achieves at least half of the secrecy capacity of this Gaussian MIMO compound wiretap channel, and also attains the secrecy capacity when the eavesdropper is degraded with respect to one of the two users. Then, we study the degraded compound multi-receiver wiretap channel (DCMRWC), which, in addition to a group of eavesdroppers, has two groups of users, namely the stronger group and the weaker group. We study two different communication scenarios for this channel. In the first scenario, there is only one eavesdropper, and the transmitter sends a confidential message to each group of legitimate users while keeping both messages secret from the eavesdropper. In the second scenario, we study the DCMRWC with layered messages without any restriction on the number of eavesdroppers. For both scenarios, we obtain the secrecy capacity region for the discrete memoryless channel, the parallel channel, and the Gaussian parallel channel. For the Gaussian MIMO channel, we obtain the secrecy capacity region when there is only one user in the second group. Next, we study the two-user fading broadcast channel and obtain its ergodic secrecy capacity region. We show that, thanks to fading, both users can have simultaneous secure communication with the transmitter, although this is not possible in the scalar non-fading Gaussian broadcast channel where only one user can have secure communication. This simultaneous secrecy of both users is achieved by an opportunistic communication scheme, in which, at each time instant, the transmitter communicates with the user having a better channel gain. Then, we study the secure lossy transmission of a vector Gaussian source to a legitimate user in the presence of an eavesdropper, where both the legitimate user and the eavesdropper have vector Gaussian side information. We obtain an outer bound for the rate, equivocation and distortion region. Moreover, we obtain the maximum equivocation at the eavesdropper when there is no constraint on the transmission rate. By using this maximum equivocation result, we show two facts. First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.
The growing demand for wireless communications systems makes security an important and difficult design task. Therefore, in this thesis we approached different studies at physical layer security considering different scenarios of partial secrecy requirements, multiple antennas and finite blocklenghts. With respect to the partial secrecy regime, we evaluate the secure energy efficiency (SEE) of a cooperative network subject to partial secrecy requirements, implemented through a fractional equivocation parameter θ ϵ (0, 1] that allows partial secrecy when θ < 1. We assume that only the channel state information (CSI) of the legitimate channel is available, while the CSI with respect to the eavesdropper is unknown. Then, we propose a CSI-Aided Decode-and-Forward (DF) scheme, in which the transmitter uses the available CSI in order to choose between direct and cooperative paths. Moreover, the relay employs either Repetition Coding (CSI-RC), i.e., source and relay use the same codebook, or Parallel Coding (CSI-PC), when different codebooks are used. By resorting to the Dinkelbach algorithm, we propose a joint power allocation scheme, which also optimizes θ to maximize the SEE. Our schemes are compared with the traditional DF, Amplify-and-Forward (AF), and Cooperative Jamming (CJ). Extending the previous analysis, we also study the SEE in a cooperative scenario where all nodes are equipped with multiple antennas. Moreover, we employ secrecy rate and power allocation at Alice and at the relay in order to maximize the SEE, subjected to a constraint in terms of a minimal required secrecy outage probability. Considering this MIMO scenario in which only the CSI with respect to the legitimate nodes is available at Alice, we compare the Artificial-Noise (AN) scheme with CSI-Aided Decode-and-Forward (CSI-DF). Lastly, considering a more restrictive scenario with respect to the CSI, but more realistic, in which the legitimate transmitter has no knowledge of the instantaneous channel state information with respect to neither the legitimate receiver nor the eavesdropper, we investigate the secure throughput in a delay-critical scenario, such as in some applications of machine-to-machine communications, so that users communicate with a finite blocklength. In this approach, the performance of direct and selective decode-and-forward cooperative communication strategies are compared.
