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Transition state theory for wave packet dynamics and its application to thermal decay of metastable nonlinear Schrödinger systems

Marco Andrej Junginger

Published Jan 1, 2014• 0 citations
Publisher

Abstract

Bose-Einstein condensates are bosonic many-body systems in which the quantum mechanical ground state is macroscopically occupied. If the interparticle interaction between the single bosons is attractive, this ground state is metastable and separated from the collapse by a barrier. A sufficient thermal excitation of the condensate can enable the crossing of this barrier and induce its collapse. In this thesis, the corresponding decay mechanism of the thermally induced coherent collapse of Bose-Einstein condensates with additional long-range interaction is investigated for the first time. For the description of the condensate’s dynamics a variational approach to the quantum wave function is used, which allows for the precise determination of the system’s transition state that governs the reaction dynamics. In order to quantitatively calculate the decay rate and lifetime of the condensate, respectively, a novel transition state theory for quantum wave packets is developed. This is based on a variational approach as well as normal form expansions of the dynamical equations and the energy functional in the vicinity of the transition state. The dynamical equations obtained from the variational approach induce a symplectic structure onto the space of variational parameters. Furthermore, the normal form expansions serve as a tool to locally construct canonical coordinates on this symplectic manifold. For this purpose, the dynamical equations as well as the energy functional are expanded and diagonalized. The eigenvectors of the linearized equations of motion thereby define a symplectic basis of the system. Afterwards, the transformations of the higher-order terms are carried out in two steps via nonlinear near-identity transformations: In the first step, the nonresonant terms of the expansions are eliminated and in the second step the remaining resonant terms are transformed in such a way that they fulfill canonical equations. The combination of these methods finally allows for the application of the well-established classical transition state theory. The procedure is valid for a wide variety of trial wave functions, for arbitrary dimensions of the variational space, in arbitrary order of the expansions, and it is independent of the precise form of the Hamilton operator. In addition, a procedure to handle bifurcations in the transition state is developed using a uniform rate formula in connection with an appropriate normal form of the potential energy surface. In contrast to the usual treatment which breaks down at the point of the bifurcation, the new method allows to cross the bifurcation smoothly, because it is valid on both sides of the bifurcation as well as arbitrarily close to it. At the same time, one can calculate the flux over the whole configuration of saddles which emerge in the bifurcation. The applicability of the newly developed transition state theory for wave packets is demonstrated for a cubic potential well. The thermal decay rates of a point particle and a frozen Gaussian wave packet, respectively, are calculated within the classical and quantum normal form approaches as well as the variational one. It is shown that the variational approach is capable to perfectly reproduce both the classical and quantum normal form results of the point particle in different limits. In the limit of a narrow trial wave function it agrees perfectly with the results using the classical normal form. The results with a broader trial wave function go even beyond the classical approach, i.e. they coincide with those of the quantum normal form. In the field of Bose-Einstein condensates with long-range interaction the application of transition state theory for quantum wave packets is extended to the field of nonlinear Schrödinger systems. For condensates with attractive 1/r-interaction, the thermal decay rates are calculated for different numbers of coupled Gaussian wave functions as well as different normal form orders. Significant corrections of the decay rate are obtained with increasing order of the normal forms. In the low-temperature regime convergence is observed in eighth order of the expansions. Finally, the thermally induced coherent collapse of dipolar condensates is investigated. These exhibit the feature of a biconcave ground state density distribution for certain values of the physical parameters. It is shown that such condensates reveal the astonishing effect of a symmetry-breaking collapse dynamics. This effect is directly related to the occurrence of the structured ground state, and it depends on the geometry of the external trapping potential. In case of a “conventional” density distribution, the collapse possesses an s-wave symmetry, while it has a d-wave symmetry in case of a blood-cell shaped ground state. The thermally induced coherent collapse plays a major role close to the stability threshold where the energy barrier is small and the decay rates are high. In case of Cr atoms, dipolar condensate have been first realized with, the region of interest is on the order of a Bohr radius above the critical scattering length. There, the lifetime of the condensate can be reduced to a millisecond. For the elements Dy and Er which have also been condensed in the laboratory, the effects become even stronger, i.e. the parameter region of importance becomes larger, the energy barriers become smaller, and the decay rates are higher.

