Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2609.28326

Bridging two families of non-Hermiticity: from non-reciprocal couplings to an imaginary potential using the Lanczos transformation

Li Ge

quant-phphysics.opticsSubmitted Sep 23, 2026• Announced Sep 24, 2026• 0 citations
arXivHTMLPDF

Abstract

Two types of non-Hermiticity found in physical systems, i.e., non-reciprocal couplings and complex potentials, have gained considerable interest recently. The former leads to the non-Hermitian skin effect, while the latter gives rise to a range of non-Hermitian symmetries such as parity-time ($PT$) and particle-hole symmetries. Although these two non-Hermitian forms have been incorporated in the same models, so far they have been treated as distinct families of non-Hermiticity. In this work, we establish an isospectral mapping between them using the Lanczos transformation. More specifically, we show that a generalized Hatano-Nelson model $H$ with non-reciprocal and spatially varying couplings can be mapped to a tight-binding model $H_L$ with real symmetric couplings and an imaginary on-site potential. This result holds even when the original $H$ already has an imaginary potential and exceptional points. Our work provides a refreshed understanding of the connection between different forms of non-Hermiticity. It also offers an approach to obtaining an intuitive physical understanding of exceptional points in $H_L$ that are elusive in $H$. Finally, our findings also warrant a versatile approach to constructing non-Hermitian systems with a complex potential and a real spectrum, without $PT$ symmetry.

Comments
6 pages, 5 figures

Related papers

PT -symmetry breaking in quantum spin chains with exceptional non-Hermiticities

Jacob Muldoon, Yogesh N. Joglekar

Since the realization of quantum systems described by non-Hermitian Hamiltonians with parity-time ($\mathcal{PT}$) symmetry, interest in non-Hermitian, quantum many-body models has steadily grown. Most studies to date map to traditional quantum spin models with a non-Hermiticity that arises from making the model parameters complex or purely imaginary. Here we present a set of models with non-Hermiticity generated by splitting a Hermitian term into two Jordan-normal form parts, and the perturbations are confined to one or two sites. We present exact diagonalization results for a finite $\mathcal{PT}$ threshold in such models and provide an analytical approach for understanding the numerical results. Surprisingly, with non-Hermitian potentials confined to two or even a single site, the $\mathcal{PT}$ threshold seems insensitive to the size of the quantum spin chain. Our results provide a pathway to experimentally feasible non-Hermitian quantum spin chains where the confluence of many-body effects and non-Hermiticity effects can be observed.

arXiv:2304.10064•Physical Review A•Dec 6, 2023•3 citations

Imaginary Gauge Transformation in Momentum Space and Dirac Exceptional Point

Jose D. H. Rivero, Liang Huan Feng, Li Ge

An imaginary gauge transformation is at the core of the non-Hermitian skin effect. Here, we show that such a transformation can be performed in momentum space as well, which reveals that certain gain- and loss-modulated systems in their parity-time (PT) symmetric phases are equivalent to Hermitian systems with real potentials. Our analysis in momentum space also distinguishes two types of exceptional points (EPs) in the same system. Besides the conventional type that leads to a PT transition upon the continuous increase of gain and loss, we find real-valued energy bands connected at a Dirac EP in hybrid dimensions, consisting of a spatial dimension and a synthetic dimension for the gain and loss strength.

arXiv:2211.12567•Physical Review Letters•Dec 7, 2022•24 citations

Solutions of PT -symmetric tight-binding chain and its equivalent Hermitian counterpart

