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Proceedings of SPIE, the International Society for Optical Engineering/Proceedings of SPIE

Quantum water-filling solution for the capacity of Gaussian information channels

Joachim Schäfer, Evgueni Karpov, Nicolas J. Cerf

Published Apr 30, 2010• 8 citations
Publisher

Abstract

We study the transmission of classical information via optical Gaussian channels with a classical additive noise under the physical assumption of a finite input energy including the energy of classical signal (modulation) and the energy spent on squeezing the quantum states carrying information. Multiple uses of a certain class of memory channels with correlated noise is equivalent to one use of parallel independent channels generally with a phase-dependent noise. The calculation of the channels capacity implies finding the optimal distribution of the input energy between the channels. Above a certain input energy threshold, the optimal energy distribution is given by a solution known in the case of classical channels as water-filling. Below the threshold, the optimal distribution of the input energy depends on the noise spectrum and on the input energy level, so that the channels fall into three different classes: the first class corresponds to very noisy channels excluded from information transmission, the second class is composed of channels in which only one quadrature (q or p) is modulated and the third class corresponds to the water-filling solution. Although the non-modulated quadrature in the channels of the second class is not used for information transmission, a part of the input energy is used for the squeezing the quantum state which is a purely quantum effect. We present a complete solution to this problem for one mode and analyze the influence of the noise phase dependence on the capacity. Contrary to our intuition, in the highly phase-dependent noise limit, there exists a universal value of the capacity which neither depends on the input energy nor on the value of noise temperature. In addition, similarly to the case of lossy channels for weak thermal contribution of the noise, there exists an optimal squeezing of the noise, which maximizes the capacity.

DOI
10.1117/12.854641

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We address the classical capacity of a quantum bosonic memory channel with additive noise, subject to an input energy constraint. The memory is modeled by correlated noise emerging from a Gauss-Markov process. Under reasonable assumptions, we show that the optimal modulation results from a ``quantum water-filling'' solution above a certain input energy threshold, similar to the optimal modulation for parallel classical Gaussian channels. We also derive analytically the optimal multimode input state above this threshold, which enables us to compute the capacity of this memory channel in the limit of an infinite number of modes. The method can also be applied to a more general noise environment which is constructed by a stationary Gauss process. The extension of our results to the case of broadband bosonic channels with colored Gaussian noise should also be straightforward.

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The classical capacity of quantum channels is the tight upper bound for the transmission rate of classical information. This is a quantum counterpart of the foundational notion of the channel capacity introduced by Shannon. Bosonic Gaussian quantum channels provide a good model for optical communications. In order to properly define the classical capacity for these quantum systems, an energy constraint at the channel input is necessary, as in the classical case. A further restriction to Gaussian input ensembles defines the Gaussian (classical) capacity, which can be studied analytically. It also provides a lower bound on the classical capacity and moreover, it is conjectured to coincide with the classical capacity. Therefore, the Gaussian capacity is a useful and important notion in quantum information theory. Recently, we have shown that the study of both the classical and Gaussian capacity of an arbitrary single mode Gaussian quantum channel can be reduced to the study of a particular fiducial channel. In this work we consider the Gaussian capacity of the fiducial channel, discuss its additivity and analyze its dependence on the channel parameters. In addition, we extend previously obtained results on the optimal channel environment to the single mode fiducial channel. In particular, we show that the optimal channel environment for the lossy, amplification, and phase conjugating channels is given by a pure quantum state if its energy is constrained.

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We study the problem of transmitting classical information using quantum Gaussian states in the absence of a shared phase reference. This problem is relevant for long-distance communication in free space and optical fiber, where phase noise is typically considered as a limiting factor. We consider a family of phase-noise channels with a finite decoherence time, such that the phase-reference is lost after $m$ consecutive uses of the transmission line. The Holevo capacity of these channels is always attained with photon-number encodings, challenging with current technology. Restricting to Gaussian encodings, we show that an optimal encoding can always be generated by acting with a Haar-random passive interferometer on ensembles of product single-mode squeezed-coherent states. Hence for coherent-state encodings the optimal rate depends only on the total-energy distribution and we provide upper and lower bounds for all $m$, the latter attainable at low energies with on/off modulation and photodetection. We generalize this lower bound to squeezed-coherent encodings, exhibiting for the first time to our knowledge an unconditional advantage with respect to any coherent encoding for $m=1$ and a considerable advantage with respect to its direct coherent counterpart for $m>1$. Finally, we show that the use of part of the energy to establish a reference frame is sub-optimal even at large energies. Our results represent a key departure from the case of phase-covariant Gaussian channels and constitute a proof-of-principle of the advantages of using non-classical, squeezed light in a motivated communication setting.