DOI
10.18419/opus-5129

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•Jan 1, 2017•0 citations
Bose-Einstein condensates are bosonic many-body systems in which the quantum mechanical ground state is macroscopically occupied. If the interparticle interaction between the single bosons is attractive, this ground state is metastable and separated from the collapse by a barrier. A sufficient thermal excitation of the condensate can enable the crossing of this barrier and induce its collapse. In this thesis, the corresponding decay mechanism of the thermally induced coherent collapse of Bose-Einstein condensates with additional long-range interaction is investigated for the first time. For the description of the condensate’s dynamics a variational approach to the quantum wave function is used, which allows for the precise determination of the system’s transition state that governs the reaction dynamics. In order to quantitatively calculate the decay rate and lifetime of the condensate, respectively, a novel transition state theory for quantum wave packets is developed. This is based on a variational approach as well as normal form expansions of the dynamical equations and the energy functional in the vicinity of the transition state. The dynamical equations obtained from the variational approach induce a symplectic structure onto the space of variational parameters. Furthermore, the normal form expansions serve as a tool to locally construct canonical coordinates on this symplectic manifold. For this purpose, the dynamical equations as well as the energy functional are expanded and diagonalized. The eigenvectors of the linearized equations of motion thereby define a symplectic basis of the system. Afterwards, the transformations of the higher-order terms are carried out in two steps via nonlinear near-identity transformations: In the first step, the nonresonant terms of the expansions are eliminated and in the second step the remaining resonant terms are transformed in such a way that they fulfill canonical equations. The combination of these methods finally allows for the application of the well-established classical transition state theory. The procedure is valid for a wide variety of trial wave functions, for arbitrary dimensions of the variational space, in arbitrary order of the expansions, and it is independent of the precise form of the Hamilton operator. In addition, a procedure to handle bifurcations in the transition state is developed using a uniform rate formula in connection with an appropriate normal form of the potential energy surface. In contrast to the usual treatment which breaks down at the point of the bifurcation, the new method allows to cross the bifurcation smoothly, because it is valid on both sides of the bifurcation as well as arbitrarily close to it. At the same time, one can calculate the flux over the whole configuration of saddles which emerge in the bifurcation. The applicability of the newly developed transition state theory for wave packets is demonstrated for a cubic potential well. The thermal decay rates of a point particle and a frozen Gaussian wave packet, respectively, are calculated within the classical and quantum normal form approaches as well as the variational one. It is shown that the variational approach is capable to perfectly reproduce both the classical and quantum normal form results of the point particle in different limits. In the limit of a narrow trial wave function it agrees perfectly with the results using the classical normal form. The results with a broader trial wave function go even beyond the classical approach, i.e. they coincide with those of the quantum normal form. In the field of Bose-Einstein condensates with long-range interaction the application of transition state theory for quantum wave packets is extended to the field of nonlinear Schrödinger systems. For condensates with attractive 1/r-interaction, the thermal decay rates are calculated for different numbers of coupled Gaussian wave functions as well as different normal form orders. Significant corrections of the decay rate are obtained with increasing order of the normal forms. In the low-temperature regime convergence is observed in eighth order of the expansions. Finally, the thermally induced coherent collapse of dipolar condensates is investigated. These exhibit the feature of a biconcave ground state density distribution for certain values of the physical parameters. It is shown that such condensates reveal the astonishing effect of a symmetry-breaking collapse dynamics. This effect is directly related to the occurrence of the structured ground state, and it depends on the geometry of the external trapping potential. In case of a “conventional” density distribution, the collapse possesses an s-wave symmetry, while it has a d-wave symmetry in case of a blood-cell shaped ground state. The thermally induced coherent collapse plays a major role close to the stability threshold where the energy barrier is small and the decay rates are high. In case of Cr atoms, dipolar condensate have been first realized with, the region of interest is on the order of a Bohr radius above the critical scattering length. There, the lifetime of the condensate can be reduced to a millisecond. For the elements Dy and Er which have also been condensed in the laboratory, the effects become even stronger, i.e. the parameter region of importance becomes larger, the energy barriers become smaller, and the decay rates are higher.