L. Jin, Z. Song

We study the non-Hermitian quantum mechanics for the discrete system. This paper gives an exact analytic single-particle solution for an $N$-site tight-binding chain with two conjugated imaginary potentials $\ifmmode\pm\else\textpm\fi{}i\ensuremath{\gamma}$ at two end sites, which Hamiltonian has parity-time symmetry ($\mathcal{P}\mathcal{T}$ symmetry). Based on the Bethe ansatz results, it is found that, in single-particle subspace, this model is comprised of two phases: an unbroken symmetry phase with a purely real energy spectrum in the region $\ensuremath{\gamma}\ensuremath{\prec}{\ensuremath{\gamma}}_{c}$ and a spontaneously broken symmetry phase with $N\ensuremath{-}2$ real and two imaginary eigenvalues in the region $\ensuremath{\gamma}\ensuremath{\succ}{\ensuremath{\gamma}}_{c}$. The behaviors of eigenfunctions and eigenvalues in the vicinity of ${\ensuremath{\gamma}}_{c}$ are investigated. It is shown that the boundary of two phases possesses the characteristics of exceptional point. We also construct the equivalent Hermitian Hamiltonian of the present model in the framework of metric-operator theory. We find out that the equivalent Hermitian Hamiltonian can be written as another bipartite lattice model with real long-range hoppings.

arXiv:0904.1513•Physical Review A•Nov 11, 2009•156 citations

Controlling energy spectra and skin effect via boundary conditions in non-Hermitian lattices

S Rahul, Pasquale Marra

Non-Hermitian systems exhibit unique spectral properties, including the non-Hermitian skin effect and exceptional points, often influenced by boundary conditions. The modulation of these phenomena by generalized boundary conditions remains unexplored and not understood. Here, we analyze the Hatano-Nelson model with generalized boundary conditions induced by complex hopping amplitudes at the boundary. Using similarity transformations, we determine the conditions yielding real energy spectra and skin effect, and identify the emergence of exceptional points where spectra transition from real to complex. We demonstrate that tuning the boundary hopping amplitudes precisely controls the non-Hermitian skin effect, i.e., the localization of eigenmodes at the lattice edges. These findings reveal the sensitivity of spectral and localization properties to boundary conditions, providing a framework for engineering quantum lattice models with tailored spectral and localization features, with potential applications in quantum devices.

quant-pharXiv:2602.16780•Feb 20, 2026•0 citations

Beyond Hermitian: Spectral Theory for Non-Reciprocal Systems

PAULO SÉRGIO DE ANDRADE

The traditional framework of quantum mechanics and many classical wave phenomena is underpinned by Hermitian operators, which guarantee real eigenvalues corresponding to observable quantities and orthogonal eigenvectors. However, a growing number of physical systems exhibit non-reciprocal interactions, leading to Hamiltonians or system matrices that are inherently non-Hermitian. This paper delves into the spectral theory of such non-reciprocal systems, exploring the unique mathematical and physical characteristics that emerge when the constraint of Hermiticity is relaxed. We discuss phenomena like complex energy eigenvalues, exceptional points where both eigenvalues and eigenvectors coalesce, and the breakdown of standard perturbation theory. The implications of non-Hermitian spectral properties extend to diverse fields, including parity-time (PT) symmetric photonics, active matter, open quantum systems, and even classical wave propagation in active or lossy media. By extending spectral analysis beyond the Hermitian paradigm, we aim to provide a comprehensive overview of the current understanding, challenges, and future directions in characterizing the dynamics and phases of non-reciprocal systems. This exploration is crucial for advancing both fundamental theoretical understanding and practical applications in emerging technologies that leverage tailored non-reciprocity.

•Nov 23, 2025•0 citations

Imaginary eigenvalues of Hermitian Hamiltonian with an inverted potential well and transition to the real spectrum at exceptional point by a non-Hermitian interaction

