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Cambridge University Press eBooks

Quantum Darwinism and envariance

Wojciech Hubert Zurek

Published Apr 22, 2004• 88 citations
Publisher

Abstract

Introduction Quantum measurement problem is a technical euphemism for a much deeper and less well-defined question: How do we, “the observers,” fit within the physical universe? The problem is especially apparent in quantum physics because, for the first time in the history of science a majority of (but not all) physicists seriously entertains the possibility that the framework for the ultimate universal physical theory provided by quantum mechanics is here to stay. Quantum physics relevant for this discussion is (contrary to the common prejudice) relatively simple. By this I mean that some of the key features of its predictions can be arrived at on the basis of overarching principles of quantum theory and without reference to the minutiae of other specific ingredients (such as the details of the forces). Quantum superposition principle is such an overarching principle of quantum theory. It leads to predictions that seem difficult to reconcile with our perception of the familiar classical universe of everyday experience. The aim of this paper is to show that appearance of the classical reality can be viewed as a result of the emergence of the preferred states from within the quantum substrate through the Darwinian paradigm, once the survival of the fittest quantum states and selective proliferation of the information about them throughout the universe are properly taken into account.

DOI
10.1017/cbo9780511814990.010

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Core quantum postulates including the superposition principle and the unitarity of evolutions are natural and strikingly simple. I show that—when supplemented with a limited version of predictability (captured in the textbook accounts by the repeatability postulate)—these core postulates can account for all the symptoms of classicality. In particular, both objective classical reality and elusive information about reality arise, via quantum Darwinism, from the quantum substrate. This approach shares with the Relative State Interpretation of Everett the view that collapse of the wavepacket reflects perception of the state of the rest of the Universe relative to the state of observer’s records. However, our “let quantum be quantum” approach poses questions absent in Bohr’s Copenhagen Interpretation that relied on the preexisting classical domain. Thus, one is now forced to seek preferred, predictable, hence effectively classical but ultimately quantum states that allow observers keep reliable records. Without such (i) preferred basis relative states are simply “too relative”, and the ensuing basis ambiguity makes it difficult to identify events (e.g., measurement outcomes). Moreover, universal validity of quantum theory raises the issue of (ii) the origin of Born’s rule, pk=|ψk|2, relating probabilities and amplitudes (that is simply postulated in textbooks). Last not least, even preferred pointer states (defined by einselection—environment—induced superselection)—are still quantum. Therefore, unlike classical states that exist objectively, quantum states of an individual system cannot be found out by an initially ignorant observer through direct measurement without being disrupted. So, to complete the ‘quantum theory of the classical’ one must identify (iii) quantum origin of objective existence and explain how the information about objectively existing states can appear to be essentially inconsequential for them (as it does for states in Newtonian physics) and yet matter in other settings (e.g., thermodynamics). I show how the mathematical structure of quantum theory supplemented by the only uncontroversial measurement postulate (that demands immediate repeatability—hence, predictability) leads to preferred states. These (i) pointer states correspond to measurement outcomes. Their stability is a prerequisite for objective existence of effectively classical states and for events such as quantum jumps. Events at hand, one can now enquire about their probability—the probability of a pointer state (or of a measurement record). I show that the symmetry of entangled states—(ii) entanglement—assisted invariance or envariance—implies Born’s rule. Envariance also accounts for the loss of phase coherence between pointer states. Thus, decoherence can be traced to symmetries of entanglement and understood without its usual tool—reduced density matrices. A simple and manifestly noncircular derivation of pk=|ψk|2 follows. Monitoring of the system by its environment in course of decoherence typically leaves behind multiple copies of its pointer states in the environment. Only pointer states can survive decoherence and can spawn such plentiful information-theoretic progeny. This (iii) quantum Darwinism allows observers to use environment as a witness—to find out pointer states indirectly, leaving systems of interest untouched. Quantum Darwinism shows how epistemic and ontic (coexisting in epiontic quantum state) separate into robust objective existence of pointer states and detached information about them, giving rise to extantons—composite objects with system of interest in the core and multiple records of its pointer states in the halo comprising of environment subsystems (e.g., photons) which disseminates that information throughout the Universe.