•Jun 11, 2020•1 citation
We study the transmission of classical information via optical Gaussian channels with a classical additive noise under the physical assumption of a finite input energy including the energy of classical signal (modulation) and the energy spent on squeezing the quantum states carrying information. Multiple uses of a certain class of memory channels with correlated noise is equivalent to one use of parallel independent channels generally with a phase-dependent noise. The calculation of the channels capacity implies finding the optimal distribution of the input energy between the channels. Above a certain input energy threshold, the optimal energy distribution is given by a solution known in the case of classical channels as water-filling. Below the threshold, the optimal distribution of the input energy depends on the noise spectrum and on the input energy level, so that the channels fall into three different classes: the first class corresponds to very noisy channels excluded from information transmission, the second class is composed of channels in which only one quadrature (q or p) is modulated and the third class corresponds to the water-filling solution. Although the non-modulated quadrature in the channels of the second class is not used for information transmission, a part of the input energy is used for the squeezing the quantum state which is a purely quantum effect. We present a complete solution to this problem for one mode and analyze the influence of the noise phase dependence on the capacity. Contrary to our intuition, in the highly phase-dependent noise limit, there exists a universal value of the capacity which neither depends on the input energy nor on the value of noise temperature. In addition, similarly to the case of lossy channels for weak thermal contribution of the noise, there exists an optimal squeezing of the noise, which maximizes the capacity.
In this thesis we study the information transmission through Gaussian quantum channels. Gaussian quantum channels model physical communication links, such as free space communication or optical fibers and therefore, may be considered as the most relevant quantum channels. One of the central characteristics of any communication channel is its capacity. In this work we are interested in the classical capacity, which is the maximal number of bits that can be reliably transmitted per channel use. An important lower bound on the classical capacity is given by the Gaussian capacity, which is the maximal transmission rate with the restriction that only Gaussian encodings are allowed: input messages are encoded in so-called Gaussian states for which the mean field amplitudes are Gaussian distributed. We focus in this work mainly on the Gaussian capacity for the following reasons. First, Gaussian encodings are easily accessible experimentally. Second, the difficulty of studying the classical capacity, which arises due to an optimization problem in an infinite dimensional Hilbert space, is greatly reduced when considering only Gaussian input encodings. Third, the Gaussian capacity is conjectured to coincide with the classical capacity, even though this longstanding conjecture is unsolved until today. We start with the investigation of the capacities of the single-mode Gaussian channel. We show that the most general case can be reduced to a simple, fiducial Gaussian channel which depends only on three parameters: its transmissivity (or gain), the added noise variance and the squeezing of the noise. Above a certain input energy threshold, the optimal input variances are given by a quantum water-filling solution, which implies that the optimal modulated output state is a thermal state. This is a quantum extension (or generalization) of the well-known classical water-filling solution for parallel Gaussian channels. Below the energy threshold the solution is given by a transcendental equation and only the less noisy quadrature is modulated. We characterize in detail the dependence of the Gaussian capacity on its channel parameters. In particular, we show that the Gaussian capacity is a non-monotonous function of the noise squeezing and analytically specify the regions where it exhibits one maximum, a maximum and a minimum, a saddle point or no extrema. Then, we investigate the case of n-mode channels with noise correlations (i.e. memory), where we focus in particular on the classical additive noise channel. We consider memory models for which the noise correlations can be unraveled by a passive symplectic transformation. Therefore, we can simplify the problem to the study of the Gaussian capacity in an uncorrelated basis, which corresponds to the Gaussian capacity of n single-mode channels with a common input energy constraint. Above an input energy threshold the solutions is given by a global quantum water-filling solution, which implies that all modulated single-mode output states are thermal states with the same temperature. Below the threshold the channels are divided into three sets: i) those that are excluded from information transmission, ii) those for which only the less noisy quadrature is modulated, and iii) those for which the quantum water-filling solution is satisfied. As an example we consider a Gauss-Markov correlated noise, which in the uncorrelated basis corresponds to a collection of single-mode classical additive noise channels. When