Ni Liu, Luo, Meng, J. -Q. Liang

We in this paper study the hermiticity of Hamiltonian and energy spectrum for the SU(1; 1) systems. The Hermitian Hamiltonian can possess imaginary eigenvalues in contrast with the common belief that hermiticity is a suffcient condition for real spectrum. The imaginary eigenvalues are derived in algebraic method with imaginary-frequency boson operators for the Hamiltonian of inverted potential well. Dual sets of mutually orthogonal eigenstates are required corresponding respectively to the complex conjugate eigenvalues. Arbitrary order eigenfunctions seen to be the polynomials of imaginary frequency are generated from the normalized ground-state wave functions, which are spatially non localized. The Hamiltonian including a non-Hermitian interaction term can be converted by similarity transformation to the Hermitian one with an effective potential of reduced slope, which is turnable by the interaction constant. The transformation operator should not be unitary but Hermitian different from the unitary transformation in ordinary quantum mechanics. The effective potential vanishes at a critical value of coupling strength called the exceptional point, where all eigenstates are degenerate with zero eigenvalue and transition from imaginary to real spectra appears. The SU(1; 1) generator $\widehat{S}_{z}$ with real eigenvalues determined by the commutation relation of operators, however, is non-Hermitian in the realization of imaginay-frequency boson operators. The classical counterpart of the quantum Hamiltonian with non-Hermitian interaction is a complex function of the canonical variables. It becomes by the canonical transformation of variables a real function indicating exactly the one to one quantum-classical correspondence of Hamiltonians.

