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AIP conference proceedings

The cumulant expansion approach for strongly correlated electron models

R. Citro

Published Jan 1, 2003• 0 citations
Publisher

Abstract

In a large variety of systems, like the high‐temperature superconductors, the dominant parameter of the system is the on‐site Coulomb repulsion that becomes comparable with the kinetic energy in the vicinity of the metal‐insulator transition. This implies that perturbation expansions must include this interaction in the zeroth order Hamiltonian and treat the hopping term as a perturbation. Thus, one gets a situation radically different from the usual one in which the particles are initially free and needs to develop a nonstandard perturbation theory based on a cumulant expansion. In this paper, we revisit the general formalism of the cumulant expansion approach for the single band and two‐band Hubbard model, being interested in introducing a systematic way to perform approximations which take into account cooperative phenomena. As an example we analyze the effect of the charge fluctuations on the single‐particle spectral properties.

DOI
10.1063/1.1639595

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In a large variety of systems, like the high‐temperature superconductors, the dominant parameter of the system is the on‐site Coulomb repulsion that becomes comparable with the kinetic energy in the vicinity of the metal‐insulator transition. This implies that perturbation expansions must include this interaction in the zeroth order Hamiltonian and treat the hopping term as a perturbation. Thus, one gets a situation radically different from the usual one in which the particles are initially free and needs to develop a nonstandard perturbation theory based on a cumulant expansion. In this paper, we revisit the general formalism of the cumulant expansion approach for the single band and two‐band Hubbard model, being interested in introducing a systematic way to perform approximations which take into account cooperative phenomena. As an example we analyze the effect of the charge fluctuations on the single‐particle spectral properties.
The single-band Hubbard Hamiltonian [1] is the simplest model of interacting electrons in a lattice.It was developed by John Hubbard, who introduced the model to take into account the local electronic correlations in narrow energy bands.The model has a kinetic term that allows hopping of electrons between atomic sites and a term that considers the on-site interaction between electrons.This model is largely used in solid state physics to study magnetic properties of solids, insulator-metal transition (Mott transition) and high temperature superconductors.However, this is a problem that has exact analytical solution in a very few limiting cases and must be treated approximately or numerically.In this work, we propose a new methodology to analytically solve the Hubbard Hamiltonian, mapping it into a two-site model (the Hubbard dimer).To obtain the Green's function for the lattice, we employed the cumulant expansion technique, using as a 'seed' the exact two-site Green's function (the atomic method) [2].From the Green's function, we obtained the density of states [DOS] and the occupation numbers as functions of the external parameters of the model, and compared the results with the Hubbard I approximation [1].
In the general frame of a modified many-body perturbation theory, the single-band Hubbard model is treated in the limit of weak electron-electron interaction. In this modification the decomposition of the Hamiltonian into an effective free system and an effective perturbation is rearranged iteratively in each order of the formalism, resulting in a successive reduction of the interaction part. In comparison with conventional perturbation techniques, this means an extended range of validity. Imposing thermodynamic self-consistency, we calculate the wave-vector-dependent electronic self-energy up to second order and analyze the influence of the Coulomb correlations. Several well-known physical properties of the Hubbard model are recovered in characteristic single-particle quantities. Therefore, the effect of the band occupation n and the electron-electron repulsion U on spectral densities, band structures, densities of states, magnetization, etc. is investigated in detail. Some of the most remarkable results are: first, a splitting of the free Bloch band into two quasiparticle subbands when the coupling strength reaches moderate values. These subbands are linked by a small damping-induced background in the density of states and are separated roughly by an energy of the order of U. In addition, the upper subband is shifted to higher energies in the spectrum proportionally to U while the lower one is nearly fixed. Second, we found a paramagnetic-ferromagnetic phase diagram that has a critical coupling strength Uc{U}_{c}Uc​ and exhibits strong indications of a lower critical occupation number nc{n}_{c}nc​. There is no spontaneous magnetization in the system for parameters smaller than these values. Compared with the Stoner model, one thus obtains striking improvements. In many cases our conclusions for the weak-coupling limit are qualitatively in good agreement with well-known results in the strong-correlation regime.
