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arXiv:2609.22936

Wideband Physical Layer Security in Mixed Near-Field and Far-Field Communications

Yunpu Zhang, Changsheng You, Hing Cheung So

Published Sep 19, 2026• 0 citations
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Abstract

Prior studies on wideband physical layer security (PLS) have mostly focused on either far-field or near-field communication systems. In this paper, we investigate PLS in a more general and practical mixed near-field and far-field wideband communication scenario, where a base station (BS) equipped with an extremely large-scale array (XL-array) serves multiple legitimate users in the far field, while a near-field eavesdropper attempts to intercept confidential information at close range. Specifically, we formulate an optimization problem to maximize the secrecy rate of all legitimate users across all subcarriers by jointly designing the transmit beamforming and artificial noise (AN), subject to per-subcarrier power constraints. To gain useful insights into the unique characteristics of mixed-field wideband PLS, we first analyze a special case with a single legitimate user and an eavesdropper. Interestingly, we show that the secure transmission regions in mixed-field wideband systems are not the same across all subcarriers, as revealed by subcarrier-specific secrecy conditions derived from the Fresnel integrals. Moreover, we theoretically demonstrate that introducing frequency-selective AN into the system offers two key benefits: 1) it transforms originally insecure subcarriers into secure ones, and 2) it substantially improves the overall secrecy performance. For the general multiuser setup, we propose an efficient two-stage hybrid beamforming algorithm to jointly design the transmit beamforming and AN, ensuring secure transmission under mixed-field conditions. Building on our analytical insights, we further develop an efficient and low-complexity algorithm that designs the AN beamformers by directly aligning them with the eavesdropper's channel, thereby eliminating the need to optimize AN beamformers across all subcarriers.

