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arXiv:2610.40628

Locality in Dissipative Ground-State Preparation

Qicheng Tang, Ruhanshi Barad, Xueda Wen

quant-phcond-mat.stat-mechSubmitted Oct 29, 2026• Announced Oct 30, 2026• 0 citations
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Abstract

Can the ground state of a local Hamiltonian be prepared by local dissipation? We address this question for free-fermion Hamiltonians, using a quadratic Lindbladian with linear jump operators for the dissipative ground-state preparation. For translation-invariant targets, Fourier correspondence relates spatial locality to momentum-space analyticity, allowing us to derive a complete spectral criterion for the existence of exponentially local linear jump operators that prepare the ground state. This criterion leads to a no-go theorem that, sign-changing Fermi-level crossings exclude exponentially local linear jump operators for preparing the ground state. While these crossings are the complete obstruction in one dimension, additional obstructions generally arise in higher dimensions. We illustrate these additional obstructions using two quadratic-band-touching models with algebraically decaying ground-state correlations. We further show that short-range ground-state correlations, although not necessary, are sufficient for local dissipative preparation even without translation invariance. Our results establish how the spectral structure of the target Hamiltonian governs the locality of dissipative ground-state preparation.

AI Summary

Can a geometrically local free-fermion Hamiltonian have its ground space prepared by exponentially local dissipation? This paper studies quadratic Lindblad dynamics with linear fermionic jump operators, requiring the entire ground space to be dark and globally attractive. Locality includes exponentially decaying tails, with uniform bounds across system sizes. For translation-invariant targets, Fourier analyticity yields a necessary-and-sufficient spectral criterion: the characteristic polynomial of the Bloch Hamiltonian must factor analytically into positive- and non-positive-energy factors. Necessity follows by extracting a meromorphic representation of the positive-energy sector from analytic jump coefficients; sufficiency follows from the explicit construction $G(q)=\sqrt{\kappa}\,h(q)\chi_-(h(q),q)$. Analytic continuation then excludes sign-changing Fermi-level crossings. These crossings are the complete obstruction in one dimension, but not in higher dimensions. Two two-dimensional quadratic-band-touching examples, both with algebraic ground-state correlations, distinguish the possibilities: one admits strictly finite-range jumps, while the other violates the analytic-factorization criterion. Without translation invariance, exponentially decaying ground-state correlations suffice: $G\propto hP_+=h(I-C)$ gives exponentially local jumps. For this energy-weighted construction, positive-energy modes decay at rates $\kappa\varepsilon_\nu^2$, giving $\tau_{\rm mix}(\epsilon)\le(\kappa\Delta_h^2)^{-1}\log(N/\epsilon^2)$. A spectral-filter implementation avoids detailed eigenstate knowledge, with time-integral truncation error $O(\sqrt{\kappa}/T)$. The classification assumes translation invariance and linear dark-state jumps; interacting systems remain open. Local preparability does not imply rapid mixing for gapless targets. Preparation may retain initial-state dependence within a degenerate ground space.

No sign of AI-generated text

Central claim may not hold: The no-go for uniformly exponentially local ground-state preparation requires an additional size-independent momentum-kernel assumption: exponentially suppressed, size-dependent positive-energy projectors satisfy the stated locality bounds and prepare every finite system despite sign-changing Fermi-level crossings.

Written by gpt-6.1-sol from the paper's full text. Automated: it can be wrong.