rotating the collection of optimal single-mode input states back to the original, correlated basis the optimal multi-mode input state becomes a highly entangled state. We then compare the performance of the optimal input state with a simple coherent state encoding and conclude that one gains up to 10% by using the optimal encoding. Since the preparation of the optimal input state may be very challenging we consider sub-optimal Gaussian-matrix product states (GMPS) as input states as well. GMPS have a known experimental setup and, though being heavily entangled, can be generated sequentially. We demonstrate that for the Markovian correlated noise as well as for a non-Markovian noise model in a wide range of channel parameters, a nearest-neighbor correlated GMPS achieves more than 99.9% of the Gaussian capacity. At last, we introduce a new noise model for which the GMPS is the exact optimal input state. Since GMPS are known to be ground states of quadratic Hamiltonians this suggests a starting point to develop links between optimization problems of quantum communication and many body physics.
We address the classical capacity of a quantum bosonic memory channel with additive noise, subject to an input energy constraint. The memory is modeled by correlated noise emerging from a Gauss-Markov process. Under reasonable assumptions, we show that the optimal modulation results from a ``quantum water-filling'' solution above a certain input energy threshold, similar to the optimal modulation for parallel classical Gaussian channels. We also derive analytically the optimal multimode input state above this threshold, which enables us to compute the capacity of this memory channel in the limit of an infinite number of modes. The method can also be applied to a more general noise environment which is constructed by a stationary Gauss process. The extension of our results to the case of broadband bosonic channels with colored Gaussian noise should also be straightforward.
Directional optical noise makes photons pay for both squeezing and signal modulation. This paper determines the optimal transmitter and the ultimate classical communication rate, even when arbitrary entangled and non-Gaussian encodings across many channel uses are allowed. For a finite collection of independent squeezed thermal attenuators with different losses and noise covariances, the complete quantum optimization reduces exactly to a scalar allocation of the total mean photon budget. The result covers every input energy, including the low-energy regime in which only one quadrature should be modulated, channels receiving zero photons, and pure squeezed environments. 1. Exact capacity and all-block additivity. Let Φ=⨂j=1dΦj\Phi=\bigotimes_{j=1}^{d}\Phi_jΦ=⨂j=1d​Φj​, let E≥0E\ge0E≥0 be the total average input photon number per block, and let Cj(Ej)C_j(E_j)Cj​(Ej​) be the explicitly attained one-channel rate specified in the paper. Then C(Φ,E)=χΦ(E)=max⁡Ej≥0, ∑jEj≤E∑j=1dCj(Ej), C(\Phi,E)=\chi_\Phi(E)=\max_{E_j\ge0,\,\sum_jE_j\le E}\sum_{j=1}^{d} C_j(E_j), C(Φ,E)=χΦ​(E)=maxEj​≥0,∑j​Ej​≤E​∑j=1d​Cj​(Ej​), χΦ⊗n(nE)=nC(Φ,E)(n≥1). \chi_{\Phi^{\otimes n}}(nE)=nC(\Phi,E)\qquad(n\ge1). χΦ⊗n​(nE)=nC(Φ,E)(n≥1). The optimization includes arbitrary joint input ensembles, with an average physical photon constraint and unrestricted decoding. Independent Gaussian modulation of pure squeezed states attains the answer. Thus neither non-Gaussian codewords nor entanglement across the specified independent channels or repeated blocks improves the capacity. Information quantities use natural logarithms; division by ln⁡2\ln2ln2 gives bits. 2. From measured channel noise to a transmitter design. In quadratures with vacuum covariance I/2I/2I/2, each channel acts as V↦ηV+diag⁡(yq,yp)V\mapsto\eta V+\operatorname{diag}(y_q,y_p)V↦ηV+diag(yq​,yp​), where 0<η<10<\eta<10<η<1, yq≥yp>0y_q\ge y_p>0yq​≥yp​>0, and yqyp≥(1−η)2/4y_qy_p\ge(1-\eta)^2/4yq​yp​≥(1−η)2/4. Define ue=12yqyp,Eth=ue−12+yq−yp2η. u_e=\frac12\sqrt{\frac{y_q}{y_p}},\qquad E_{\mathrm{th}}=u_e-\frac12+\frac{y_q-y_p}{2\eta}. ue​=21​yp​yq​​​,Eth​=ue​−21​+2ηyq​−yp​​. Below this threshold, a bounded one-dimensional maximization determines the optimal seed squeezing and the modulation of the quieter quadrature. Above it, both quadratures can be modulated and the average output is isotropic. Writing g(x)=(x+1)ln⁡(x+1)−xln⁡xg(x)=(x+1)\ln(x+1)-x\ln xg(x)=(x+1)ln(x+1)−xlnx, the high-energy rate is Cj(E)=g ⁣(ηE+η+yq+yp−12)−g ⁣(η2+yqyp−12),E≥Eth. C_j(E)=g\!\left(\eta E+\frac{\eta+y_q+y_p-1}{2}\right)-g\!\left(\frac{\eta}{2}+\sqrt{y_qy_p}-\frac12\right),\quad E\ge E_{\mathrm{th}}. Cj​(E)=g(ηE+2η+yq​+yp​−1​)−g(2η​+yq​yp​​−21​),E≥Eth​. Both seed squeezing and signal modulation are charged to the same physical input budget. The manuscript gives the low-energy variational formula and the attaining covariances explicitly. 3. When should another channel receive photons? The one-channel capacity curves are increasing and concave. For strictly mixed environments, the optimal allocation equalizes marginal information gains: Cj′(Ej∗)=λ(Ej∗>0),Cj′(0+)≤λ(Ej∗=0). C_j'(E_j^*)=\lambda\quad(E_j^*>0),\qquad C_j'(0+)\le\lambda\quad(E_j^*=0). Cj′​(Ej∗​)=λ(Ej∗​>0),Cj′​(0+)≤λ(Ej∗​=0). A previously unused channel turns on when its initial information gain becomes competitive with the declining gain of the channels already in use. Pure-environment endpoints follow by continuity of the attained capacity. In the two-channel example in Figure 1, the second channel activates at total budget approximately E=0.436E=0.436E=0.436 photons. The figures evaluate the analytic allocation law and display how photons divide between squeezing, modulation and different links. 