This dissertation studies the fundamental rate limits of wireless communication systems through which confidential messages can be transmitted without being intercepted by an adversary. It is assumed that the adversary is subject to noise and interference, as are the legitimate nodes in the system. The security guarantees offered are irrespective of the computational power of the adversary. Three themes are developed in parallel throughout the dissertation. The first theme explores the relationship between cooperation and secrecy. In wireless networks, cooperation from intermediate relay nodes are essential for facilitating long range communications. This dissertation considers a series of network models where the information from a source to a destination needs to be kept confidential from intermediate relays. Four different network models with untrusted relay nodes are considered: the three-node relay channel, the two-hop link, the two-way relay channel and the multi-hop line network. These models are studied for relays that are honest but curious. That is, the relay nodes are legitimate nodes with lower security clearance, that willingly carry out the designated relay schemes. Secrecy capacity lower and upper bounds for each channel model are found and cases where secrecy capacity can be found are identified. Next the two-hop link is studied where the relay turns malicious in that it can manipulate the signals being relayed and carry out a Byzantine attack. In this case, two requirements must be satisfied simultaneously: The message must be kept confidential from the relay node, and, any modification carried out by the relay node must be detected reliably by the legitimate parties. The dissertation shows that both requirements can be fulfilled for this model with arbitrarily small overhead. The next two themes developed in this dissertation serve as the technical foundation for the first theme. One establishes the foundation for providing secrecy using structured codes. Traditionally, the achievability proofs for information theoretic secrecy rely on Shannon’s random codebook generation argument in which the codebook does not exhibit structure. In this dissertation, it is shown that by imposing structure requirements in random codebook generation, higher rates for secure communication can be achieved than known results obtained using the conventional approach. This dissertation develops the necessary tool and general methodology for computing the secrecy rate when a nested lattice structure is used in codebook generation. Two results are presented that rely on this foundation. First, it is proved that, for a class of Gaussian channel models with interference and secrecy constraints, structured codes outperform Gaussian signaling at medium to high SNR. Second, this tool is used to develop a strong secrecy scheme for the two-hop link with an untrusted relay, which in turn is the centerpiece of the Byzantine detection scheme developed in this dissertation. The third theme is methods of proving strong secrecy. Information theoretic secrecy results often rely on the weak secrecy constraint which provides only asymptotic guarantees with respect to the information rate leaked to the adversary. As this would likely be insufficient in a practical system, a non-asymptotic, strong secrecy guarantee must be sought. More often than not, weak secrecy rates can be strengthened to strong secrecy rates in a straightforward manner, leading back to the justification of proving weak secrecy only. This dissertation challenges this conventional wisdom and identifies two cases where this approach does not follow. In both cases, direct strong secrecy proofs are established. These are: the two-hop link with a Byzantine relay, and models with arbitrarily varying eavesdropper channel considered in the last chapter of this dissertation. The latter model is motivated by the need to bring the theory of providing unconditional secrecy guarantees closer to practice. In particular, the dissertation addresses the case where the channel that the adversary (eavesdropper) experiences is completely unknown to the legitimate parties. To do so, a multiple input-multiple output (MIMO) wiretap channel is considered where the eavesdropper’s channel is arbitrarily varying. A coding theorem is derived for with this setting. The secrecy rate obtained from this coding theorem is tight in terms of secure degree of freedom, which is a high SNR characterization of the secrecy capacity. In addition, the secure degree of freedom regions for the MIMO multiple access (MAC) wiretap channel and the MIMO broadcast wiretap channel are derived when the legitimate nodes have the same number of antennas, identifying the high SNR characterization of the fundamental transmission limits for these models.
Motivated by recent developments in wireless communication, this thesis aims to characterize the secrecy performance in several types of typical wireless networks. Advanced techniques are designed and evaluated to enhance physical layer security in these networks with realistic assumptions, such as signal propagation loss, random node distribution and non-instantaneous channel state information (CSI). The first part of the thesis investigates secret communication through relay-assisted cognitive interference channel. The primary and secondary base stations (PBS and SBS) communicate with the primary and secondary receivers (PR and SR) respectively in the presence of multiple eavesdroppers. The SBS is allowed to transmit simultaneously with the PBS over the same spectrum instead of waiting for an idle channel. To improve security, cognitive relays transmit cooperative jamming (CJ) signals to create additional interferences in the direction of the eavesdroppers. Two CJ schemes are proposed to improve the secrecy rate of cognitive interference channels depending on the structure of cooperative