We reconsider the strong-coupling expansion for the Hubbard model recently introduced by Sarker and Pairault et al. By introducing slave particles that act as projection operators onto the empty, singly occupied and doubly occupied atomic states, the perturbation theory around the atomic limit distinguishes between processes that do conserve or do not conserve the total number of doubly occupied sites. This allows for a systematic t/U expansion that does not break down at low temperature (t being the intersite hopping amplitude and U the local Coulomb repulsion). The fermionic field becomes a two-component field, which reflects the presence of the two Hubbard bands. The single-particle propagator is naturally expressed as a function of a 2×2 matrix self-energy. Furthermore, by introducing a time- and space-fluctuating spin-quantization axis in the functional integral, we can expand around a "non-degenerate" ground-state where each singly occupied site has a well defined spin direction (which may fluctuate in time). This formalism is used to derive the effective action of charge carriers in the lower Hubbard band to first order in t/U. We recover the action of the t–J model in the spin-hole coherent-state path integral. We also compare our results with those previously obtained by studying fluctuations around the large-U Hartree–Fock saddle point.
Abstract The diagrammatic strong‐coupling perturbation theory (SCPT) for correlated electron systems is developed for intersite Coulomb interaction and for a nonorthogonal basis set. The construction is based on iterations of exact closed equations for many‐electron Green functions (GFs) for Hubbard operators in terms of functional derivatives with respect to external sources. The graphs, which do not contain the contributions from the fluctuations of the local population numbers of the ion states, play a special role: a one‐to‐one correspondence is found between the subset of such graphs for the many‐electron GFs and the complete set of Feynman graphs of weak‐coupling perturbation theory (WCPT) for single‐electron GFs. This fact is used for formulation of the approximation of renormalized Fermions (ARF) in which the many‐electron quasi‐particles behave analogously to normal Fermions. Then, by analyzing: (a) Sham's equation, which connects the self‐energy and the exchange–correlation potential in density functional theory (DFT); and (b) the Galitskii and Migdal expressions for the total energy, written within WCPT and within ARF SCPT, a way we suggest a method to improve the description of the systems with correlated electrons within the local density approximation (LDA) to DFT. The formulation, in terms of renormalized Fermions LDA (RF LDA), is obtained by introducing the spectral weights of the many‐electron GFs into the definitions of the charge density, the overlap matrices, effective mixing and hopping matrix elements, into existing electronic structure codes, whereas the weights themselves have to be found from an additional set of equations. Compared with LDA+U and self‐interaction correction (SIC) methods, RF LDA has the advantage of taking into account the transfer of spectral weights, and, when formulated in terms of GFs, also allows for consideration of excitations and nonzero temperature. Going beyond the ARF SCPT, as well as RF LDA, and taking into account the fluctuations of ion population numbers would require writing completely new codes for ab initio calculations. The application of RF LDA for ab initio band structure calculations for rare earth metals is presented in part II of this study (this issue). © 2005 Wiley Periodicals, Inc. Int J Quantum Chem, 2005
Abstract Band models with intrasite (Hubbard) and intersite Coulomb interactions are treated in a cluster approximation taking into account the interactions and the transfer within clusters of sites rigorously. Between different clusters the interaction is decoupled in a mean field approximation and the transfer term is treated as a perturbation. The ground‐state energy of the one‐dimensional Hubbard model is calculated up to fourth order in the perturbation and is compared with other approximations and the exact result. In the one‐dimensional spinless fermion model the perturbation is treated without further approximations by solving Dyson's equation for the one‐particle Green's function. The order‐disorder transition in this model is discussed.
A new efficient converging perturbation technique valid for arbitrary interaction strength U/t and electron concentration n is applied to study strongly correlated electrons within the repulsive Hubbard model. We test the new perturbation expansion theory in terms of interacting quasi-particles about generalized self-consistent field (GSCF) solution in an entire parameter space. The developed perturbation formalism for strong interaction and large perturbation region differs from the traditional theory on the vicinity of non-interacting electrons by incorporating systematically fluctuations of quasi-particles around self-consistent solution. Performed analytical calculations of the ground state properties in the extreme conditions of one dimensionality provide quite reasonable numerical agreement with the Bethe-ansatz results in the intermediate range of U/t and n. The results are compared with the predictions of traditional perturbation theory.