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Is time asymmetry logically prior to quantum mechanics

William K. Wootters

Published Jan 1, 1994• 4 citations
OpenAlex

Abstract

In trying to imagine how quantum mechanics might be derived from a more fundamental theory, the author is led to consider a framework in which timeasymmetric events, rather than reversible unitary transformations, are taken as basic. In such a scheme it seems likely that quantum mechanics and the second law of thermodynamics would emerge together, both being consequences of a deeper

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In trying to imagine how quantum mechanics might be derived from a more fundamental theory, the author is led to consider a framework in which timeasymmetric events, rather than reversible unitary transformations, are taken as basic. In such a scheme it seems likely that quantum mechanics and the second law of thermodynamics would emerge together, both being consequences of a deeper
This is Part 1 of a four part paper, intended to redress some of the most fundamental confusions in the subject of physical time directionality, and represent the concepts accurately. There are widespread fallacies in the subject that need to be corrected in introductory courses for physics students and philosophers. Parts 1 and 2 are about quantum mechanics, Part 3 is about fundamental concepts, and Part 4 is about cosmology. We start in Part 1 by analysing the time reversal symmetry of quantum probability laws. Time reversal symmetry is defined as the property of invariance under the time reversal transformation, T: t -> -t. It is shown that quantum mechanics (classical or relativistic) is strongly time asymmetric in its probability laws. This contradicts the orthodox analysis, found throughout the conventional literature on physical time, which claims that quantum mechanics is time symmetric or reversible. This is widely claimed as settled scientific fact, and large philosophical and scientific conclusions are drawn from it. But it is an error. The fact is that while quantum mechanics is widely claimed to be reversible on the basis of two formal mathematical properties (that it does have), these properties do not represent invariance under the time reversal transformation. A recent experiment (Batalhao at alia, 2015) showing irreversibility of quantum thermodynamics is discussed as an illustration of this result. Most physicists remain unaware of the errors, decades after they were first demonstrated. Orthodox specialists in the philosophy of time who are aware of the error continue to refer to the ‘time symmetry’ or ‘reversibility’ of quantum mechanics anyway – and exploit the ambiguity to claim false implications about physical time reversal symmetry in nature. The excuse for perpetrating the confusion is that, since it is has now become customary to refer to the formal properties of quantum mechanics as ‘reversibility’ or ‘time reversal symmetry’, we should just keep referring to them by this name, even though they are not time reversal symmetry. This causes endless confusion, in attempts to explain the physical irreversibility of our universe, and in philosophical discussions of implications of physics for the nature of time. The failure of time reversal symmetry in quantum mechanics changes the interpretation of modern physics in a deep way. It changes the problem of explaining the real irreversibility found throughout nature.
This work presents a conceptual and mathematical framework addressing the longstanding tension between microscopic reversibility in quantum mechanics and macroscopic irreversibility in thermodynamics. Rather than modifying unitary quantum dynamics or invoking ad hoc coarse-graining procedures, the paper proposes that the thermodynamic arrow of time arises as an information-theoretic consequence of the physical limitations of observers. The central hypothesis, termed the Holographic Shannon–Landauer (HSL) framework, models the observer as a finite-bandwidth quantum channel (a Completely Positive Trace-Preserving map). Within this framework, entropy is redefined not as an intrinsic property of matter, but as the quantum relative entropy between the true global quantum state and the state accessible to a bandwidth-limited observer. By formalizing observation as a channel-capacity–constrained physical process, the work derives a Bandwidth–Entropy Monotonicity Theorem, demonstrating that reduced observational resolution necessarily leads to increased observed entropy via the data processing inequality. The Second Law of Thermodynamics emerges naturally from the dynamical spreading of entanglement into degrees of freedom inaccessible to the observer, rather than from any fundamental time asymmetry in the underlying laws. This manuscript is intended as a foundational and unifying perspective, connecting quantum thermodynamics, information theory, and observer-dependent physics. It is archived here as a citable preprint to establish priority and provide a stable reference point for subsequent technical developments and potential journal submissions.
The discussion on time-reversal in quantum mechanics exists at least since Wigner's ``Uber die Operation der Zeitumkehr in der Quantenmechanik'' paper in 1932. If and how the dynamics of the quantum world is time-reversible has been the subject of many controversies. Some have seen quantum mechanics as fundamentally time-irreversible, see for example von Neumann, and some have seen in that the ultimate cause of time's arrow and second law behavior. In his best-selling book ``The Emperor's New Mind'', Roger Penrose argues similarly and concludes that ``our sought-for quantum gravity must be a time-asymmetric theory'' [p.351]. Not so long ago, we read yet about another project in Physicalia 26: to extend quantum mechanics into new fundamentally irreversible equations, thus proposing a new theory giving ``... une description fondamentale irreversible de tout systeme physique''.
Quantum mechanics is widely recognised as being incomplete. It is not consistent with the second law of thermodynamics and does not provide a scientifically credible physical account of the measurement process, the means by which coherence is broken and classically observable states are recorded. This has led to many ad hoc assumptions being used to account for various properties of quantum systems, among which is the coherence time of quantum devices that determines their ability to perform computations. Here, we show that all these properties can be accommodated naturally and consistently in the context of mixing quantum systems which exhibit continuous spectra, as arises in the thermodynamic limit in quantum statistical mechanics and quantum gravity. In particular, for isolated systems we show that the time-reversal symmetry associated with unitary time evolution of the quantum state gives rise to time-symmetry breaking and a semi-group evolution which attains thermodynamic equilibrium at long times. Moreover, the emergence of this non-unitary time-asymmetry leads to microcanonical equilibrium states in which all quantum coherence is lost and is accompanied by the transformation of pure states into mixtures, leading in turn to an increase in entropy. Inclusion of a macroscopic measurement apparatus shows how the outcome of a measurement corresponds to the von Neumann projection postulate, arising with probabilities in conformance with the Born rule. The mathematical structure of the theory which applies to quantum systems with continuous spectra is closely analogous to the classical ergodic theory of dynamical systems and the conditions under which they attain equilibrium states.