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Out-of-equilibrium behavior of many-body Hamiltonian systems with different interaction ranges

Fabio Staniscia

Published Mar 23, 2011• 0 citations
OpenAlex

Abstract

In this Thesis we describe the theoretical-computational study performed on the behavior of isolated systems, far from thermodynamic equilibrium. Analyzing models well-known in literature we follow a path bringing to the classification of different behaviors in function of the interaction range of the systems' particles. In the case of systems with long-range interaction we studied the "Quasi-Stationary states" (QSSs) which emerge at short times when the system evolves with Hamiltonian dynamics. Their interest is in the fact that in many physical systems, such as self-gravitating systems, plasmas and systems characterized by wave-particle interaction, QSSs are the only experimentally accessible regime. QSS are defined as stable solutions of the Vlasov equation and, as their duration diverges with the system size, for large systems' size they can be seen as the true equilibria. They do not follow the Boltzmann statistics, and it does not exists a general theory which describes them. Anyway it is possible to give an approximate description using Lynden-Bell theory. One part of the thesis is devoted to shed light on the characteristics of the phase diagram of the "Hamiltonian mean field" model (HMF), during the QSS, calculated with the Lynden-Bell theory. The results of our work allowed to confirm numerically the presence of a phase re-entrance. In the Thesis is present also a detailed description on the system's caloric curves and on the metastability. Still in this context we show an analysis of the equivalence of the statistical ensembles, confirmed in almost the totality of the phase diagram (except for a small region), although the presence of negative specific heat in the microcanonical ensemble, which in Boltzmannian systems implies the non-equivalence of statistical ensembles. This result allowed us to arrive to a surprising conclusion: the presence of negative specific heat in the canonical ensemble. Still in the context of long-range interacting systems we analyze the linear stability of the non-homogeneous QSSs with respect to the Vlasov equation. Since the study of QSS find an application in the Free-electron laser (FEL) and other light sources, which are characterized by wave-particle interaction, we analyze, in the last chapter, the experimental perspectives of our work in this context. The other class of systems we studied are short-range interacting systems. Here the behavior of the components of the system is strongly influenced by the neighbors, and if one takes a system in a disordered state (a zero magnetization state for magnetic systems), which relaxes towards an ordered equilibrium state, one sees that the ordering process first develops locally and then extends to the whole system forming domains of opposed magnetization which grow in size. This process is called "coarsening". Our work in this field consisted in investigating numerically the laws of scale, and in the Thesis we characterize the temporal dependence of the domain sizes for different interaction ranges and we show a comparison between Hamiltonian and Langevin dynamics. This work inserts in the open debate on the equivalence of different dynamics where we found that, at least for times not too large, the two dynamics give different scaling laws.