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Can a geometrically local free-fermion Hamiltonian have its ground space prepared by exponentially local dissipation? This paper studies quadratic Lindblad dynamics with linear fermionic jump operators, requiring the entire ground space to be dark and globally attractive. Locality includes exponentially decaying tails, with uniform bounds across system sizes.
For translation-invariant targets, Fourier analyticity yields a necessary-and-sufficient spectral criterion: the characteristic polynomial of the Bloch Hamiltonian must factor analytically into positive- and non-positive-energy factors. Necessity follows by extracting a meromorphic representation of the positive-energy sector from analytic jump coefficients; sufficiency follows from the explicit construction G(q)=κ h(q)χ−(h(q),q)G(q)=\sqrt{\kappa}\,h(q)\chi_-(h(q),q)G(q)=κ​h(q)χ−​(h(q),q). Analytic continuation then excludes sign-changing Fermi-level crossings. These crossings are the complete obstruction in one dimension, but not in higher dimensions. Two two-dimensional quadratic-band-touching examples, both with algebraic ground-state correlations, distinguish the possibilities: one admits strictly finite-range jumps, while the other violates the analytic-factorization criterion.
Without translation invariance, exponentially decaying ground-state correlations suffice: G∝hP+=h(I−C)G\propto hP_+=h(I-C)G∝hP+​=h(I−C) gives exponentially local jumps. For this energy-weighted construction, positive-energy modes decay at rates κεν2\kappa\varepsilon_\nu^2κεν2​, giving τmix(ϵ)≤(κΔh2)−1log⁡(N/ϵ2)\tau_{\rm mix}(\epsilon)\le(\kappa\Delta_h^2)^{-1}\log(N/\epsilon^2)τmix​(ϵ)≤(κΔh2​)−1log(N/ϵ2). A spectral-filter implementation avoids detailed eigenstate knowledge, with time-integral truncation error O(κ/T)O(\sqrt{\kappa}/T)O(κ​/T).
The classification assumes translation invariance and linear dark-state jumps; interacting systems remain open. Local preparability does not imply rapid mixing for gapless targets. Preparation may retain initial-state dependence within a degenerate ground space.
Dissipative state preparation engineers quantum many-body states as steady states of an open-system dynamics. The spatial range of the required dissipation sets both the feasibility of analog implementations and the connectivity and control complexity of digital ones. Yet how this locality quantitatively constrains preparation times remains largely unknown. Here, we establish an exact locality-preparation time relation for quadratic fermionic systems and develop a construction that optimizes the locality of the dissipative dynamics while preserving the target state. Applied to the Kitaev chain, our framework reveals sharply different locality-preparation time tradeoffs in critical and gapped regimes. At criticality, suppressing the algebraic tails of the jump operators necessarily forces the preparation time to grow algebraically with system size. By contrast, both trivial and topological gapped phases admit exponentially localized dissipation with a finite preparation time in the thermodynamic limit. Our results identify when fast dissipative preparation is compatible with local control and when criticality imposes an unavoidable dynamical cost.
Preparing interacting quantum systems in low-energy or ground states is a fundamental task in quantum simulation and quantum information processing. In realistic settings, dissipation and active cooling can typically be engineered only on a limited subset of the system. We study the dissipative dynamics of excitation-number conserving quantum systems governed by a GKLS master equation with local jump operators acting on a subset of qubits. We establish sufficient conditions under which such localized dissipation drives the full system to a unique globally attractive zero-excitation state. In particular, we prove that if the Hamiltonian generates excitation transfer described by a graph for which the dissipative subsystem forms a zero forcing set, then the zero-excitation state is the unique globally attractive stationary state. When this state coincides with a ground state of the Hamiltonian, the same mechanism realizes ground-state cooling. Our results provide a graph-theoretic criterion for global state preparation from localized dissipation, which we illustrate using a nearest-neighbor Heisenberg spin chain. For this model, a reduction to the single-excitation sector further yields a scaling estimate with the length of the chain which indicates efficient cooling.