DOI
10.48550/arxiv.2609.22936

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Extremely large-scale arrays(XL-arrays) have emerged as a promising technology to improve the spectrum efficiency and spatial resolution of future wireless systems. Different from existing works that mostly considered physical layer security (PLS) in either the far-field or near-field, we consider in this paper a new and practical scenario, where legitimate users (Bobs) are located in the far-field of a base station (BS) while eavesdroppers (Eves) are located in the near-field for intercepting confidential information at short distance, referred to as themixed near-field and far-field PLS. Specifically, we formulate an optimization problem to maximize the sum-secrecy-rate of all Bobs by optimizing the power allocation of the BS, subject to the constraint on the total BS transmit power. To shed useful insights, we first consider a one-Bob-one-Eve system and characterize the insecure-transmission region of the Bob in closed form. Interestingly, we show that the insecure-transmission region is significantlyexpandedas compared to that in conventional far-field PLS systems, due to theenergy-spread effectin the mixed-field scenario. Then, we further extend the analysis to a two-Bob-one-Eve system. It is revealed that as compared to the one-Bob system, the interferences from the other Bob can be effectively used to weaken the capability of Eve for intercepting signals of target Bobs, thus leading to enhanced secrecy rates. Furthermore, we propose an efficient algorithm to obtain a high-quality solution to the formulated non-convex problem by leveraging the successive convex approximation (SCA) technique. Finally, numerical results demonstrate that our proposed algorithm achieves a higher sum-secrecy-rate than the benchmark scheme where the power allocation is designed based on the (simplified) far-field channel model.
Extremely large-scale arrays (XL-arrays) have emerged as a promising technology to improve the spectrum efficiency and spatial resolution of future wireless systems. Different from existing works that mostly considered physical layer security (PLS) in either the far-field or near-field, we consider in this paper a new and challenging scenario, where legitimate users (Bobs) are located in the far-field while eavesdroppers (Eves) are located in the near-field for intercepting confidential information at short distance, referred to as the mixed near- and far-field PLS. Specifically, we formulate an optimization problem to maximize the sum-secrecy-rate of all Bobs by designing their power allocation. To shed useful insights, we first consider a one-Bob-one-Eve system and characterize the insecure-transmission region of the Bob. Interestingly, we show that the insecuretransmission region is significantly expanded as compared to that in conventional far-field PLS systems, due to the energy-spread effect in the mixed-field scenario. Then, we propose an efficient algorithm to obtain a high-quality solution to the non-convex optimization problem. Finally, numerical results demonstrate that our proposed algorithm achieves a higher sum-secrecyrate than the benchmark scheme where the power allocation is designed based on the (simplified) far-field channel model.
Extremely large-scale arrays (XL-arrays) have emerged as a key enabler in achieving the unprecedented performance requirements of future wireless networks, leading to a significant increase in the range of the near-field region. This transition necessitates the spherical wavefront model for characterizing the wireless propagation rather than the far-field planar counterpart, thereby introducing extra degrees-of-freedom (DoFs) to wireless system design. In this paper, we explore the beam focusing-based physical layer security (PLS) in the near field, where multiple legitimate users and one eavesdropper are situated in the near-field region of the XL-array base station (BS). First, we consider a special case with one legitimate user and one eavesdropper to shed useful insights into near-field PLS. In particular, it is shown that 1) Artificial noise (AN) is crucial to near-fieldsecurity provisioning, transforming an insecure system to a secure one; 2) AN can yield numeroussecurity gains, which considerably enhances PLS in the near field as compared to the case without AN taken into account. Next, for the general case with multiple legitimate users, we propose an efficient low-complexity approach to design the beamforming with AN to guarantee near-field secure transmission. Specifically, the low-complexity approach is conceived starting by introducing the concept ofinterference domainto capture the inter-user interference level, followed by athree-step identification frameworkfor designing the beamforming. Finally, numerical results reveal that 1) the PLS enhancement in the near field is pronounced thanks to the additional spatial DoFs; 2) the proposed approach can achieve close performance to that of the computationally-extensive conventional method yet with a significantly lower computational complexity.
In this paper, we studyrobustbeamforming design fornear-fieldphysical-layer-security (PLS) systems, where a base station (BS) equipped with an extremely large-scale array (XL-array) serves multiple near-field legitimate users (Bobs) in the presence of multiple near-field eavesdroppers (Eves). Unlike existing works that mostly assume perfect channel state information (CSI) or location information of Eves, we consider a more practical and challenging scenario in this paper, where the locations of Bobs are perfectly known, while onlyimperfect location informationof Eves is available at the BS. We first formulate a robust optimization problem to maximize the sum-rate of Bobs while guaranteeing a worst-case limit on the eavesdropping rate under location uncertainty. By transforming Cartesian position errors into the polar domain, we reveal an important near-fieldangular-error amplification effect, i.e., under the same location error, the closer the Eve, the larger the angle error, which severely degrades the performance of conventional robust beamforming methods based on imperfect channel state information. To address this issue, we first establish the conditions for which the first-order Taylor approximation of the near-field channel steering vector under location uncertainty is largely accurate. Then, we propose atwo-stagerobust beamforming method, which first partitions the uncertainty region into multiple fan-shaped sub-regions, followed by the second stage to formulate and solve a refined linear-matrix-inequality (LMI)-based robust beamforming optimization problem. In addition, the proposed method is further extended to scenarios with multiple Bobs and multiple Eves. Finally, numerical results validate that the proposed method achieves a superior trade-off between rate performance and secrecy robustness, hence significantly outperforming existing benchmarks under Eve location uncertainty.
This paper considers the physical layer security (PLS) and covertness of the signal transmission in a multiple-input single-output downlink adopting ultra-high reliability and low latency communication (URLLC). In the considered system, Alice transmits confidential signals to Bob in the presence of a multi-antenna eavesdropper (Eve) and a multi-antenna watchful adversary (Willie). Although artificial noise (AN) is a common PLS technique for protecting the confidential signal from wiretapping, it may reduce the communication covertness due to the additional signal emission. For maximizing the achievable secrecy rate, we propose an AN-aided secure and covert communication strategy through optimizing the information carrying beamformer and AN jointly subject to the covertness constraint. To tackle the formulated non-convex design problem, we propose a branch-reduce-and-bound (BRB)-based algorithm to solve the considered problem globally. Simulation results validate its efficiency compared with a benchmark algorithm and unveil the importance of exploiting AN.
In this paper, we investigate the physical layer security of a full-duplex base station (BS)-aided system in the worst case, where an uplink transmitter (UT) and a downlink receiver (DR) are equipped with a single antenna, while a powerful eavesdropper is equipped with multiple antennas. For securing the confidentiality of signals transmitted from the BS and UT, an artificial noise (AN)-aided secrecy beamforming scheme is proposed, which is robust to the realistic imperfect state information of both the eavesdropping channel and the residual self-interference channel. Our objective function is that of maximizing the worst-case sum secrecy rate achieved by the BS and UT, through jointly optimizing the beamforming vector of the confidential signals and the transmit covariance matrix of the AN. However, the resulting optimization problem is non-convex and non-linear. In order to efficiently obtain the solution, we transform the non-convex problem into a sequence of convex problems by adopting the block coordinate descent algorithm. We invoke a linear matrix inequality for finding its Karush-Kuhn-Tucker (KKT) solution. In order to evaluate the achievable performance, the worst-case secrecy rate is analytically derived. Furthermore, we construct another secrecy transmission scheme using the projection matrix theory for performance comparison. Our simulation results show that the proposed robust secrecy transmission scheme achieves substantial secrecy performance gains, which verifies the efficiency of the proposed method.