We demonstrate the application of transition state theory to wave packet dynamics in metastable Schrödinger systems which are approached by means of a variational ansatz for the wavefunction and whose dynamics is described within the framework of a time-dependent variational principle. The application of classical transition state theory, which requires knowledge of a classical Hamilton function, is made possible by mapping the variational parameters to classical phase space coordinates and constructing an appropriate Hamiltonian in action variables. This mapping, which is performed by a normal form expansion of the equations of motion and an additional adaptation to the energy functional, as well as the requirements to the variational ansatz are discussed in detail. The applicability of the procedure is demonstrated for a cubic model potential for which we calculate thermal decay rates of a frozen Gaussian wavefunction. The decay rate obtained with a narrow trial wavefunction agrees perfectly with the results using the classical normal form of the corresponding point particle. The results with a broader trial wavefunction go even beyond the classical approach, i.e. they agree with those using the quantum normal form. The method presented here will be applied to Bose–Einstein condensates in the following paper (Junginger et al 2012 J. Phys. A: Math. Theor. 45 155202).
We apply transition state theory to coupled Gaussian wave packets and calculate thermal decay rates of Bose–Einstein condensates with additional long-range interaction. The ground state of such a condensate is metastable if the contact interaction is attractive and a sufficient thermal excitation may lead to its collapse. The use of transition state theory is made possible by describing the condensate within a variational framework and locally mapping the variational parameters to classical phase space as has been demonstrated in the preceding paper (Junginger et al 2012 J. Phys. A: Math. Theor. 45 155201). We apply this procedure to Gaussian wave packets and present results for condensates with monopolar 1/ r -interaction comparing decay rates obtained by using different numbers of coupled Gaussian trial wavefunctions as well as different normal form orders.
The wave packet dynamics in atomic systems and in Bose-Einstein condensates is investigated by means of a time-dependent variational principle. The wave packets are assumed to be parametrized by a set of time-dependent parameters. The time evolution of the parameters of the coupled Gaussian wave packets can be calculated from a set of ordinary differential equations, as obtained from the time-dependent variational principle. Unfortunately, the set of equations is ill-behaved in most practical applications, depending on the number of propagated Gaussian wave packets, and methods for regularization are needed. A general method for regularization based on applying adequate nonholonomic inequality constraints to the evolution of the parameters, keeping the equations of motion well-behaved is presented. The power of the method is demonstrated for a non-integrable system with two degrees of freedom. The Gaussian wave packet (GWP) method is applied to the three-dimensional hydrogen atom. The regularization based on the introduction of Kustaanheimo-Stiefel coordinates and a fictitious time is performed. The regularization implies a transition from the three-dimensional physical position space to a four-dimensional parameter space, spanned by the Kustaanheimo-Stiefel coordinates. The regularization is accompanied by a restriction on physically allowed wave functions. The Coulomb potential is transformed to a harmonic potential and GWPs are the exact solutions, provided they fulfill the restriction. The effect of the restriction on the four-dimensional GWP is discussed and it is shown that the GWPs can satisfy the restriction if the Gaussian parameter space is reduced in a certain way. The exact analytic evolution of the restricted GWP is presented, and the expansion of a localized initial wave function in the restricted Gaussian basis set and its analytic propagation in the fictitious time are shown. Symmetry subspaces with conserved magnetic quantum number m and with conserved angular momentum quantum numbers l,m are treated separately. The method is also applied to the non-integrable H atom in in a homogeneous magnetic field and in perpendicular external electric and magnetic fields. The evolution of the wave packets is determined by the constrained time-dependent variational principle. The numerical results are compared to numerically exact values and show excellent agreement. Another class of systems where the variational Gaussian wave packet method yields good results are cold gases. In this thesis Bose-Einstein condensates are investigated, where in addition to the common short-range contact interaction two different