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Il Nuovo Cimento B

Hamiltonian theory of wave and particle in quantum mechanics II: Hamilton-Jacobi theory and particle back-reaction

Peter Holland

Published Oct 1, 2001• 41 citations
OpenAlex

Abstract

Pursuing the Hamiltonian formulation of the de Broglie-Bohm (deBB) theory presented in the preceding paper, the Hamilton-Jacobi (HJ) theory of the wave-particle system is developed. It is shown how to derive a HJ equationfor the particle, which enables trajectories to be computed algebraically using Jacobi's method. Using Liouville's equation in the HJ representation we find the restriction on the Jacobi solutions which implies the quantal distribution. This gives a first method for interpreting the deBB theory in HJ terms. A second method proceeds via an explicit solution of the field+particle HJ equation. Both methods imply that the quantum phase may be interpreted as an incomplete integral. Using these results and those of the first paper it is shown how Schrodinger's equation can be represented in Liouvillian terms, and vice versa. The general theory of canonical transformations that represent quantum unitary transformations is given, and it is shown in principle how the trajectory theory may be expressed in other quantum representations. Using the solution found for the total HJ equation, an explicit solution for the additional field containing a term representing the particle back-reaction is found. The conservation of energy and momentum in the model is established, and a weak form of the action-reaction principle is shown to hold. Alternative forms for the Hamiltonian are explored and it is shown that, within this theoretical context, the deBB theory is not unique. The theory potentially provides an alternative way of obtaining the classical limit.

Related papers

Hamiltonian theory of wave and particle in quantum mechanics I. Liouville's theorem and the interpretation of the de Broglie-Bohm theory

Peter Holland

This paper and a following one develop a Hamiltonian formulation of the de Broglie-Bohm (deBB) interpretation of quantum mechanics. Drawing upon a unified Hamiltonian treatment of a classical particle and its associated ensemble, it is shown how the interaction of a particle and a spin-0 quantum wave can be consistently expressed in a canonical framework. A formulation is found in which the particle is acted upon by a force determined by the quantum potential but the particle does not react on the Schrodinger field. This requires the introduction of an additional field which the particle does act upon, and allows the deBB theory to be expressed in Hamiltonian terms. An ensemble theory for the wave-particle system based on Liouville's equation is developed, and it is shown that for a pure quantum state the particle obeys its own Liouville equation. The general particle phase space distribution that is compatible with ‖ψ‖ 2 is derived. A special case of this corresponds to the relation p = ∂S/∂q (and thus the guidance law of the deBB theory) but more general distributions, and hence non-deBB motions, are possible. This relation is interpreted as a constraint on the phase space of the composite system. Using the theory of Hamiltonian constraints it is shown that the first-order guidance law and Hamilton's second-order particle equations are dynamically equivalent.

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We observe that Schrodinger's equation may be written as two real coupled Hamilton-Jacobi (HJ)-like equations, each involving a quantum potential. Developing our established programme of representing the state through exact free-standing deterministic trajectory models, it is shown how quantum evolution may be treated as the autonomous propagation of two coupled congruences. The wavefunction at a point is derived from two action functions, each generated by a single trajectory. The model shows that conservation as expressed through a continuity equation is not a necessary component of a trajectory theory of state; probability is determined by the difference in the actions, and we prove that it is not generated by the densities of the two HJ congruences. The theory also illustrates how time-reversal symmetry may be implemented by transformations that disobey the conventional transformation (T) of displacement components (scalars) and velocity (reversal); rather, the time-reversal transform of one flow is the T-reversal of the other. We prove a theorem whereby an integral curve of the linear superposition of two vectors is derived algebraically from the integral curves of one of the constituent vectors labelled by integral curves associated with the other constituent. A corollary establishes relations between displacement functions in diverse trajectory models, in particular where the functions obey different symmetry transformations. This is illustrated by showing that a (T-obeying) de Broglie-Bohm trajectory is a sequence of points on the (non-T) HJ trajectories, and vice versa.

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Classical mechanics admits multiple equivalent formulations, from Newton's equations to the variational Lagrange-Hamilton framework and the scalar Hamilton-Jacobi (HJ) theory. In the HJ formulation, classical ensembles evolve through the continuity equation for a real density $ρ= R^{2}$ coupled to Hamilton's principal function $S$. Here we develop a complementary formulation, the Hamilton-Jacobi-Schrödinger (HJS) theory, by embedding the pair $(R,S)$ into a single complex field. Starting from a completely general complex ansatz $ψ= f(R,S)\, e^{i g(R,S)},$ and imposing two minimal structural requirements, we obtain a unique map $ψ= R\, e^{iS/κ}\, $ together with a linear HJS equation whose $|κ| \to 0$ limit reproduces the HJ formulation exactly. Remarkably, when $\mathrm{Re}(κ)\neq 0$, essential features of quantum mechanics, superposition, operator algebra, commutators, the Heisenberg uncertainty principle, Born's rule and unitary evolution, follow naturally as structural consistency conditions. HJS thus provides a unified mathematical viewpoint in which classical and quantum dynamics appear as different limits of a single underlying structure.

