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arXiv:2610.03514

Generalized eigenstate thermalization beyond leading order in 2D large c CFTs

Ziyuan Wang, Jiaju Zhang

Published Oct 2, 2026• 0 citations
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Abstract

We develop a Fock-space formulation that reduces expectation values of vacuum-family quasi-primaries in qKdV eigenstates of arbitrary highest-weight conformal families to a free-bosonic problem, and employ it to test the generalized eigenstate thermalization hypothesis (GETH), in 2D conformal field theories with large central charge $c$. We demonstrate that the first two quantum Korteweg--de Vries (qKdV) charges $Q_1$ and $Q_3$ lift all degeneracies except along at most countably many curves in the $(c,Δ)$ plane, where $Δ$ is the highest weight of the conformal family, so that the full-qKdV simultaneous eigenstates are unambiguously determined by $Q_1$ and $Q_3$. Based on this, a near-complete toolkit for testing in the vacuum conformal family or falsifying the general form of GETH, i.e. equating qKdV eigenstates and thermal states of the generalized Gibbs ensemble in the sense of expectations of local observables, is provided in this paper, through the infinite tower of qKdV charges. A stronger form of the GETH, namely that all expectations of local observables of a definite level should be expressible of qKdV charges but not contain microscopic eigenstate information, is directly falsified at subleading order in the large-$c$ expansion. At levels 6 and 8 in the vacuum family, expectation values of quasi-primaries in simultaneous eigenstates of the qKdV charges are not fixed by first finitely many qKdV charges, and microscopic information of the eigenstate is required.

