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arXiv:2609.34128

Bogoliubov coupled-cluster theory for su(2) Hamiltonians

Swarnamoy Ghosh, Thomas M. Henderson, Gustavo E. Scuseria

Published Sep 28, 2026• 0 citations
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Abstract

Coupled-cluster theory is the method of choice for weakly correlated systems, but in strongly correlated systems where the mean-field reference is qualitatively poor, it can break down badly. These failures can be ameliorated by using symmetry-broken mean-field references. For systems that spontaneously break spin symmetry, we might favor an unrestricted reference. In systems that instead break number symmetry, we turn to Bogoliubov coupled cluster theory. In this work, we apply Bogoliubov coupled-cluster to Hamiltonians with an underlying su(2) algebra to study the pairing Hamiltonian and the spin XXZ and J1-J2 models by exploiting the correspondence between fermionic-pair operators and spin-1/2 operators. For the pairing problem, the reference is the usual Bardeen--Cooper--Schrieffer (BCS) quasiparticle vacuum, while for spin systems we use the analogous spin-BCS reference, which breaks Sz symmetry and provides a flexible starting point for strongly correlated regimes. Correlation is incorporated through a hierarchy of coupled-cluster approximations. Beyond energies, we compute the response density matrices for the evaluation of spin--spin correlation functions for the XXZ and J1-J2 Heisenberg models, and the pairing parameter and particle-number variance for the pairing Hamiltonian. We also derive the corresponding relaxed density matrices, including the effects of orbital relaxation. Benchmark calculations for the half-filled pairing Hamiltonian and spin models demonstrate that Bogoliubov coupled cluster provides a systematically improvable wave-function-based approach for su(2) Hamiltonians, including geometrically frustrated spin systems requiring complex and noncollinear BCS references.