Abstract Dissipative engineering is a powerful tool for quantum state preparation, and has drawn significant attention in quantum algorithms and quantum many-body physics in recent years. In this work, we introduce a novel approach using the Lindblad dynamics to efficiently prepare the ground state for general ab initio electronic structure problems on quantum computers, without variational parameters. These problems often involve Hamiltonians that lack geometric locality or sparsity structures, which we address by proposing two generic types of jump operators for the Lindblad dynamics. Type-I jump operators break the particle number symmetry and should be simulated in the Fock space. Type-II jump operators preserves the particle number symmetry and can be simulated more efficiently in the full configuration interaction space. For both types of jump operators, we prove that in a simplified Hartree-Fock framework, the spectral gap of our Lindbladian is lower bounded by a universal constant. For physical observables such as energy and reduced density matrices, the convergence rate of our Lindblad dynamics with Type-I jump operators remains universal, while the convergence rate with Type-II jump operators only depends on coarse grained information such as the number of orbitals and the number of electrons. To validate our approach, we employ a Monte Carlo trajectory-based algorithm for simulating the Lindblad dynamics for full ab initio Hamiltonians, demonstrating its effectiveness on molecular systems amenable to exact wavefunction treatment.
We propose a dynamical approach to identifying ground-state quantum phases through short-time dissipative cooling. Rather than determining the phase by preparing highly accurate approximations to ground states, we prepare a representative state of a candidate phase and monitor the early-time response of phase-sensitive observables under cooling dynamics tailored to the target Hamiltonian. For a class of phase-decision problems in which the relevant observables can be inferred from the low-energy manifold, and with jump operators implementable using only short-time Hamiltonian simulation, the dissipative evolution rapidly suppresses high-energy components and drives the system into a low-energy manifold whose observables already reveal the underlying ground-state phase, well before mixing to the steady state. We demonstrate this strategy for the frustrated J1J_1J1​--J2J_2J2​ Heisenberg chain, the Kitaev honeycomb model, and the XXZ chain, including Berezinskii--Kosterlitz--Thouless and topological phase transitions. In particular, coarse filter resolutions and short evolution times suffice to recover phase-sensitive quantities such as the Luttinger parameter and topological diagnostics. We further provide theoretical justification that cooling dynamics with such jump operators can rigorously prepare low-energy manifolds for free-fermionic and free-bosonic systems, and investigate this mechanism for interacting fermionic systems. Our results suggest that phase decision is a plausible target for future utility-scale studies on early fault-tolerant quantum devices.
Inspired by natural cooling processes, dissipation has become a promising approach for preparing low-energy states of quantum systems. However, the potential of dissipative protocols remains unclear beyond certain commuting Hamiltonians. This work provides significant analytical and numerical insights into the power of dissipation for preparing the ground state of noncommuting Hamiltonians. For quasi-free dissipative dynamics, including certain 1D spin systems with boundary dissipation, our results reveal a new connection between the mixing time in trace distance and the spectral properties of a non-Hermitian Hamiltonian, leading to an explicit and sharp bound on the mixing time that scales polynomially with system size. For more general spin systems, we develop a tensor network-based algorithm for constructing the Lindblad jump operator and for simulating the dynamics. Using this algorithm, we demonstrate numerically that dissipative ground state preparation protocols can achieve rapid mixing for certain 1D local Hamiltonians under bulk dissipation, with a mixing time that scales logarithmically with the system size. We then prove the rapid mixing result for certain weakly interacting spin and fermionic systems in arbitrary dimensions, extending recent results for high-temperature quantum Gibbs samplers to the zero-temperature regime. Together, these results show that dissipation can be a powerful tool for ground state preparation, with potential applications across condensed matter physics, quantum materials science, and beyond.
Dissipative protocols offer a route to ground state preparation that does not require a large initial overlap with the ground state. To move beyond time independent Lindbladians and randomized Lindbladians sampled from a fixed distribution, we study driven-dissipative protocols in which the generator varies over time. Our construction uses a family of randomized Lindbladians whose jump operators are obtained by averaging the unitary evolution of random matrices under a fixed target Hamiltonian. We show that empirical averages of these Lindbladians drive arbitrary initial density matrices to low energy states. The resulting mixing time bounds depend on the Hamiltonian only through its eigenvalue distribution and remain valid even for cold starts.