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Introduction Quantum measurement problem is a technical euphemism for a much deeper and less well-defined question: How do we, “the observers,” fit within the physical universe? The problem is especially apparent in quantum physics because, for the first time in the history of science a majority of (but not all) physicists seriously entertains the possibility that the framework for the ultimate universal physical theory provided by quantum mechanics is here to stay. Quantum physics relevant for this discussion is (contrary to the common prejudice) relatively simple. By this I mean that some of the key features of its predictions can be arrived at on the basis of overarching principles of quantum theory and without reference to the minutiae of other specific ingredients (such as the details of the forces). Quantum superposition principle is such an overarching principle of quantum theory. It leads to predictions that seem difficult to reconcile with our perception of the familiar classical universe of everyday experience. The aim of this paper is to show that appearance of the classical reality can be viewed as a result of the emergence of the preferred states from within the quantum substrate through the Darwinian paradigm, once the survival of the fittest quantum states and selective proliferation of the information about them throughout the universe are properly taken into account.
Core quantum postulates including the superposition principle and the unitarity of evolutions are natural and strikingly simple. I show that—when supplemented with a limited version of predictability (captured in the textbook accounts by the repeatability postulate)—these core postulates can account for all the symptoms of classicality. In particular, both objective classical reality and elusive information about reality arise, via quantum Darwinism, from the quantum substrate. This approach shares with the Relative State Interpretation of Everett the view that collapse of the wavepacket reflects perception of the state of the rest of the Universe relative to the state of observer’s records. However, our “let quantum be quantum” approach poses questions absent in Bohr’s Copenhagen Interpretation that relied on the preexisting classical domain. Thus, one is now forced to seek preferred, predictable, hence effectively classical but ultimately quantum states that allow observers keep reliable records. Without such (i) preferred basis relative states are simply “too relative”, and the ensuing basis ambiguity makes it difficult to identify events (e.g., measurement outcomes). Moreover, universal validity of quantum theory raises the issue of (ii) the origin of Born’s rule, pk=|ψk|2, relating probabilities and amplitudes (that is simply postulated in textbooks). Last not least, even preferred pointer states (defined by einselection—environment—induced superselection)—are still quantum. Therefore, unlike classical states that exist objectively, quantum states of an individual system cannot be found out by an initially ignorant observer through direct measurement without being disrupted. So, to complete the ‘quantum theory of the classical’ one must identify (iii) quantum origin of objective existence and explain how the information about objectively existing states can appear to be essentially inconsequential for them (as it does for states in Newtonian physics) and yet matter in other settings (e.g., thermodynamics). I show how the mathematical structure of quantum theory supplemented by the only uncontroversial measurement postulate (that demands immediate repeatability—hence, predictability) leads to preferred states. These (i) pointer states correspond to measurement outcomes. Their stability is a prerequisite for objective existence of effectively classical states and for events such as quantum jumps. Events at hand, one can now enquire about their probability—the probability of a pointer state (or of a measurement record). I show that the symmetry of entangled states—(ii) entanglement—assisted invariance or envariance—implies Born’s rule. Envariance also accounts for the loss of phase coherence between pointer states. Thus, decoherence can be traced to symmetries of entanglement and understood without its usual tool—reduced density matrices. A simple and manifestly noncircular derivation of pk=|ψk|2 follows. Monitoring of the system by its environment in course of decoherence typically leaves behind multiple copies of its pointer states in the environment. Only pointer states can survive decoherence and can spawn such plentiful information-theoretic progeny. This (iii) quantum Darwinism allows observers to use environment as a witness—to find out pointer states indirectly, leaving systems of interest untouched. Quantum Darwinism shows how epistemic and ontic (coexisting in epiontic quantum state) separate into robust objective existence of pointer states and detached information about them, giving rise to extantons—composite objects with system of interest in the core and multiple records of its pointer states in the halo comprising of environment subsystems (e.g., photons) which disseminates that information throughout the Universe.
