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arXiv:2609.16311

An improved auxiliary boson method for quantum dots with finite Coulomb interaction U

Juan Pablo Ramos-Andrade, Patricia A Almeida, Ana M. Calle, Gustavo Lara

Published Sep 14, 2026• 0 citations
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Abstract

In this work, we present an improved version of the formulation of the four auxiliary bosons originally proposed by Kotliar and Ruckenstein, adapted to describe a quantum dot in the Kondo regime with finite electron-electron interaction U. The proposed refinement provides a more accurate treatment of strong electronic correlations while preserving the analytical tractability of the original approach, thereby enabling a reliable description of transport properties in nanoscale systems. Benchmark calculations show good agreement with the results of the numerical renormalization group, supporting the validity of the improved formulation. Our approach therefore provides an efficient and robust framework for investigating transport through strongly correlated quantum dots.

DOI
10.48550/arxiv.2609.16311

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In this work, we present an improved version of the formulation of the four auxiliary bosons originally proposed by Kotliar and Ruckenstein, adapted to describe a quantum dot in the Kondo regime with finite electron-electron interaction U. The proposed refinement provides a more accurate treatment of strong electronic correlations while preserving the analytical tractability of the original approach, thereby enabling a reliable description of transport properties in nanoscale systems. Benchmark calculations show good agreement with the results of the numerical renormalization group, supporting the validity of the improved formulation. Our approach therefore provides an efficient and robust framework for investigating transport through strongly correlated quantum dots.
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We revisit the Kotliar-Ruckenstein (KR) slave boson saddle point evaluation for a two-site correlated electron model. As the model can be solved analytically, it is possible to compare the KR saddle point results with the exact many-particle levels. The considered two-site cluster mimics an infinite-UUU single-impurity Anderson model with a nearest-neighbor Coulomb interaction: one site is strongly correlated with an infinite local Coulomb repulsion, which hybridizes with the second site, on which the local Coulomb repulsion vanishes. Making use of the flexibility of the representation, we introduce appropriate weight factors in the KR saddle point scheme. Ground-state and all excitation levels agree with the exact diagonalization results. Thermodynamics and correlation functions may be recovered in a suitably renormalized saddle point evaluation.
A general theoretical formulation for the effect of a strong on-site Coulomb interaction on the time-dependent electron transport through a quantum dot under the influence of arbitrary time-varying bias voltages and/or external fields is presented, based on slave bosons and the Keldysh nonequilibrium Green's function (GF) techniques. To avoid the difficulties of computing double-time GFs, we generalize the propagation scheme recently developed by Croy and Saalmann to combine the auxiliary-mode expansion with the celebrated Lacroix's decoupling approximation in dealing with the second-order correlated GFs and then establish a closed set of coupled equations of motion, called second-order quantum rate equations (SOQREs), for an exact description of transient dynamics of electron correlated tunneling. We verify that the stationary solution of our SOQREs is able to correctly describe the Kondo effect on a qualitative level. Moreover, a comparison with other methods, such as the second-order von Neumann approach and Hubbard-I approximation, is performed. As illustrations, we investigate the transient current behaviors in response to a step voltage pulse and a harmonic driving voltage, and linear admittance as well, in the cotunneling regime.
Correlations are a central ingredient of modern condensed matter physics. With the advent of mesoscopic physics, it became possible to study correlated systems in non-equilibrium situations, which can be reached by e.g. driving a constant current through a quantum dot. A basic question is how correlations on the one hand and a non-equilibrium current on the other hand influence each other. Here this interplay is studied for the model system of a quantum dot in the Kondo regime using the real time renormalization group (RTRG) method. This method is a functional renormalization group (RG) method allowing a non-perturbative description of correlated systems in non-equilibrium. For the Kondo quantum dot the method is generalized to the case of double vertices. The RTRG method not only provides equations for the calculation of the renormalized coupling between the quantum dot spin and the reservoir electrons, but also equations for the calculation of the non-equilibrium decoherence rate and the non-equilibrium current.The RG equations are derived to second order. This approximation is expected to be valid as long as the quantum dot does not enter the strong coupling regime, i.e. the effective coupling strength between the quantum dot spin and the electrons does not become too large. It is found that this is the case if the bias voltage applied to the dot or the temperature is much larger than the Kondo temperature.It is shown that the RG equations lead to coupling functions depending on the energy of the incident and the scattered electron. This dependence is simplified to the dependence on the average energy of the incident and the scattered electron in the weak coupling regime.A closer inspection of the RG equations for the couplings shows that they not only contain terms leading to a logarithmic increase of the coupling strength but also subleading terms which are unimportant in the weak coupling regime. The RG equations are solved analytically for the case where the subleading terms are neglected. It is found that the coupling functions develop resonances at energies associated with the chemical potentials of the reservoirs. The height of these resonances is determined by the decoherence rate. However, for bias voltages much larger than the Kondo temperature these resonances do not affect the conductance for a two terminal setup, so the conductance does not provide a measure for the decoherence rate in this case. It is found that the conductance for the two terminal setup is a universal function of voltage/Kondo temperature and temperature/Kondo temperature in the weak coupling regime. This function is calculated analytically in the limits of vanishing voltage or temperature. Furthermore, it is found that for zero temperature the decoherence rate is proportional to the non-equilibrium current flowing through the system. This supports the physical picture that a non-equilibrium current is associated with a decoherence rate, which cuts the logarithmic scaling of the coupling strength.Finally, the RG equations are solved numerically for zero temperature including the subleading corrections found before. As expected, the subleading corrections have no impact on the decoherence rate and the conductance in the weak coupling regime. On the other hand, it is found that they lead to strong deviations from the results of the analytic leading logarithmic approximation if the bias voltage approaches the Kondo temperature. Generally, it is found that the subleading corrections lead to a saturation of the decoherence rate and the conductance to some finite value. However, for the numerical solution a numerical regularization parameter has to be introduced. It turns out that the saturation value found depends on its value, so no statements on the precise value of the decoherence rate and the current can be made in this regime.
Quantum dots are perfect systems for observing quantum phenomena. This thesis is dedicated to the investigation of conductance through a QD, more specifically with two energy levels and both direct Coulomb interaction and Hund's spin exchange interaction. Basic theory of conductance in interacting quantum systems is presented and Kondo physics are discussed. \nWe then present the fairly recent Functional Renormalization Group approach to calculate full Green's functions of interacting systems. Our approach is based on the one by Karrasch et al. We apply it to the aforementioned QD system and recover the key characteristics of the transport properties with very little numerical effort. We present results on the conductance in the vicinity of the so-called singlet-triplet transition and compare our results both with previous numerical renormalization group results and with predictions of the perturbative renormalization group. Most features from the NRG results are reproduced qualitatively.
Transport through correlated nanoscale systems underpins the operation of quantum-dot and molecular-scale devices, yet accurate simulations of large open quantum systems remain computationally challenging as system size increases. Tensor-network methods offer a promising route past this scaling barrier by efficiently compressing quantum states. Here we extend a tensor-based solver with a jump-counting estimator that enables direct computation of steady-state electron currents from lead-induced tunneling events. We benchmark the resulting currents against the state-of-the-art master-equation solver QmeQ across a range of lead-dot and inter-dot coupling parameters and find quantitative agreement in the tractable regime. Compared with classical approaches, TJM reduces memory requirements and wall-clock time by orders of magnitude, enabling simulations of interacting quantum-dot arrays far beyond the range accessible to density-matrix-based transport solvers and systematic studies of size-dependent nonequilibrium transport in larger arrays. Our approach allow us to model quantum transport in an array of up to fifty (50) quantum dots.