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arXiv:2610.03365

Functional renormalization group in an external field: constant field versus constant order parameter

Julia von Rothkirch, Andreas Rückriegel, Peter Kopietz

Published Oct 2, 2026• 0 citations
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Abstract

Renormalization group (RG) flows for systems subject to an external field can be derived either by fixing the field or by fixing the conjugate order parameter. We show how to implement these boundary conditions within the functional renormalization group approach. We derive and compare the corresponding flow equations for $ϕ^4$ theory and show that some scaling variables and scaling exponents associated with the linearized flow of the relevant three-point vertex in the vicinity of the Ising fixed point depend on the boundary conditions. We also discuss the effect of elasticity on Ising criticality. In this case two of the fixed points (namely the renormalized Ising fixed point and the spherical fixed point) obtained for constant strain are shifted to physically inaccessible regimes of parameter space when we perform the RG at constant stress.

DOI
10.48550/arxiv.2610.03365

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Renormalization group (RG) flows for systems subject to an external field can be derived either by fixing the field or by fixing the conjugate order parameter. We show how to implement these boundary conditions within the functional renormalization group approach. We derive and compare the corresponding flow equations for ϕ4ϕ^4ϕ4 theory and show that some scaling variables and scaling exponents associated with the linearized flow of the relevant three-point vertex in the vicinity of the Ising fixed point depend on the boundary conditions. We also discuss the effect of elasticity on Ising criticality. In this case two of the fixed points (namely the renormalized Ising fixed point and the spherical fixed point) obtained for constant strain are shifted to physically inaccessible regimes of parameter space when we perform the RG at constant stress.
We study the interplay between critical isotropic elasticity and classical Ising criticality using a functional renormalization group (FRG) approach which is implemented such that the volume is fixed during the entire renormalization group flow. For dimensions slightly smaller than four, we use a simple truncation of the FRG flow equations to recover the fixed points of the constrained Ising model: the Gaussian fixed point G, the Ising fixed point I, the renormalized Ising fixed point R, and the spherical fixed point S. We show that the fixed points R and S are both characterized by a finite anomalous dimension y_{*}<0 of strain fluctuations, implying that the energy dispersion of longitudinal acoustic phonons exhibits a nonanalytic momentum dependence proportional to k^{1-y_{*}/2} for small momentum k. We also derive and solve flow equations for the free energy at constant strain and compute stress-strain relations in the vicinity of the fixed points. As a result, we reaffirm that Ising criticality, controlled by the fixed point I, is preempted by a bulk instability. Beyond that, we find that the stress-strain relation at R and S remains linear to leading order (Hooke's law), as long as the interaction between strain and Ising fluctuations is sufficiently weak. However, the finite anomalous dimension of strain fluctuations y_{*} gives rise to nonanalytic corrections to Hooke's law.
We set up the Functional Renormalisation Group formalism for Tensorial Group Field Theory in full generality. We then apply it to a rank-3 model over U(1) x U(1) x U(1), endowed with a linear kinetic term and nonlocal interactions. The system of FRG equations turns out to be non-autonomous in the RG flow parameter. This feature is explained by the existence of a hidden scale, the radius of the group manifold. We investigate in detail the opposite regimes of large cut-off (UV) and small cut-off (IR) of the FRG equations, where the system becomes autonomous, and we find, in both case, Gaussian and non-Gaussian fixed points. We derive and interpret the critical exponents and flow diagrams associated with these fixed points, and discuss how the UV and IR regimes are matched at finite N. Finally, we discuss the evidence for a phase transition from a symmetric phase to a broken or condensed phase, from an RG perspective, finding that this seems to exist only in the approximate regime of very large radius of the group manifold, as to be expected for systems on compact manifolds.
We discuss the errors introduced by level truncation in the study of boundary renormalization group (RG) flows using the truncated conformal space approach (TCSA). We show that the TCSA results can have the qualitative form of a sequence of RG flows between different conformal boundary conditions. In the case of a perturbation by the field ϕ (13) , we propose a RG equation for the coupling constant which predicts a fixed point at a finite value of the TCSA coupling constant and we compare the predictions with data obtained using thermodynamic Bethe ansatz equations.
Abstract Chapter 7 is devoted to a discussion of the renormalization group (RG) flow when the effective field theory that describes universal properties of critical phenomena depends on several coupling constants. The universal properties of a large class of macroscopic phase transitions with short range interactions can be described by statistical field theories involving scalar fields with quartic interactions. The simplest critical systems have an O(N) orthogonal symmetry and, therefore, the corresponding field theory has only one quartic interaction. However, in more general physical systems, the flow of quartic interactions is more complicated. This chapter examines these systems from the RG viewpoint. RG beta functions are shown to generate a gradient flow. Some examples illustrate the notion of emergent symmetry. The local stability of fixed points is related to the value of the scaling field dimension.
Continuous phase transitions provide a natural setting for understanding universality. Near criticality, the correlation length diverges, microscopic details become increasingly irrelevant, and physical observables obey scaling laws characterized by universal critical exponents. Within the Functional Renormalization Group (FRG), this scale dependence is described through the Effective Average Action, which progressively incorporates fluctuations as the momentum scale is lowered. A first part of this thesis is developed within the Local Potential Approximation (LPA), where we study multicritical fixed points of scalar field theories. Their universal properties are compared with results obtained at higher orders in the derivative expansion. Particular attention is devoted to the relation between global fixed-point potentials and their local representations through finite polynomial truncations. We show that the convergence of such expansions is constrained by the analytic structure of the global solution, and that expanding around a suitable nonzero stationary point significantly improves the reconstruction of multicritical branches. Beyond the structure of individual fixed points, a central part of this thesis concerns RG irreversibility. In two dimensions, Zamolodchikov’s c-theorem describes the flow from the ultraviolet to the infrared through a monotonically decreasing c-function. Within the FRG framework, we develop a variational procedure to reconstruct RG trajectories between fixed points and integrate the corresponding c-function along them. The resulting quantity displays monotonic behaviour and becomes increasingly stable as the truncation order is raised, providing a manifestation of RG irreversibility within the approximation considered. Finally, close to the upper critical dimensions, the linearized FRG flow around the Gaussian fixed point is naturally organized in terms of Hermite polynomials. Using the epsilon-expansion, we derive a curvature-based candidate c-function and obtain an analytic explanation for the alternating curvature of successive multicritical fixed points and for their progressive accumulation around the Gaussian fixed point.
The perturbative renormalization of the Ginzburg–Landau model is reconsidered based on the Feynman diagram technique. We derive renormalization group (RG) flow equations, exactly calculating all vertices appearing in the perturbative renormalization of the ' 4 model up to the 3 order of the -expansion. In this case, the ' 2 , ' 4 , ' 6 , and ' 8 vertices appear. All these are relevant in the sense that they do not vanish at the fixed point. We have tested the expected basic properties of the RG flow, such as the semigroup property. Under repeated RG transformation Rs, appropriately represented RG flow on the critical surface converges to certain s–independent fixed point. The Fourier–transformed two–point correlation function G(k) has been considered. Although the -expansion of X(k) = 1=G(k) is well defined on the critical surface, we have revealed a fundamental inconsistency of the perturbative method with the exact rescaling of X(k), represented as an expansion in powers of k at k ! 0. We discuss also certain paradox, related to the -expansion of X(k) above the critical point. Apart from the –expansion, we have tested also a modified approach, where the ' 4 coupling constant u is the expansion parameter at a fixed spatial dimensionality d. Our tests point to some internal inconsistency of such a method.