In this article I aim to provide an intuitive and non-technical introduction to decoherence and quantum Darwinism. Together these theories explain how our classical reality emerges from an underlying quantum mechanical description. Here I focus on two aspects of this and explain, firstly, how decoherence can tell us why we never see macroscopic superpositions, such as dead-and-alive cats, in our classical surroundings; and secondly I describe and then provide a resolution to the so-called preferred basis problem. I then introduce recent results demonstrating that certain aspects of classicality are generic phenomena that emerge from the basic mathematical structure of quantum mechanics. This is in stark contrast to previous work in this field that focused on specific models that cannot realistically be scaled up to explicitly answer questions about the macroscopic world. Finally, I demonstrate how decoherence and quantum Darwinism can shed significant light on the measurement problem, and I discuss the implications for how we should interpret quantum mechanics.
The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.
The measurement problem has been a central puzzle of quantum theory since its inception, and understanding how the classical world emerges from our fundamentally quantum universe is key to its resolution. While the 'Copenhagen' and 'Many Worlds' interpretations have dominated discussion of this philosophically charged question, Zurek builds on the physics of decoherence and introduces the theory of 'Quantum Darwinism' to provide a novel account of the emergence of classical reality. Opening with a modern view of quantum theory, the book reconsiders the customary textbook account of quantum foundations, showing how the controversial axioms (including Born's rule) follow from the consistent core postulates. Part II discusses decoherence and explores its role in the quantum-to-classical transition. Part III introduces Quantum Darwinism, explaining how an information-theoretic perspective complements, elucidates, and reconciles the 'Copenhagen' and 'Many Worlds' interpretations. This insightful book is essential reading for any student or researcher interested in quantum physics.
In classical physics there is, in accordance with common sense, an objective world ‘out there’. That world evolves in a clear and deterministic way, being governed by precisely formulated mathematical equations. This is as true for the theories of Maxwell and Einstein as it is for the original Newtonian scheme. Physical reality is taken to exist independently of ourselves; and exactly how the classical world ‘is’ is not affected by how we might choose to look at it. Moreover, our bodies and our brains are themselves to be part of that world. They, also, are viewed as evolving according to the same precise and deterministic classical equations. All our actions are to be fixed by these equations - no matter how we might feel that our conscious wills may be influencing how we behave. Such a picture appears to lie at the background of most serious 1 philosophical arguments concerned with the nature of reality, of our conscious perceptions, and of our apparent free will. Some people might have an uncomfortable feeling that there should also be a role for quantum theory - that fundamental but disturbing scheme of things which, in the first quarter of this century, arose out of observations of subtle discrepancies between the actual behaviour of the world and the descriptions of classical physics. To many, the term ‘quantum theory’ evokes merely some vague concept of an ‘uncertainty principle’, which, at the level of particles, atoms or molecules, forbids precision in our descriptions and yields merely probabilistic behaviour. Actually, quantum descriptions are very precise, as we shall see, although radically different from the familiar classical ones. Moreover, we shall find, despite a common view to the contrary, that probabilities do not arise at the minute quantum level of particles, atoms, or molecules - those evolve deterministically - but, seemingly, via some mysterious larger-scale action connected with the emergence of a classical world that we can consciously perceive. We must try to understand this, and how quantum theory forces us to change our view of physical reality.
Quantum Darwinism demonstrates not only that preferred states are selected for their stability but also that information about them is broadcast by the same environment that causes decoherence and einselection. That environment acts both as a censor and as an advertising agent that disseminates information about pointer states while suppressing complementary information. Chapter 8 explores the implications and limitations of quantum Darwinism using models inspired by the structure of the Universe we inhabit. We perceive our Universe using light and other means of information transmission. We explore models that have a well-defined relation with our everyday reality, and where one can also selectively relax some of the idealized assumptions and investigate the consequences. Light is the communication channel through which we obtain most of our information. Fortunately, it is an ideal channel in the sense of quantum Darwinism, and simple but realistic cases are exactly solvable. The solution presented herein demonstrates the inevitability of the consensus between observers who rely on scattered photons: The emergence of classical objective reality (classical because pointer states are einselected, and objective because redundancy imposes consensus) is inevitable. This is how the classical world we perceive emerges from within the quantum Universe we inhabit.