relays. In the scheme where the multiple-antenna relay transmits weighted jamming signals, the combined approach of CJ and beamforming is investigated. In the scheme with multiple relays transmitting weighted jamming signals, the combined approach of CJ and relay selection is analyzed. Numerical results show that both these two schemes are effective in improving physical layer security of cognitive interference channel. In the second part, the focus is shifted to physical layer security in a random wireless network where both legitimate and eavesdropping nodes are randomly distributed. Three scenarios are analyzed to investigate the impact of various factors on security. In scenario one, the basic scheme is studied without a protected zone and interference. The probability distribution function (PDF) of channel gain with both fading and path loss has been derived and further applied to derive secrecy connectivity and ergodic secrecy capacity. In the second scenario, we studied using a protected zone surrounding the source node to enhance security where interference is absent. Both the cases that eavesdroppers are aware and unaware of the protected zone boundary are investigated. Based on the above scenarios, further deployment of the protected zones at legitimate receivers is designed to convert detrimental interference into a beneficial factor. Numerical results are investigated to check the reliability of the PDF for reciprocal of channel gain and to analyze the impact of protected zones on secrecy performance. In the third part, physical layer security in the downlink transmission of cellular network is studied. To model the repulsive property of the cellular network planning, we assume that the base stations (BSs) follow the Mat´ern hard-core point process (HCPP), while the eavesdroppers are deployed as an independent Poisson point process (PPP). The distribution function of the distances from a typical point to the nodes of the HCPP is derived. The noise-limited and interference-limited cellular networks are investigated by applying the fractional frequency reuse (FFR) in the system. For the noise-limited network, we derive the secrecy outage probability with two different strategies, i.e. the best BS serve and the nearest BS serve, by analyzing the statistics of channel gains. For the interference-limited network with the nearest BS serve, two transmission schemes are analyzed, i.e., transmission with and without the FFR. Numerical results reveal that both the schemes of transmitting with the best BS and the application of the FFR are beneficial for physical layer security in the downlink cellular networks, while the improvement due
The use of wireless networks has grown significantly in contemporary \ntimes, and continues to develop further. The broadcast nature of \nwireless communications, however, makes them particularly vulnerable \nto eavesdropping. Unlike traditional solutions, which usually handle \nsecurity at the application layer, the primary concern of this \ndissertation is to analyze and develop solutions based on coding \ntechniques at the physical-layer. \n \nFirst, in chapter 222, we consider a scenario where a source node \nwishes to broadcast two confidential messages to two receivers, \nwhile a wire-tapper also receives the transmitted signal. This model \nis motivated by wireless communications, where individual secure \nmessages are broadcast over open media and can be received by any \nillegitimate receiver. The secrecy level is measured by the \nequivocation rate at the eavesdropper. We first study the general \n(non-degraded) broadcast channel with an eavesdropper, and present \nan inner bound on the secrecy capacity region for this model. This \ninner bound is based on a combination of random binning, and the \nGelfand-Pinsker binning. We further study the situation in which the \nchannels are degraded. For the degraded broadcast channel with an \neavesdropper, we present the secrecy capacity region. Our achievable \ncoding scheme is based on Cover's superposition scheme and random \nbinning. We refer to this scheme as the Secret Superposition Scheme. \nOur converse proof is based on a combination of the converse proof \nof the conventional degraded broadcast channel and Csiszar Lemma. We \nthen assume that the channels are Additive White Gaussian Noise and \nshow that the Secret Superposition Scheme with Gaussian codebook is \noptimal. The converse proof is based on Costa's entropy power \ninequality. Finally, we use a broadcast strategy for the slowly \nfading wire-tap channel when only the eavesdropper's channel is \nfixed and known at the transmitter. We derive the optimum power \nallocation for the coding layers, which maximizes the total average \nrate. \n \n \nSecond, in chapter 333 , we consider the \nMultiple-Input-Multiple-Output (MIMO) scenario of a broadcast \nchannel where a wiretapper also receives the transmitted signal via \nanother MIMO channel. First, we assume that the channels are \ndegraded and the wiretapper has the worst channel. We establish the \ncapacity region of this scenario. Our achievability scheme is the \nSecret Superposition Coding. For the outerbound, we use notion of \nthe enhanced channels to show that the secret superposition of \nGaussian codes is optimal. We show that we only need to enhance the \nchannels of the legitimate receivers, and the channel of the \neavesdropper remains unchanged. We then extend the result of the \ndegraded case to a non-degraded case. We show that the secret \nsuperposition of Gaussian codes, along with successive decoding, \ncannot work when the channels are not degraded. We develop a Secret \nDirty Paper Coding scheme and show that it is optimal for this \nchannel. We then present a corollary generalizing the capacity \nregion of the two receivers case to the case of multiple receivers. \nFinally, we investigate a scenario which