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In this Thesis we describe the theoretical-computational study performed on the behavior of isolated systems, far from thermodynamic equilibrium. Analyzing models well-known in literature we follow a path bringing to the classification of different behaviors in function of the interaction range of the systems' particles. In the case of systems with long-range interaction we studied the "Quasi-Stationary states" (QSSs) which emerge at short times when the system evolves with Hamiltonian dynamics. Their interest is in the fact that in many physical systems, such as self-gravitating systems, plasmas and systems characterized by wave-particle interaction, QSSs are the only experimentally accessible regime. QSS are defined as stable solutions of the Vlasov equation and, as their duration diverges with the system size, for large systems' size they can be seen as the true equilibria. They do not follow the Boltzmann statistics, and it does not exists a general theory which describes them. Anyway it is possible to give an approximate description using Lynden-Bell theory. One part of the thesis is devoted to shed light on the characteristics of the phase diagram of the "Hamiltonian mean field" model (HMF), during the QSS, calculated with the Lynden-Bell theory. The results of our work allowed to confirm numerically the presence of a phase re-entrance. In the Thesis is present also a detailed description on the system's caloric curves and on the metastability. Still in this context we show an analysis of the equivalence of the statistical ensembles, confirmed in almost the totality of the phase diagram (except for a small region), although the presence of negative specific heat in the microcanonical ensemble, which in Boltzmannian systems implies the non-equivalence of statistical ensembles. This result allowed us to arrive to a surprising conclusion: the presence of negative specific heat in the canonical ensemble. Still in the context of long-range interacting systems we analyze the linear stability of the non-homogeneous QSSs with respect to the Vlasov equation. Since the study of QSS find an application in the Free-electron laser (FEL) and other light sources, which are characterized by wave-particle interaction, we analyze, in the last chapter, the experimental perspectives of our work in this context. The other class of systems we studied are short-range interacting systems. Here the behavior of the components of the system is strongly influenced by the neighbors, and if one takes a system in a disordered state (a zero magnetization state for magnetic systems), which relaxes towards an ordered equilibrium state, one sees that the ordering process first develops locally and then extends to the whole system forming domains of opposed magnetization which grow in size. This process is called "coarsening". Our work in this field consisted in investigating numerically the laws of scale, and in the Thesis we characterize the temporal dependence of the domain sizes for different interaction ranges and we show a comparison between Hamiltonian and Langevin dynamics. This work inserts in the open debate on the equivalence of different dynamics where we found that, at least for times not too large, the two dynamics give different scaling laws.
We introduce a Hamiltonian dynamics for the description of long-range interacting systems in contact with a thermal bath (i.e., in the canonical ensemble). The dynamics confirms statistical mechanics equilibrium predictions for the Hamiltonian Mean Field model and the equilibrium ensemble equivalence. We find that long-lasting quasi-stationary states persist in presence of the interaction with the environment. Our results indicate that quasi-stationary states are indeed reproducible in real physical experiments.
Long-lived quasi-stationary states (QSSs) are a signature characteristic of long-range interacting systems both in the classical and in the quantum realms. Often, they emerge after a sudden quench of the Hamiltonian internal parameters and present a macroscopic lifetime, which increases with the system size. Despite their ubiquity, the fundamental mechanism at their root remains unknown. Here, we show that the spectrum of systems with power-law decaying couplings remains discrete up to the thermodynamic limit. As a consequence, several traditional results on the chaotic nature of the spectrum in many-body quantum systems are not satisfied in the presence of long-range interactions. In particular, the existence of QSSs may be traced back to the finiteness of Poincaré recurrence times. This picture justifies and extends known results on the anomalous magnetization dynamics in the quantum Ising model with power-law decaying couplings. The comparison between the discrete spectrum of long-range systems and more conventional examples of pure point spectra in the disordered case is also discussed.
The study of non-equilibrium behaviors of quantum matter is one of the research directions at the frontiers of condensed matter physics and, in general, of theoretical and experimental physics. Understanding the mechanisms which prevent many quantum particles from reaching thermal equilibrium can ultimately shed light on the foundations of statistical physics and provide insight into the anomalous long-time collective behaviors observed in experiments. In this thesis, we present new theoretical developments in this direction. In the first part of the thesis we discuss the non-equilibrium dynamics of the two-dimensional quantum Ising model, the prototypical model of magnetism. In particular, we investigate the dynamics of interfaces separating different spin domains. In some regimes, we can provide an exact description of their unitary time evolution, but we also discuss the robustness of our predictions away from the exactly-solvable limit. Moreover, we address the same problem in the presence of disorder and provide a hydrodynamic interpretation of our findings. In the second part of the thesis, we investigate the localization properties of disordered quantum systems. In particular, we develop a renormalization-group picture of the Anderson localization transition in generic geometries. This provides a new framework to understand the phase diagram of such systems and their critical behavior beyond the usual finite-size scaling analysis. We also provide further insights on this topic both by studying resonances and their connection with observables and by employing unsupervised non-parametric learning techniques to probe disordered systems in an experimentally accessible form. The results presented in this thesis constitute a step forward in understanding the non-equilibrium phases and regimes of quantum matter and they pave the way to interesting future developments.
