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arXiv:2610.06797

From Quantum Tunneling to Classical Optimization through Instantons

Jiayu Shen, Dylan Herman, Guneykan Ozgul, Akshay Seshadri, Junhyung Lyle Kim, Shree Hari Sureshbabu, Shouvanik Chakrabarti, Niraj Kumar

quant-phSubmitted Oct 5, 2026• Announced Oct 6, 2026• 0 citations

Abstract

We use an instanton-based analysis to show that Path Integral Stochastic Gradient Descent (PISGD), a classical optimization algorithm instantiated from path integral Monte Carlo (PIMC), can inherit the quantum tunneling mechanism. Quantum tunneling is the phenomenon in which a quantum particle passes through a potential barrier that a classical trajectory cannot cross in the same way. This mechanism can contribute to the performance of quantum optimization algorithms, since a common bottleneck in optimization is that the solution becomes trapped in a local minimum, separated from better solutions by a potential barrier. Classical noise-driven optimizers, such as stochastic gradient descent (SGD), have escape times that scale exponentially with the potential barrier height. For quantum tunneling, the escape time is instead exponential in the bounce action, which equals twice the Agmon distance between the two basins. When the barrier is tall but thin, quantum tunneling can allow escaping local minima faster than such classical methods. Remarkably, this scaling is not exclusive to algorithms with genuine quantum dynamics. For PISGD applied to classical nonconvex global optimization, we adapt Kramers' escape-rate theory to path space and obtain the same exponential scaling as quantum tunneling, in terms of the bounce action rather than the barrier height. We confirm this scaling numerically by implementing PISGD for both separable and nonseparable potentials. That said, PISGD retains only incoherent tunneling, since coherence among multiple tunneling paths is absent. Our analysis therefore does not rule out a potential quantum advantage for quantum-tunneling-based algorithms over classical ones in general.

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We use an instanton-based analysis to show that Path Integral Stochastic Gradient Descent (PISGD), a classical optimization algorithm instantiated from path integral Monte Carlo (PIMC), can inherit the quantum tunneling mechanism. Quantum tunneling is the phenomenon in which a quantum particle passes through a potential barrier that a classical trajectory cannot cross in the same way. This mechanism can contribute to the performance of quantum optimization algorithms, since a common bottleneck in optimization is that the solution becomes trapped in a local minimum, separated from better solutions by a potential barrier. Classical noise-driven optimizers, such as stochastic gradient descent (SGD), have escape times that scale exponentially with the potential barrier height. For quantum tunneling, the escape time is instead exponential in the bounce action, which equals twice the Agmon distance between the two basins. When the barrier is tall but thin, quantum tunneling can allow escaping local minima faster than such classical methods. Remarkably, this scaling is not exclusive to algorithms with genuine quantum dynamics. For PISGD applied to classical nonconvex global optimization, we adapt Kramers' escape-rate theory to path space and obtain the same exponential scaling as quantum tunneling, in terms of the bounce action rather than the barrier height. We confirm this scaling numerically by implementing PISGD for both separable and nonseparable potentials. That said, PISGD retains only incoherent tunneling, since coherence among multiple tunneling paths is absent. Our analysis therefore does not rule out a potential quantum advantage for quantum-tunneling-based algorithms over classical ones in general.

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This paper presents a novel optimization algorithm, Quantum-Inspired Stochastic Gradient Descent (QISGD), designed to accelerate convergence in training machine learning models. QISGD leverages concepts from quantum mechanics, specifically quantum tunneling and superposition, to introduce adaptive noise into gradient estimates. The algorithm dynamically adjusts the noise level based on the training progress, aiming to escape local minima more effectively and navigate the loss landscape with greater precision. Unlike traditional stochastic gradient descent (SGD) which relies solely on random perturbations, QISGD incorporates a nuanced noise strategy informed by quantum principles, offering a potentially more robust and efficient approach to optimization. The core idea is to mimic the probabilistic nature of quantum systems, allowing the algorithm to explore the search space more thoroughly. This research explores the theoretical underpinnings of QISGD and provides a framework for its implementation and evaluation. The algorithm's performance is assessed through simulations, demonstrating its potential to outperform standard SGD in specific scenarios.

We develop an instantonic calculus to derive an analytical expression for the thermally assisted tunneling decay rate of a metastable state in a fully connected quantum spin model. The tunneling decay problem can be mapped onto the Kramers escape problem of a classical random dynamical field. This dynamical field is simulated efficiently by path-integral quantum Monte Carlo (QMC). We show analytically that the exponential scaling with the number of spins of the thermally assisted quantum tunneling rate and the escape rate of the QMC process are identical. We relate this effect to the existence of a dominant instantonic tunneling path. The instanton trajectory is described by nonlinear dynamical mean-field theory equations for a single-site magnetization vector, which we solve exactly. Finally, we derive scaling relations for the ``spiky'' barrier shape when the spin tunneling and QMC rates scale polynomially with the number of spins

N

while a purely classical over-the-barrier activation rate scales exponentially with

N

.

We present new theoretical mechanisms for quantum speedup in the global optimization of nonconvex functions, expanding the scope of quantum advantage beyond traditional tunneling-based explanations. As our main building-block, we demonstrate a rigorous correspondence between the spectral properties of Schrödinger operators and the mixing times of classical Langevin diffusion. This correspondence motivates a mechanism for separation on functions with unique global minimum: while quantum algorithms operate on the original potential, classical diffusions correspond to a Schrödinger operators with a WKB potential having nearly degenerate global minima. We formalize these ideas by proving that a real-space adiabatic quantum algorithm (RsAA) achieves provably polynomial-time optimization for broad families of nonconvex functions. First, for block-separable functions, we show that RsAA maintains polynomial runtime while known off-the-shelf algorithms require exponential time and structure-aware algorithms exhibit arbitrarily large polynomial runtimes. These results leverage novel non-asymptotic results in semiclassical analysis. Second, we use recent advances in the theory of intrinsic hypercontractivity to demonstrate polynomial runtimes for RsAA on appropriately perturbed strongly convex functions that lack global structure, while off-the-shelf algorithms remain exponentially bottlenecked. In contrast to prior works based on quantum tunneling, these separations do not depend on the geometry of barriers between local minima. Our theoretical claims about classical algorithm runtimes are supported by rigorous analysis and comprehensive numerical benchmarking. These findings establish a rigorous theoretical foundation for quantum advantage in continuous optimization and open new research directions connecting quantum algorithms, stochastic processes, and semiclassical analysis.

Stochastic Gradient Descent (SGD) and its variants underpin modern machine learning by enabling efficient optimization of large-scale models. However, their local search nature limits exploration in complex landscapes. In this paper, we introduce Stochastic Quantum Hamiltonian Descent (SQHD), a quantum optimization algorithm that integrates the computational efficiency of stochastic gradient methods with the global exploration power of quantum dynamics. We propose a Lindbladian dynamics as the quantum analogue of continuous-time SGD. We further propose a discrete-time gate-based algorithm that approximates these dynamics while avoiding direct Lindbladian simulation, enabling practical implementation on near-term quantum devices. We rigorously prove the convergence of SQHD for convex and smooth objectives. Numerical experiments demonstrate that SQHD also exhibits advantages in non-convex optimization. All these results highlight its potential for quantum-enhanced machine learning.