DOI
10.48550/arxiv.2609.34128

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•Feb 19, 2021•1 citation
Coupled-cluster theory is the method of choice for weakly correlated systems, but in strongly correlated systems where the mean-field reference is qualitatively poor, it can break down badly. These failures can be ameliorated by using symmetry-broken mean-field references. For systems that spontaneously break spin symmetry, we might favor an unrestricted reference. In systems that instead break number symmetry, we turn to Bogoliubov coupled cluster theory. In this work, we apply Bogoliubov coupled-cluster to Hamiltonians with an underlying su(2) algebra to study the pairing Hamiltonian and the spin XXZ and J1-J2 models by exploiting the correspondence between fermionic-pair operators and spin-1/2 operators. For the pairing problem, the reference is the usual Bardeen--Cooper--Schrieffer (BCS) quasiparticle vacuum, while for spin systems we use the analogous spin-BCS reference, which breaks Sz symmetry and provides a flexible starting point for strongly correlated regimes. Correlation is incorporated through a hierarchy of coupled-cluster approximations. Beyond energies, we compute the response density matrices for the evaluation of spin--spin correlation functions for the XXZ and J1-J2 Heisenberg models, and the pairing parameter and particle-number variance for the pairing Hamiltonian. We also derive the corresponding relaxed density matrices, including the effects of orbital relaxation. Benchmark calculations for the half-filled pairing Hamiltonian and spin models demonstrate that Bogoliubov coupled cluster provides a systematically improvable wave-function-based approach for su(2) Hamiltonians, including geometrically frustrated spin systems requiring complex and noncollinear BCS references.
Strongly correlated quantum systems, including frustrated spin lattices, remain challenging for conventional coupled-cluster methods because their ground states often exhibit strong multireference character and symmetry breaking. Although multireference and symmetry-projected coupled-cluster theories offer promising avenues, they are not yet black-box methods and often require substantial system-specific development. Spin Hamiltonians such as the XXZ and J1-J2 models provide compact but demanding benchmarks for these challenges. In particular, spin-BCS-based coupled-cluster methods may require high excitation ranks to recover the exact ground-state physics in strongly correlated regimes. In this work, we introduce a nonlinear spin-fermion-spin (SFS) transformation designed to map a strongly correlated spin Hamiltonian to a new spin Hamiltonian whose ground state is more accurately described at the mean-field level. For a representative SFS transformation, we identify a compact Clifford circuit that maps transformed product states to circuit-dressed, generally entangled states in the original representation. The transformed Hamiltonian can then be treated using broken-symmetry mean-field theory and post-mean-field methods. Benchmarks for the XXZ and J1-J2 Hamiltonians show that spin mean-field theory in the transformed representation reduces the energy error relative to conventional spin-BCS mean field. The spin-BCS-based coupled-cluster calculations for the one-dimensional XXZ model provide substantially improved accuracy relative to the corresponding untransformed methods. In 2D, the accuracy of the transformed mean-field solutions depends on the site ordering and boundary conditions because nonlocal strings appear. These results show that exact transformations of operator representations can serve as many-body preconditioners for mean-field and low-rank coupled-cluster approximations to strongly correlated spin systems.
Coupled cluster theory is the method of choice for weakly correlated systems. But in the strongly correlated regime, it faces a symmetry dilemma, where it either completely fails to describe the system or has to artificially break certain symmetries. On the other hand, projected Hartree-Fock theory captures the essential physics of many kinds of strong correlations via symmetry breaking and restoration. In this work, we combine and try to retain the merits of these two methods by applying symmetry projection to broken symmetry coupled cluster wave functions. The non-orthogonal nature of states resulting from the application of symmetry projection operators furnishes particle-hole excitations to all orders, thus creating an obstacle for the exact evaluation of overlaps. Here we provide a solution via a disentanglement framework theory that can be approximated rigorously and systematically. Results of projected coupled cluster theory are presented for molecules and the Hubbard model, showing that spin projection significantly improves unrestricted coupled cluster theory while restoring good quantum numbers. The energy of projected coupled cluster theory reduces to the unprojected one in the thermodynamic limit, albeit at a much slower rate than projected Hartree-Fock.
The ground-state pairing correlations in finite fermionic systems are described with a high degree of accuracy within a variational approach based on a combined coupled-cluster and particle-number-projected BCS ansatz. The flexibility of this symmetry-preserving wave function enables a unified picture valid from weak to strong coupling, both in small and large systems. The present variational approach consistently yields an energy upper bound while operating at the same level of precision as the nonvariational particle-number-projected Bogoliubov-coupled-cluster theory [Phys. Rev. C 99, 044301 (2019)].
We introduce Sz spin-projection based on cluster mean-field theory and apply it to the ground state of strongly correlated spin systems. In cluster mean-fields, the ground state wavefunction is written as a factorized tensor product of optimized cluster states. In previous work, we have focused on unrestricted cluster mean-field, where each cluster is Sz symmetry adapted. We here remove this restriction by introducing a generalized cluster mean-field (GcMF) theory, where each cluster is allowed to access all Sz sectors, breaking Sz symmetry. In addition, a projection scheme is used to restore global Sz, which gives rise to the Sz spin-projected generalized cluster mean-field (SzGcMF). Both of these extensions contribute to accounting for inter-cluster correlations. We benchmark these methods on the 1D, quasi-2D, and 2D J1 - J2 and XXZ Heisenberg models. Our results indicate that the new methods (GcMF and SzGcMF) provide a qualitative and semi-quantitative description of the Heisenberg lattices in the regimes considered, suggesting them as useful references for further inter-cluster correlations, which are discussed in this work.
We introduce perturbation and coupled-cluster theories based on a cluster mean-field reference for describing the ground state of strongly correlated spin systems. In cluster mean-field, the ground state wave function is written as a simple tensor product of optimized cluster states. The cluster language and the mean-field nature of the ansatz allow for a straightforward improvement which uses perturbation theory and coupled-cluster to account for intercluster correlations. We present benchmark calculations on the 1D chain and 2D square J 1 – J 2 Heisenberg model, using cluster mean-field, perturbation theory, and coupled-cluster. We also present an extrapolation scheme that allows us to compute thermodynamic limit energies accurately. Our results indicate that, with sufficiently large clusters, the correlated methods (cPT2, cPT4, and cCCSD) can provide a relatively accurate description of the Heisenberg model in the regimes considered, which suggests that the methods presented can be used for other strongly correlated systems. Some ways to improve upon the methods presented in this work are discussed.
We introduce cluster-based mean-field, perturbation and coupled-cluster theories to describe the ground state of strongly-correlated spin systems. In cluster mean-field, the ground state wavefunction is written as a simple tensor product of optimized cluster states. The cluster-language and the mean-field nature of the ansatz allows for a straightforward improvement based on perturbation theory and coupled-cluster, to account for inter-cluster correlations. We present benchmark calculations on the 2D square J1−J2J_1-J_2J1​−J2​ Heisenberg model, using cluster mean-field, second-order perturbation theory and coupled-cluster. We also present an extrapolation scheme that allows us to compute thermodynamic limit energies very accurately. Our results indicate that, even with relatively small clusters, the correlated methods can provide an accurate description of the Heisenberg model in the regimes considered. Some ways to improve the results presented in this work are discussed.