long-range interactions, viz. a laser induced gravity-like 1/r-interaction or a magnetic dipole-dipole interaction are present. The dynamics as resulting from the time-dependent extended Gross-Pitaevskii equation for Bose-Einstein condensates with attractive 1/r-interaction is investigated with both the GWP method and numerically exact calculations. It is shown that these condensates exhibit signatures known from the nonlinear dynamics of autonomous Hamiltonian systems. The two stationary solutions created in a tangent bifurcation at a critical value of the scattering length are identified as elliptical and hyperbolical fixed points, corresponding to stable and unstable stationary states of the condensate. The stable stationary state is surrounded by elliptical islands, corresponding to condensates periodically oscillating in time, whereas condensate wave functions in the unstable region undergo a collapse within finite time. For negative scattering lengths below the tangent bifurcation no stationary solutions exist, i.e., the condensate is always unstable and collapses. The dynamics of condensates with inter-atomic magnetic dipole-dipole interaction is investigated in the mean field limit using a Gaussian trial function. The anisotropy of the magnetic dipole-dipole interaction breaks the spherical symmetry and for ordered dipoles an effectively two-dimensional system with cylindrical symmetry is obtained. Special attention is payed to the regularity of the dynamics and it is shown that a transition from regular to chaotic motion takes place with increasing energy where regions of regular and chaotic motion coexist. It is shown that stable modes exist at energies high above the saddle point energy, i.e. at energies where a collapse of the condensate is expected.
The ground state of Bose-Einstein condensates with attractive particle interactions is metastable. One of the decay mechanisms of the condensate is a collapse by macroscopic quantum tunneling, which can be described by the bounce trajectory as a solution of the time-dependent Gross-Pitaevskii equation in imaginary time. For condensates with an electromagnetically induced gravity-like interaction, the bounce trajectory is computed with an extended variational approach using coupled Gaussian functions and is simulated numerically exact within the mean-field approach on a spacetime lattice. It is shown that the variational computations converge very rapidly to the numerically exact result with increasing number of Gaussians. The tunneling rate of the condensate is obtained from the classical action and additional parameters of the bounce trajectory. The converged variational and numerically exact results drastically improve by several orders of magnitude the decay rates obtained previously with a simple variational approach using a single Gaussian-type orbital for the condensate wave function.
The experimental discovery of dilute ultracold quantum gases in 1995 has instigated a broad interest in ultracold atoms and molecules, and paved the way for extensive studies of a wide range of both experimental and theoretical topics. Various theories were developed to describe Bose-Einstein condensates (BECs) for different ranges of temperature and interaction strengths. This thesis focuses on studying the mean-field theory of the Gross-Pitaevskii (GP) equation which provides a good description for the macroscopic wave function when both quantum and thermal fluctuations are negligible. This means that the range of validity is restricted to small interaction strengths at zero temperature. Within the GP theory we study analytically and numerically the nonlinear dynamics of BECs which are induced by a harmonic modulation of either the interaction strength or the harmonic trapping potential. At first a detailed numerical investigation reveals that solving the partial differential equation of Gross and Pitaevskii can be reduced to solving ordinary differential equations for the condensate widths within a Gaussian variational approach. Despite this tremendous simplification the prominent nonlinearity of the underlying GP equation is inherited by the variational equations, which thus allow to describe a rich variety of nonlinear phenomena in different experimental setups. In order to describe them analytically we transfer the Poincar\'e-Lindstedt method, which represents a well-established tool in the field of nonlinear dynamics, to the Gaussian variational approach. Modulation of some of the parameters of a BEC can give rise to prominent nonlinear features, such as shifts in the frequencies of collective oscillation modes, higher harmonics generation, and resonant mode coupling. As a first application we consider a recent Bose-Einstein condensate of Li-7, which has been excited experimentally by a harmonic modulation of the atomic s-wave scattering length with the help of a Feshbach resonance. Combining