frequently occurs in the \npractice of wireless networks. In this scenario, the transmitter and \nthe eavesdropper have multiple antennae, while both intended \nreceivers have a single antenna (representing resource limited \nmobile units). We characterize the secrecy capacity region in terms \nof generalized eigenvalues of the receivers' channels and the \neavesdropper's channel. We refer to this configuration as the MISOME \ncase. We then present a corollary generalizing the results of the \ntwo receivers case to multiple receivers. In the high SNR regime, we \nshow that the capacity region is a convex closure of rectangular \nregions. \n \n \nFinally, in chapter 444, we consider a KKK-user secure Gaussian \nMultiple-Access-Channel with an external eavesdropper. We establish \nan achievable rate region for the secure discrete memoryless MAC. \nThereafter, we prove the secrecy sum capacity of the degraded \nGaussian MIMO MAC using Gaussian codebooks. For the non-degraded \nGaussian MIMO MAC, we propose an algorithm inspired by the \ninterference alignment technique to achieve the largest possible \ntotal Secure-Degrees-of-Freedom . When all the terminals are \nequipped with a single antenna, Gaussian codebooks have shown to be \ninefficient in providing a positive S-DoF. Instead, we propose a \nnovel secure coding scheme to achieve a positive S-DoF in the single \nantenna MAC. This scheme converts the single-antenna system into a \nmultiple-dimension system with fractional dimensions. The \nachievability scheme is based on the alignment of signals into a \nsmall sub-space at the eavesdropper, and the simultaneous separation \nof the signals at the intended receiver. We use tools from the field \nof Diophantine Approximation in number theory to analyze the \nprobability of error in the coding scheme. We prove that the total \nS-DoF of fracK−1K\\frac{K-1}{K}fracK−1K can be achieved for almost all channel \ngains. For the other channel gains, we propose a multi-layer coding \nscheme to achieve a positive S-DoF. As a function of channel gains, \ntherefore, the achievable S-DoF is discontinued.
Achieving secure transmission in wireless network is a significantly important research topic. Classic cryptography encrypts a confidential message to an unreadable cipher message. Thus only the authentic receiver with correct secrecy key is able to decrypt the message. However, with the growing computational capability of adversaries, the requirement of secrecy key generation and distribution is getting stringent. Another method to achieve wireless security, which has attracted much attention in recent years, is through physical layer processing, named physical layer security. In a typical wiretap channel model consisting of a transmitter, a legal receiver and an adversary (illegal receiver), early works have proven that it is possible to achieve positive secrecy rate using multiple antenna techniques, such as beamforming, at the transmitter. In this thesis, we focus on two types of malicious behaviors of the adversary: passive eavesdropping and active attack. For the passive eavesdropping, we first consider the multi-input-single-output (MISO) wiretap channel, in which the legitimate transmitter utilizes the artificial noise aided precoding strategy to maximize the achievable secrecy rate of the channel. Both scenarios of known and unknown channel state information (CSI) for the eavesdropper channels are considered. By deriving the closed-form expression of ergodic secrecy rate, we prove that there exists an optimal power ratio between the information signal and the artificial noise. We then extend our study to a four-node fading channel model in a wireless relay network, which includes two single-antenna users, one single-antenna eavesdropper and one relay node equipped with multiple antennas. By studying the decode-and-forward (DF) scheme, cooperative jamming (CJ) scheme and one proposed hybrid relay scheme, relay-and-jamming (RJ), we aims to find the optimal relay scheme with the condition that the transmitter and the relay node are under individual power constraints and the CSI of the illegitimate channel is only statistically known. Our analysis shows that the hybrid RJ scheme is optimal when the transmitter has a relatively small power budget and/or the transmitter is far away from the intended receiver. Besides the passive eavesdropping, the adversary could also choose the active attack. The pilot spoofing attack is one active attack conducted by the adversary during the channel estimation phase of the legitimate transmission. In practical systems, the pilot signals are usually known \textit{a priori} and repeatedly used information. In this attack, an intelligent adversary spoofs the transmitter on the estimation of CSI by sending the identical pilot signal as the legitimate receiver. By doing so, the adversary could obtain a larger channel rate in the data transmission phase, and also drastically weaken the strength of the received signal at the legitimate receiver if the adversary utilizes large enough power. Due to the serious consequences caused by such an attack, we first propose an energy ratio detector (ERD) that explores the asymmetry of received signal power levels at the transmitter and the legitimate receiver when the attack occurs. Our analysis shows that the ERD could provide very high probability of detection with certain requirement on the false alarming probability. Furthermore, we design a two-way training based scheme to provide not only attack detection but also secure transmission. The two-way training based detector (TWTD) exploits the intrusive component created by the adversary, followed by a secure beamforming-assisted data transmission. In addition to the good detection performance, our scheme could estimate both legitimate and illegitimate channels, with which the beamforming could be designed for data transmission.