The work presented in this thesis is divided into two main parts: strong zero modes in quantum spin chains with open boundaries and large deviations in classical spin systems. The results concerning the strong zero modes are presented in chapters 2 and 3, while chapter 4 contains the results about large deviations in systems of many, but independent, classical degrees of freedom. These two distinct classes of problems in spin chains are both about aspects of slow relaxation to equilibrium in many-body systems. Nowadays slow dynamics and non-ergodicity in many-body quantum systems are receiving much attention due to their notable technological potential for storing and processing, for very long times, the quantum information encoded in boundary degrees of freedom. In the first part of the work presented in this thesis we mainly focus on quantum spin chains with open boundaries, which can display coherence times for edge spins, that diverge with the system size, as a consequence of the emergence, in the thermodynamic limit, of conserved local quantities, called strong zero modes. First, we discuss the fate of these coherence times when dynamics becomes dissipative. Understanding the behavior of these long correlation times in open quantum systems, undergoing Markovian (memoryless) dynamics, would allow for the possibility of exploiting the protected information encoded in the boundary spins for applications in quantum devices in realistic non-equilibrium settings. Second, we study one possible simple generalization of the transverse field Ising model to a class of ladder spin systems with plaquette interactions in the presence of a transverse field. Also for these systems one can explicitly construct the strong zero mode operators and understand the behavior of the consequential long coherence times for the edge degrees of freedom under isolated (unitary) dynamics. This is possible because the models we consider, while appearing complex superficially, can be brought to simple forms by exploiting an extensive number of conserved quantities they possess. The results presented in chapters 2 and 3 are closely related, even if they focus on different models and investigate different aspects of their dynamics. Nevertheless, the underlying concept they are based on is the same one, that is, an eigenstate phase transition for the strong zero modes that has interesting consequences for the full energy spectrum. In the second part of the thesis we focus on a different type of phase transitions. Here we address the issue of dynamical large deviation phase transitions from a disordered phase to an ordered one, in classical systems which consist in a collection of independent Ising spins evolving stochastically. Surprisingly, by reweighing trajectories accordingly to a certain type of time-integrated observable, even a system of independently evolving spins can display some critical behavior, at the fluctuation level, in trajectory space in the large size and long time limit. By making use of the tilted generator techniques we study the statistics of two particular time-integrated observables. Their associated tilted generators have an exact Kramers-Wannier duality and they look like, up to a sign and an additive constant, some specific well known quantum Hamiltonians. In this sense, the dynamical large deviation phase transitions we observe in these classical stochastic systems translate in ground state quantum phase transitions taking place at the self dual point of the tilted generators we study.
We consider a long-range interacting system of N particles moving on a spherical surface under an attractive Heisenberg-like interaction of infinite range and evolving under deterministic Hamilton dynamics. The system may also be viewed as one of globally coupled Heisenberg spins. In equilibrium, the system has a continuous phase transition from a low-energy magnetized phase, in which the particles are clustered on the spherical surface, to a high-energy homogeneous phase. The dynamical behavior of the model is studied analytically by analyzing the Vlasov equation for the evolution of the single-particle distribution and numerically by direct simulations. The model is found to exhibit long-lived nonmagnetized quasistationary states (QSSs) which in the thermodynamic limit are dynamically stable within an energy range where the equilibrium state is magnetized. For finite N, these states relax to equilibrium over a time that increases algebraically with N. In the dynamically unstable regime, nonmagnetized states relax fast to equilibrium over a time that scales as lnN. These features are retained in presence of a global anisotropy in the magnetization.
Systems with long-range interactions, while relaxing towards equilibrium, sometimes get trapped in long-lived non-Boltzmann quasistationary states (QSS) which have lifetimes that grow algebraically with the system size. Such states have been observed in models of globally coupled particles that move under Hamiltonian dynamics either on a unit circle or on a unit spherical surface. Here, we address the ubiquity of QSS in long-range systems by considering a different dynamical setting. Thus, we consider an anisotropic Heisenberg model consisting of classical Heisenberg spins with mean-field interactions and evolving under classical spin dynamics. Our analysis of the corresponding Vlasov equation for time evolution of the phase space distribution shows that in a certain energy interval, relaxation of a class of initial states occurs over a timescale which grows algebraically with the system size. We support these findings by extensive numerical simulations. This work further supports the generality of occurrence of QSS in long-range systems evolving under Hamiltonian dynamics.