DOI
10.48550/arxiv.2610.03514

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We develop a Fock-space formulation that reduces expectation values of vacuum-family quasi-primaries in qKdV eigenstates of arbitrary highest-weight conformal families to a free-bosonic problem, and employ it to test the generalized eigenstate thermalization hypothesis (GETH), in 2D conformal field theories with large central charge ccc. We demonstrate that the first two quantum Korteweg--de Vries (qKdV) charges Q1Q_1Q1​ and Q3Q_3Q3​ lift all degeneracies except along at most countably many curves in the (c,Δ)(c,Δ)(c,Δ) plane, where ΔΔΔ is the highest weight of the conformal family, so that the full-qKdV simultaneous eigenstates are unambiguously determined by Q1Q_1Q1​ and Q3Q_3Q3​. Based on this, a near-complete toolkit for testing in the vacuum conformal family or falsifying the general form of GETH, i.e. equating qKdV eigenstates and thermal states of the generalized Gibbs ensemble in the sense of expectations of local observables, is provided in this paper, through the infinite tower of qKdV charges. A stronger form of the GETH, namely that all expectations of local observables of a definite level should be expressible of qKdV charges but not contain microscopic eigenstate information, is directly falsified at subleading order in the large-ccc expansion. At levels 6 and 8 in the vacuum family, expectation values of quasi-primaries in simultaneous eigenstates of the qKdV charges are not fixed by first finitely many qKdV charges, and microscopic information of the eigenstate is required.
Infinite-dimensional conformal symmetry in two dimensions leads to integrability of 2D conformal field theories (CFTs) by giving rise to an infinite tower of local conserved quantum Korteweg-de Vries (qKdV) charges in involution. We discuss how the presence of conserved charges constrains equilibration in 2D CFTs. We propose that in the thermodynamic limit large central charge 2D CFTs satisfy generalized eigenstate thermalization, with the values of qKdV charges forming a complete set of thermodynamically relevant quantities, which unambiguously determine expectation values of all local observables from the vacuum family. Equivalence of ensembles further provides that local properties of an eigenstate can be described by the generalized Gibbs ensemble that includes only qKdV charges. In the case of a general initial state, upon equilibration, the emerging generalized Gibbs ensemble will necessarily include negative chemical potentials and holographically will be described by a quasiclassical black hole with quantum soft hair.
Abstract We investigate the eigenstate thermalization hypothesis (ETH) of highly excited descendant states in two-dimensional large central charge c conformal field theory. We use operator product expansion of twist operators to calculate the short interval expansions of entanglement entropy and relative entropy for an interval of length ℓ up to order ℓ 12. Using these results to ensure ETH of a heavy state when compared with the canonical ensemble state up to various orders of c, we get the constraints on the expectation values of the first few quasiprimary operators in the vacuum conformal family at the corresponding order of c. Similarly, we also obtain the constraints from the expectation values of the first few Korteweg-de Vries charges. We check these constraints for some types of special descendant excited states. Among the descendant states we consider, we find that at most only the leading order ones of the ETH constraints can be satisfied for the descendant states that are slightly excited on top of a heavy primary state. Otherwise, the ETH constraints are violated for the descendant states that are heavily excited on top of a primary state.
A bstract The Generalized Gibbs Ensemble (GGE) is relevant to understand the thermalization of quantum systems with an infinite set of conserved charges. In this work, we analyze the GGE partition function of 2D Conformal Field Theories (CFTs) with a U(1) charge and quantum Benjamin-Ono 2 (qBO 2 ) hierarchy charges. We use the Alday-Gaiotto-Tachikawa (AGT) correspondence to express the thermal trace in terms of the Alba-Fateev-Litvinov-Tarnopolskiy (AFLT) basis of descendants, which diagonalizes all charges. We analyze the GGE partition function in the thermodynamic semiclassical limit, including the first order quantum correction. We find that the equality between GGE averages and primary eigenvalues of the qBO 2 charges is attainable in the strict large c limit and potentially violated at the subleading 1 /c order. We also obtain the finite c partition function when only the first non-trivial charge is turned on, expressed in terms of partial theta functions. Our results should be relevant to the eigenstate thermalization hypothesis for charged CFTs, Warped CFTs and effective field theory descriptions of condensed matter systems.
Abstract We discuss partition function of 2d CFTs decorated by higher qKdV charges in the thermodynamic limit when the size of the spatial circle goes to infinity. In this limit the saddle point approximation is exact and at infinite central charge generalized partition function can be calculated explicitly. We show that leading 1/c corrections to free energy can be reformulated as a sum over Young tableaux which we calculate for the first two qKdV charges. Next, we compare generalized ensemble with the “eigenstate ensemble” that consists of a single primary state. At infinite central charge the ensembles match at the level of expectation values of local operators for any values of qKdV fugacities. When the central charge is large but finite, for any values of the fugacities the aforementioned ensembles are distinguishable.
Abstract We discuss generalized partition function of 2d CFTs on thermal cylinder decorated by higher qKdV charges. We propose that in the large central charge limit qKdV charges factorize such that generalized partition function can be rewritten in terms of auxiliary non-interacting bosons. The explicit expression for the generalized free energy is readily available in terms of the boson spectrum, which can be deduced from the conventional thermal expectation values of qKdV charges. In other words, the picture of the auxiliary non-interacting bosons allows extending thermal one-point functions to the full non-perturbative generalized partition function. We verify this conjecture for the first seven qKdV charges using recently obtained pertrubative results and find corresponding contributions to the auxiliary boson masses. We further extend these results by conjecturing the full spectrum of bosons and find an exact expression for the generalized partition function as a function of infinite tower of chemical potentials in the limit of large central charge.
We calculate various quantities that characterize the dissimilarity of reduced density matrices for a short interval of length ℓ in a two-dimensional (2D) large central charge conformal field theory (CFT). These quantities include the Rényi entropy, entanglement entropy, relative entropy, Jensen-Shannon divergence, as well as the Schatten 2-norm and 4-norm. We adopt the method of operator product expansion of twist operators, and calculate the short interval expansion of these quantities up to order of ℓ9 for the contributions from the vacuum conformal family. The formal forms of these dissimilarity measures and the derived Fisher information metric from contributions of general operators are also given. As an application of the results, we use these dissimilarity measures to compare the excited and thermal states, and examine the eigenstate thermalization hypothesis (ETH) by showing how they behave in high temperature limit. This would help to understand how ETH in 2D CFT can be defined more precisely. We discuss the possibility that all the dissimilarity measures considered here vanish when comparing the reduced density matrices of an excited state and a generalized Gibbs ensemble thermal state. We also discuss ETH for a microcanonical ensemble thermal state in a 2D large central charge CFT, and find that it is approximately satisfied for a small subsystem and violated for a large subsystem.