an analytical perturbative approach with extensive numerical simulations, we analyze the emerging nonlinear dynamics. In particular, we present the resulting shift of collective excitation spectra close to parametric resonances where the driving frequency coincides with a collective mode frequency. Another application of experimental importance is to study geometric resonances in BECs with two-body and three-body contact interactions, where changing the geometry of the trapping potential leads to commensurate collective excitation frequencies with emerging nonlinear effects such as frequency shifts and resonant mode coupling. In this context we also show that a small repulsive three-body interaction is able to extend the stability region of the condensate for an attractive two-body interaction as it increases the critical number of atoms in the trap. Apart from a periodic modulation of a system parameter the dipole mode frequency can be excited by introducing an abrupt change in the potential, where the center of mass oscillates according to the Kohn theorem back and forth in the trapping potential with the natural trap frequency irrespective of both the strength and the type of the two-particle interaction. To this end, we study the collective excitation modes of a Bose-Einstein condensate in a harmonic Ioffe- Pritchard in the vicinity of a Feshbach resonance for experimentally realistic parameters of a Rb-85 BEC, where the dipole mode is excited in z-direction. A linearization of the underlying equations of motions shows that the dipole mode frequency decreases when the bias magnetic field approaches the Feshbach resonance, so the Kohn theorem is violated. Finally within a variational approach we discuss the physical properties of a BEC in an axially-symmetric harmonic trap with a single vortex in the center. At first we analyze the equilibrium configuration and determine the vortex size as well as the Thomas- Fermi radii of the condensate in the Thomas-Fermi limit. Then we calculate the critical rotation frequency for the emergence of the vortex and compare our findings with the literature. Finally, we investigate how the presence of the vortex changes the collective excitation frequencies and we discuss the free expansion of the BEC. All these results indicate how nonlinear dynamics properties could be made clearly observable in future experiments on the basis of our results.
After the first experimental realization of a Bose-Einstein condensate (BEC) in 1995, BECs have become a subject of intense experimental and theoretical study. In this dissertation, I present our results on the classical and quantum dynamics of BECs at zero temperature under different scenarios. First, I consider the analog of slow light in the collision of two BECs near a Feshbach resonance. The scattering length then becomes a function of the collision energy. I derive a generalization of the Gross-Pitaevskii equation for incorporating this energy dependence. In certain parameter regimes, the group velocity of a BEC traveling through another BEC decreases. I also study the feasibility of an experimental realization of this phenomena. Second, I analyze an experiment in which a BEC in a ring-shaped trap is stirred by a rotating barrier. The phase drop across and current flow through the barrier is measured from spiral-shaped density profiles created by interfering the BEC in the ring-shaped trap and a concentric reference BEC after release from all trapping potentials. I show that a free-particle expansion is sufficient to explain the origin of the spiral pattern and relate the phase drop to the geometry of a spiral. I also bound the expansion times for which the phase drop can be accurately determined and study the effect of inter-atomic interactions on the expansion time scales. Third, I study the dynamics of few-mode BECs when they become dynamically unstable after preparing an initial state at a saddle point of the Hamiltonian. I study the dynamics within the truncated Wigner approximation (TWA) and find that, due to phase-space mixing, the expectation value of an observable relaxes to a steady-state value. Using the action-angle formalism, we derive analytical expressions for the steady-state value and the time evolution towards this value. I apply these general results to two systems: a condensate in a double-well potential and a spin-1 (spinor) condensate. Finally, I study quantum corrections beyond the TWA in the semiclassical limit. I derive general expressions for the dynamics of an observable by using the van Vleck-Gutzwiller propagator and find that the interference of classical paths leads to non-perturbative corrections. As a case study, I consider a single-mode nonlinear oscillator; this system displays collapse and revival of observables. I find that the interference of classical paths, which is absent in the TWA, leads to revivals.