4. A converse for the complete correlated input. A joint quadratic output-entropy support excludes all competing encodings. Its proof develops a sharp thermal-reference contraction using both Bogoliubov orientations and independently adjusted thermal references. The appendix supplies the regularized minimizer, Gibbs identity, full-state Hessian comparison, interpolation domains, residual propagation and limiting arguments. This connects a computable Gaussian transmitter design to a bound on every allowed quantum code. Use and scope. Communication theorists and optical-source designers can use measured loss and quadrature noise to allocate a common photon budget, choose the seed squeezing and modulation, identify inactive channels, and calculate an attained capacity benchmark for these memoryless channels. The all-energy result addresses the low-energy Holevo additivity question for a squeezed thermal attenuator, and extends it to heterogeneous finite products under one total budget. Version 1.0, 13 October 2026. The 16-page PDF contains the article, two vector figures, complete supplementary proofs and references.
The classical capacity of quantum channels is the tight upper bound for the transmission rate of classical information. This is a quantum counterpart of the foundational notion of the channel capacity introduced by Shannon. Bosonic Gaussian quantum channels provide a good model for optical communications. In order to properly define the classical capacity for these quantum systems, an energy constraint at the channel input is necessary, as in the classical case. A further restriction to Gaussian input ensembles defines the Gaussian (classical) capacity, which can be studied analytically. It also provides a lower bound on the classical capacity and moreover, it is conjectured to coincide with the classical capacity. Therefore, the Gaussian capacity is a useful and important notion in quantum information theory. Recently, we have shown that the study of both the classical and Gaussian capacity of an arbitrary single mode Gaussian quantum channel can be reduced to the study of a particular fiducial channel. In this work we consider the Gaussian capacity of the fiducial channel, discuss its additivity and analyze its dependence on the channel parameters. In addition, we extend previously obtained results on the optimal channel environment to the single mode fiducial channel. In particular, we show that the optimal channel environment for the lossy, amplification, and phase conjugating channels is given by a pure quantum state if its energy is constrained.
The full solution of the optimization problem giving the Gaussian capacity of the single-mode fiducial Gaussian quantum channel is provided. Since it was shown that the Gaussian capacity of an arbitrary (phase-sensitive or insensitive) single-mode Gaussian quantum channel is equal to the Gaussian capacity of this fiducial channel, the solution presented in this work can be regarded as universal. The analytical study of this solution, below and above the energy threshold, shows that the dependence of the Gaussian capacity on the environment noise squeezing is not monotonic. In particular, the capacity may have a saddle point, one or two extrema at finite squeezing, or be a monotonically increasing function of the squeezing parameter. The exact dependence is defined by the determinant of the noise covariance matrix and by the transmissivity (or gain) of the fiducial Gaussian channel.
We study the problem of transmitting classical information using quantum Gaussian states in the absence of a shared phase reference. This problem is relevant for long-distance communication in free space and optical fiber, where phase noise is typically considered as a limiting factor. We consider a family of phase-noise channels with a finite decoherence time, such that the phase-reference is lost after mmm consecutive uses of the transmission line. The Holevo capacity of these channels is always attained with photon-number encodings, challenging with current technology. Restricting to Gaussian encodings, we show that an optimal encoding can always be generated by acting with a Haar-random passive interferometer on ensembles of product single-mode squeezed-coherent states. Hence for coherent-state encodings the optimal rate depends only on the total-energy distribution and we provide upper and lower bounds for all mmm, the latter attainable at low energies with on/off modulation and photodetection. We generalize this lower bound to squeezed-coherent encodings, exhibiting for the first time to our knowledge an unconditional advantage with respect to any coherent encoding for m=1m=1m=1 and a considerable advantage with respect to its direct coherent counterpart for m>1m>1m>1. Finally, we show that the use of part of the energy to establish a reference frame is sub-optimal even at large energies. Our results represent a key departure from the case of phase-covariant Gaussian channels and constitute a proof-of-principle of the advantages of using non-classical, squeezed light in a motivated communication setting.