arXiv:2402.06148•Feb 9, 2024•0 citations
Two types of non-Hermiticity found in physical systems, i.e., non-reciprocal couplings and complex potentials, have gained considerable interest recently. The former leads to the non-Hermitian skin effect, while the latter gives rise to a range of non-Hermitian symmetries such as parity-time (PTPTPT) and particle-hole symmetries. Although these two non-Hermitian forms have been incorporated in the same models, so far they have been treated as distinct families of non-Hermiticity. In this work, we establish an isospectral mapping between them using the Lanczos transformation. More specifically, we show that a generalized Hatano-Nelson model HHH with non-reciprocal and spatially varying couplings can be mapped to a tight-binding model HLH_LHL​ with real symmetric couplings and an imaginary on-site potential. This result holds even when the original HHH already has an imaginary potential and exceptional points. Our work provides a refreshed understanding of the connection between different forms of non-Hermiticity. It also offers an approach to obtaining an intuitive physical understanding of exceptional points in HLH_LHL​ that are elusive in HHH. Finally, our findings also warrant a versatile approach to constructing non-Hermitian systems with a complex potential and a real spectrum, without PTPTPT symmetry.
Since the realization of quantum systems described by non-Hermitian Hamiltonians with parity-time (PT\mathcal{PT}PT) symmetry, interest in non-Hermitian, quantum many-body models has steadily grown. Most studies to date map to traditional quantum spin models with a non-Hermiticity that arises from making the model parameters complex or purely imaginary. Here we present a set of models with non-Hermiticity generated by splitting a Hermitian term into two Jordan-normal form parts, and the perturbations are confined to one or two sites. We present exact diagonalization results for a finite PT\mathcal{PT}PT threshold in such models and provide an analytical approach for understanding the numerical results. Surprisingly, with non-Hermitian potentials confined to two or even a single site, the PT\mathcal{PT}PT threshold seems insensitive to the size of the quantum spin chain. Our results provide a pathway to experimentally feasible non-Hermitian quantum spin chains where the confluence of many-body effects and non-Hermiticity effects can be observed.
An imaginary gauge transformation is at the core of the non-Hermitian skin effect. Here, we show that such a transformation can be performed in momentum space as well, which reveals that certain gain- and loss-modulated systems in their parity-time (PT) symmetric phases are equivalent to Hermitian systems with real potentials. Our analysis in momentum space also distinguishes two types of exceptional points (EPs) in the same system. Besides the conventional type that leads to a PT transition upon the continuous increase of gain and loss, we find real-valued energy bands connected at a Dirac EP in hybrid dimensions, consisting of a spatial dimension and a synthetic dimension for the gain and loss strength.
We study the non-Hermitian quantum mechanics for the discrete system. This paper gives an exact analytic single-particle solution for an NNN-site tight-binding chain with two conjugated imaginary potentials $\ifmmode\pm\else\textpm\fi{}i\ensuremath{\gamma}$ at two end sites, which Hamiltonian has parity-time symmetry (PT\mathcal{P}\mathcal{T}PT symmetry). Based on the Bethe ansatz results, it is found that, in single-particle subspace, this model is comprised of two phases: an unbroken symmetry phase with a purely real energy spectrum in the region $\ensuremath{\gamma}\ensuremath{\prec}{\ensuremath{\gamma}}_{c}$ and a spontaneously broken symmetry phase with $N\ensuremath{-}2$ real and two imaginary eigenvalues in the region $\ensuremath{\gamma}\ensuremath{\succ}{\ensuremath{\gamma}}_{c}$. The behaviors of eigenfunctions and eigenvalues in the vicinity of ${\ensuremath{\gamma}}_{c}$ are investigated. It is shown that the boundary of two phases possesses the characteristics of exceptional point. We also construct the equivalent Hermitian Hamiltonian of the present model in the framework of metric-operator theory. We find out that the equivalent Hermitian Hamiltonian can be written as another bipartite lattice model with real long-range hoppings.
Non-Hermitian systems exhibit unique spectral properties, including the non-Hermitian skin effect and exceptional points, often influenced by boundary conditions. The modulation of these phenomena by generalized boundary conditions remains unexplored and not understood. Here, we analyze the Hatano-Nelson model with generalized boundary conditions induced by complex hopping amplitudes at the boundary. Using similarity transformations, we determine the conditions yielding real energy spectra and skin effect, and identify the emergence of exceptional points where spectra transition from real to complex. We demonstrate that tuning the boundary hopping amplitudes precisely controls the non-Hermitian skin effect, i.e., the localization of eigenmodes at the lattice edges. These findings reveal the sensitivity of spectral and localization properties to boundary conditions, providing a framework for engineering quantum lattice models with tailored spectral and localization features, with potential applications in quantum devices.
The traditional framework of quantum mechanics and many classical wave phenomena is underpinned by Hermitian operators, which guarantee real eigenvalues corresponding to observable quantities and orthogonal eigenvectors. However, a growing number of physical systems exhibit non-reciprocal interactions, leading to Hamiltonians or system matrices that are inherently non-Hermitian. This paper delves into the spectral theory of such non-reciprocal systems, exploring the unique mathematical and physical characteristics that emerge when the constraint of Hermiticity is relaxed. We discuss phenomena like complex energy eigenvalues, exceptional points where both eigenvalues and eigenvectors coalesce, and the breakdown of standard perturbation theory. The implications of non-Hermitian spectral properties extend to diverse fields, including parity-time (PT) symmetric photonics, active matter, open quantum systems, and even classical wave propagation in active or lossy media. By extending spectral analysis beyond the Hermitian paradigm, we aim to provide a comprehensive overview of the current understanding, challenges, and future directions in characterizing the dynamics and phases of non-reciprocal systems. This exploration is crucial for advancing both fundamental theoretical understanding and practical applications in emerging technologies that leverage tailored non-reciprocity.
We in this paper study the hermiticity of Hamiltonian and energy spectrum for the SU(1; 1) systems. The Hermitian Hamiltonian can possess imaginary eigenvalues in contrast with the common belief that hermiticity is a suffcient condition for real spectrum. The imaginary eigenvalues are derived in algebraic method with imaginary-frequency boson operators for the Hamiltonian of inverted potential well. Dual sets of mutually orthogonal eigenstates are required corresponding respectively to the complex conjugate eigenvalues. Arbitrary order eigenfunctions seen to be the polynomials of imaginary frequency are generated from the normalized ground-state wave functions, which are spatially non localized. The Hamiltonian including a non-Hermitian interaction term can be converted by similarity transformation to the Hermitian one with an effective potential of reduced slope, which is turnable by the interaction constant. The transformation operator should not be unitary but Hermitian different from the unitary transformation in ordinary quantum mechanics. The effective potential vanishes at a critical value of coupling strength called the exceptional point, where all eigenstates are degenerate with zero eigenvalue and transition from imaginary to real spectra appears. The SU(1; 1) generator S^z\widehat{S}_{z}Sz​ with real eigenvalues determined by the commutation relation of operators, however, is non-Hermitian in the realization of imaginay-frequency boson operators. The classical counterpart of the quantum Hamiltonian with non-Hermitian interaction is a complex function of the canonical variables. It becomes by the canonical transformation of variables a real function indicating exactly the one to one quantum-classical correspondence of Hamiltonians.