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Mustafa Türe, Mithat Ünsal

We propose a new way to perform path integrals in quantum mechanics by using a quantum version of Hamilton-Jacobi (HJ) theory. In classical mechanics, Hamilton-Jacobi theory is a powerful formalism, however, its utility is not explored in quantum theory beyond approximation schemes. The canonical transformation enables one to set the new Hamiltonian to constant or zero, but keeps the information about solution in Hamilton’s characteristic function. To benefit from this in quantum theory, one must work with a formulation in which classical Hamiltonian is used. This uniquely points to phase space path integral. However, the main variable in HJ formalism is energy, not time. Thus, we are led to consider the Fourier transform of the path integral, the spectral path integral Z ˜ ( E ) . The evaluation of path integrals reduces to determining the quantum Hamilton characteristic functions (which can be achieved via an asymptotic analysis) and a discrete sum over the quantum period lattice, generalizing Gutzwiller’s sum.

arXiv:2406.07829•Physical review. D/Physical review. D.•May 12, 2025•2 citations
Pursuing the Hamiltonian formulation of the de Broglie-Bohm (deBB) theory presented in the preceding paper, the Hamilton-Jacobi (HJ) theory of the wave-particle system is developed. It is shown how to derive a HJ equationfor the particle, which enables trajectories to be computed algebraically using Jacobi's method. Using Liouville's equation in the HJ representation we find the restriction on the Jacobi solutions which implies the quantal distribution. This gives a first method for interpreting the deBB theory in HJ terms. A second method proceeds via an explicit solution of the field+particle HJ equation. Both methods imply that the quantum phase may be interpreted as an incomplete integral. Using these results and those of the first paper it is shown how Schrodinger's equation can be represented in Liouvillian terms, and vice versa. The general theory of canonical transformations that represent quantum unitary transformations is given, and it is shown in principle how the trajectory theory may be expressed in other quantum representations. Using the solution found for the total HJ equation, an explicit solution for the additional field containing a term representing the particle back-reaction is found. The conservation of energy and momentum in the model is established, and a weak form of the action-reaction principle is shown to hold. Alternative forms for the Hamiltonian are explored and it is shown that, within this theoretical context, the deBB theory is not unique. The theory potentially provides an alternative way of obtaining the classical limit.
This paper and a following one develop a Hamiltonian formulation of the de Broglie-Bohm (deBB) interpretation of quantum mechanics. Drawing upon a unified Hamiltonian treatment of a classical particle and its associated ensemble, it is shown how the interaction of a particle and a spin-0 quantum wave can be consistently expressed in a canonical framework. A formulation is found in which the particle is acted upon by a force determined by the quantum potential but the particle does not react on the Schrodinger field. This requires the introduction of an additional field which the particle does act upon, and allows the deBB theory to be expressed in Hamiltonian terms. An ensemble theory for the wave-particle system based on Liouville's equation is developed, and it is shown that for a pure quantum state the particle obeys its own Liouville equation. The general particle phase space distribution that is compatible with ‖ψ‖ 2 is derived. A special case of this corresponds to the relation p = ∂S/∂q (and thus the guidance law of the deBB theory) but more general distributions, and hence non-deBB motions, are possible. This relation is interpreted as a constraint on the phase space of the composite system. Using the theory of Hamiltonian constraints it is shown that the first-order guidance law and Hamilton's second-order particle equations are dynamically equivalent.
We observe that Schrodinger's equation may be written as two real coupled Hamilton-Jacobi (HJ)-like equations, each involving a quantum potential. Developing our established programme of representing the state through exact free-standing deterministic trajectory models, it is shown how quantum evolution may be treated as the autonomous propagation of two coupled congruences. The wavefunction at a point is derived from two action functions, each generated by a single trajectory. The model shows that conservation as expressed through a continuity equation is not a necessary component of a trajectory theory of state; probability is determined by the difference in the actions, and we prove that it is not generated by the densities of the two HJ congruences. The theory also illustrates how time-reversal symmetry may be implemented by transformations that disobey the conventional transformation (T) of displacement components (scalars) and velocity (reversal); rather, the time-reversal transform of one flow is the T-reversal of the other. We prove a theorem whereby an integral curve of the linear superposition of two vectors is derived algebraically from the integral curves of one of the constituent vectors labelled by integral curves associated with the other constituent. A corollary establishes relations between displacement functions in diverse trajectory models, in particular where the functions obey different symmetry transformations. This is illustrated by showing that a (T-obeying) de Broglie-Bohm trajectory is a sequence of points on the (non-T) HJ trajectories, and vice versa.
