Questions about the route from a nonequilibrium initial state to the final global equilibrium have played an important role since the early days of phenomenological thermodynamics and statistical mechanics. Nowadays, their implications reach from central technical devices of the contemporary human society, like heat engines, refrigerators and computers to recent physics at almost all length scales, from Bose-Einstein-condensation and superconductors to black holes. This work addresses the foundation of macroscopic laws concerning the decay to equilibrium, e.g. the celebrated Fourier's Law, on microscopic Schrödingerian quantum dynamics. Here, a proper treatment requires the usage of modern methods in theoretical physics such as the Theory of Open Quantum Systems, the Kubo Formula in Liouville Space and the novel Hilbert Space Average Method. It turns out that both the relaxation to equilibrium as well as the transport of heat is mainly determined by quantum effects comparable to the role of entanglement in considerations of the global equilibrium within Quantum Thermodynamics. Finally, the foundation of phenomenological thermodynamics on a microscopic theory will hopefully improve our understanding of those most impressive and far-reaching theories and their background and will possibly open the way to overcoming their nanoscopic limits.
Questions about the route from a nonequilibrium initial state to the final global equilibrium have played an important role since the early days of phenomenological thermodynamics and statistical mechanics. Nowadays, their implications reach from central technical devices of the contemporary human society, like heat engines, refrigerators and computers to recent physics at almost all length scales, from Bose-Einstein-condensation and superconductors to black holes. This work addresses the foundation of macroscopic laws concerning the decay to equilibrium, e.g. the celebrated Fourier's Law, on microscopic Schrödingerian quantum dynamics. Here, a proper treatment requires the usage of modern methods in theoretical physics such as the Theory of Open Quantum Systems, the Kubo Formula in Liouville Space and the novel Hilbert Space Average Method. It turns out that both the relaxation to equilibrium as well as the transport of heat is mainly determined by quantum effects comparable to the role of entanglement in considerations of the global equilibrium within Quantum Thermodynamics. Finally, the foundation of phenomenological thermodynamics on a microscopic theory will hopefully improve our understanding of those most impressive and far-reaching theories and their background and will possibly open the way to overcoming their nanoscopic limits.
Deriving the laws of thermodynamics from a microscopic picture is a central quest of statistical mechanics.This tutorial focuses on the derivation of the first and second law for isolated and open quantum systems far from equilibrium, where such foundational questions also become practically relevant for emergent nanotechnologies.The derivation is based on a microscopic definition of five essential quantities: internal energy, thermodynamic entropy, work, heat, and temperature.These definitions are shown to satisfy the phenomenological laws of nonequilibrium thermodynamics for a large class of states and processes.The consistency with previous results is demonstrated.The framework applies to multiple baths including particle transport and accounts for processes with, e.g., a changing temperature of the bath, which is determined microscopically.An integral fluctuation theorem for entropy production is satisfied.In summary, this tutorial introduces a consistent and versatile framework to understand and apply the laws of thermodynamics in the quantum regime and beyond.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.
The thermodynamical behavior of quantum systems at the nanoscale is often very difficult to capture via standard frameworks of thermodynamics. The latter is, in fact, an equilibrium theory whose predictions are typically only valid on average, and in regimes where systems are composed of a very large number of constituents. In reality, the thermodynamical behavior of nanoscale systems can be much more constrained that what is predicted by macroscopic thermodynamics, due to the unavoidable impact of fluctuations. As a result, the fundamental limitations to a system's dynamics induced by macroscopic thermodynamics might turn out to be considerably less stringent than what can actually be observed at those scales. The theory of open quantum systems is certainly a powerful tool in this context, and can provide solutions which go beyond equilibrium treatments, but solving the dynamics of an open system requires detailed information about its microscopic structure (e.g. system-environment interactions and coupling strengths). In other words, one of the great advantages of macroscopic thermodynamics, i.e. its universality and independence of microscopic details, might be essentially lost if we can only infer thermodynamical results once we specify the full microscopic structure of our system-environment interaction. This highlights the necessity for a framework of thermodynamics that is well suited for studying the behavior of small quantum systems far from equilibrium, but can still be applied to physical systems in a universal way, i.e., without having to specify full microscopic information. Quantum Resource Theories (QRTs), and in particular the formulations of quantum thermodynamics that have emerged from them, constitute a promising tool in this direction. However, these models of thermodynamics have not yet been extensively applied to realistic physical platform, and their consequences on known thermodynamical processes are still unexplored. Furthermore, going beyond a purely thermodynamical context, a case can be made for the use of general QRTs as benchmarking tools for the certification of certain quantum resources. In other words, QRTs could be used to find fundamental bounds to physical quantities or impossibility results (in the form of no-go theorems) that, when compared to experimental data, can be used to falsify specific hypotheses. In this thesis, both these directions will be explored, by considering resource-theoretical questions that are relevant for different physical platforms. These will include the photochemical process of photoisomerization, heat transport in harmonic systems, and tabletop tests of quantum gravity.
This book presents the first comprehensive treatment of discrete phase-space quantum mechanics and the lattice Weyl-Wigner formulation of energy band dynamics, by the originator of these theoretical techniques. The author's quantum superfield theoretical formulation of nonequilibrium quantum physics is given in real time, without the awkward use of artificial time contour employed in previous formulations. These two main quantum theoretical techniques combine to yield general (including quasiparticle-pairing dynamics) and exact quantum transport equations in phase-space, appropriate for nanodevices. The derivation of transport formulas in mesoscopic physics from the general quantum transport equations is also treated. Pioneering nanodevices are discussed in the light of the quantum-transport physics equations, and an in-depth treatment of the physics of resonant tunneling devices is given. Operator Hilbert-space methods and quantum tomography are discussed. Discrete phase-space quantum mechanics on finite fields is treated for completeness and by virtue of its relevance to quantum computing. The phenomenological treatment of evolution superoperator and measurements is given to help clarify the general quantum transport theory. Quantum computing and information theory is covered to demonstrate the foundational aspects of discrete quantum dynamics, particularly in deriving a complete set of multiparticle entangled basis states
Investigation on foundational aspects of quantum statistical mechanics recently entered a renaissance period due to novel intuitions from quantum information theory and to increasing attention on the dynamical aspects of single quantum systems. In the present contribution a simple but effective theoretical framework is introduced to clarify the connections between a purely mechanical description and the thermodynamic characterization of the equilibrium state of an isolated quantum system. A salient feature of our approach is the very transparent distinction between the statistical aspects and the dynamical aspects in the description of isolated quantum systems. Like in the classical statistical mechanics, the equilibrium distribution of any property is identified on the basis of the time evolution of the considered system. As a consequence equilibrium properties of quantum system appear to depend on the details of the initial state due to the abundance of constants of the motion in the Schrodinger dynamics. On the other hand the study of the probability distributions of some functions, such as the entropy or the equilibrium state of a subsystem, in statistical ensembles of pure states reveals the crucial role of typicality as the bridge between macroscopic thermodynamics and microscopic quantum dynamics. We shall consider two particular ensembles: the random pure state ensemble and the fixed expectation energy ensemble. The relation between the introduced ensembles, the properties of a given isolated system, and the standard quantum statistical description are discussed throughout the presentation. Finally we point out the conditions which should be satisfied by an ensemble in order to get meaningful thermodynamical characterization of an isolated quantum system.