Abstract The Hamilton-Jacobi theory is the apotheosis of Lagrangian and Hamiltonian mechanics: action functions encode all of the possible trajectories of a mechanical system satisfying certain criteria. These action functions are the solutions of a nonlinear, first-order partial differential equation, called the Hamilton-Jacobi equation. The characteristic equations of this differential equation are the extended Hamilton equations. Solution of a class of mechanics problems is thus reduced to the solution of a single partial differential equation. Aside from its use as a problem-solving tool, the Hamilton-Jacobi theory has particular importance because of its close relation to the Schroedinger formulation of quantum mechanics. This chapter discusses the connection between the Hamilton-Jacobi theory and the Schroedinger formulation, the Bohm hidden variable model and Feynman path integral method that are derived from it, Hamilton’s characteristic equations, complete integrals, separation of variables, canonical transformations, general integrals, mono-energetic integrals, relativistic Hamilton-Jacobi equation, quantum Cauchy problem, quantum mechanics, and classical mechanics.
Abstract We observe that Schrödinger’s equation may be written as two real coupled Hamilton–Jacobi (HJ)-like equations, each involving a quantum potential. Developing our established programme of representing the quantum state through exact free-standing deterministic trajectory models, it is shown how quantum evolution may be treated as the autonomous propagation of two coupled congruences. The wavefunction at a point is derived from two action functions, each generated by a single trajectory. The model shows that conservation as expressed through a continuity equation is not a necessary component of a trajectory theory of state. Probability is determined by the difference in the action functions, not by the congruence densities. The theory also illustrates how time-reversal symmetry may be implemented through the collective behaviour of elements that individually disobey the conventional transformation ( T\mathrm{T}T T ) of displacement (scalar) and velocity (reversal). We prove that an integral curve of the linear superposition of two vectors can be derived algebraically from the integral curves of one of the constituent vectors labelled by integral curves associated with the other constituent. A corollary establishes relations between displacement functions in diverse trajectory models, including where the functions obey different symmetry transformations. This is illustrated by showing that a ( T\mathrm{T}T T -obeying) de Broglie-Bohm trajectory is a sequence of points on the (non- T\mathrm{T}T T ) HJ trajectories, and vice versa.
Classical mechanics admits multiple equivalent formulations, from Newton's equations to the variational Lagrange-Hamilton framework and the scalar Hamilton-Jacobi (HJ) theory. In the HJ formulation, classical ensembles evolve through the continuity equation for a real density ρ=R2ρ= R^{2}ρ=R2 coupled to Hamilton's principal function SSS. Here we develop a complementary formulation, the Hamilton-Jacobi-Schrödinger (HJS) theory, by embedding the pair (R,S)(R,S)(R,S) into a single complex field. Starting from a completely general complex ansatz ψ=f(R,S) eig(R,S),ψ= f(R,S)\, e^{i g(R,S)},ψ=f(R,S)eig(R,S), and imposing two minimal structural requirements, we obtain a unique map $ψ= R\, e^{iS/κ}\, $ together with a linear HJS equation whose ∣κ∣→0|κ| \to 0∣κ∣→0 limit reproduces the HJ formulation exactly. Remarkably, when Re(κ)≠0\mathrm{Re}(κ)\neq 0Re(κ)=0, essential features of quantum mechanics, superposition, operator algebra, commutators, the Heisenberg uncertainty principle, Born's rule and unitary evolution, follow naturally as structural consistency conditions. HJS thus provides a unified mathematical viewpoint in which classical and quantum dynamics appear as different limits of a single underlying structure.
We propose a new way to perform path integrals in quantum mechanics by using a quantum version of Hamilton-Jacobi (HJ) theory. In classical mechanics, Hamilton-Jacobi theory is a powerful formalism, however, its utility is not explored in quantum theory beyond approximation schemes. The canonical transformation enables one to set the new Hamiltonian to constant or zero, but keeps the information about solution in Hamilton’s characteristic function. To benefit from this in quantum theory, one must work with a formulation in which classical Hamiltonian is used. This uniquely points to phase space path integral. However, the main variable in HJ formalism is energy, not time. Thus, we are led to consider the Fourier transform of the path integral, the spectral path integral Z ˜ ( E ) . The evaluation of path integrals reduces to determining the quantum Hamilton characteristic functions (which can be achieved via an asymptotic analysis) and a discrete sum over the quantum period lattice, generalizing Gutzwiller’s sum.