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arXiv:2609.01029

Tangent fermions can restore vacuum stability of discrete-time Dirac models

C. W. J. Beenakker

quant-phcond-mat.mes-hallhep-thSubmitted Sep 1, 2026• Announced Sep 2, 2026• 0 citations
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Abstract

The Dirac quantum walk (a 1+1 dimensional space-time discretization of the Dirac equation) has a $2μ$ mass gap both at the center and at the corner of the quasi-energy-momentum Brillouin zone. Gupta and Short recently noted [Quantum 9, 1845 (2025)] that the Dirac vacuum can create a particle-hole pair at the zone corner with the release of an energy $2μ$ to the environment. They removed this vacuum instability at the expense of fermion doubling, the appearance of a second low-energy Dirac cone. Here we show that an alternative discretization scheme, with a tangent rather than a sine dispersion relation, offers stability while retaining a single Dirac cone. The key step is the Cayley transformation from the unit circle of Floquet eigenvalues $e^{-i\varepsilon}$ to the real line of unbounded energies $E=2\tan(\varepsilon/2)$. We compute the Schwinger effect (particle-hole pair creation in a uniform electric field) for tangent fermions and show that the pair-production rate agrees with the continuum result for a single Dirac cone. The zone corner is exactly decoupled if the scalar potential is coupled through the Hermitian generator of the quantum map. If it is coupled as a split operator, in order to preserve exact gauge invariance on the lattice, the corner does contribute - with a weight that vanishes quadratically with the lattice constants, in contrast to the Dirac quantum walk where the zone-corner instability survives the continuum limit.

Comments
11 pages, 6 figures

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The Dirac quantum walk (a 1+1 dimensional space-time discretization of the Dirac equation) has a 2μ2μ2μ mass gap both at the center and at the corner of the quasi-energy-momentum Brillouin zone. Gupta and Short recently noted [Quantum 9, 1845 (2025)] that the Dirac vacuum can create a particle-hole pair at the zone corner with the release of an energy 2μ2μ2μ to the environment. They removed this vacuum instability at the expense of fermion doubling, the appearance of a second low-energy Dirac cone. Here we show that an alternative discretization scheme, with a tangent rather than a sine dispersion relation, offers stability while retaining a single Dirac cone. The key step is the Cayley transformation from the unit circle of Floquet eigenvalues e−iεe^{-i\varepsilon}e−iε to the real line of unbounded energies E=2tan⁡(ε/2)E=2\tan(\varepsilon/2)E=2tan(ε/2). We compute the Schwinger effect (particle-hole pair creation in a uniform electric field) for tangent fermions and show that the pair-production rate agrees with the continuum result for a single Dirac cone. The zone corner is exactly decoupled if the scalar potential is coupled through the Hermitian generator of the quantum map. If it is coupled as a split operator, in order to preserve exact gauge invariance on the lattice, the corner does contribute - with a weight that vanishes quadratically with the lattice constants, in contrast to the Dirac quantum walk where the zone-corner instability survives the continuum limit.
It is known that a one-dimensional (1D) quantum walk gives a local space-time discretization of the massless Dirac equation with a single quasi-energy cone (no fermion doubling at low energies), keeping the fundamental symmetries (chiral and time-reversal) of the continuum theory. We show that the analogous 2D construction is fundamentally more fragile. Local two-band quantum walks can have an unpaired Dirac cone, but the protecting symmetries then cease to be ordinary on-site symmetries: They become non-symmorphic, involving half-lattice translations, and are broken by generic spatial inhomogeneities. In particular, we demonstrate that the 2D Dirac quantum walk based on the Ho-Chalker network model can be gapped by potential scattering, as is evidenced by the breakdown of reflectionless Klein tunneling. The symmorphic symmetry obstruction is sharp: If we allow for couplings that are no longer strictly finite-range but decay exponentially with distance, we can construct a 2D quantum walk with a single Dirac cone and on-site chiral and time-reversal symmetries.
We consider discrete spacetime models known as quantum walks, which can be used to simulate Dirac particles. In particular we look at fermion doubling in these models, in which high momentum states yield additional low energy solutions which behave like Dirac particles. The presence of doublers carries over to the `second quantised' version of the walks represented by quantum cellular automata, which may lead to spurious solutions when introducing interactions. Moreover, we also consider pseudo-doublers, which have high energy but behave like low energy Dirac particles, and cause potential problems regarding the stability of the vacuum. To address these issues, we propose a family of quantum walks, that are free of these doublers and pseudo-doublers, but still simulate the Dirac equation in the continuum limit. However, there remain a small number of additional low energy solutions which do not directly correspond to Dirac particles. While the conventional Dirac walk always has a zero probability for the walker staying at the same point after a single time step, we obtain the family of walks by allowing this probability to be non-zero.
The spatial discretization of the single-cone Dirac Hamiltonian on the surface of a topological insulator or superconductor needs a special ``staggered’’ grid, to avoid the appearance of a spurious second cone in the Brillouin zone. We adapt the Stacey discretization from lattice gauge theory to produce a generalized eigenvalue problem, of the form \bm{\mathcal H}\bm{\psi}=\bm{E}\bm{\mathcal P}\bm{\psi} ℋ 𝛙 = 𝐄 𝒫 𝛙 , with Hermitian tight-binding operators \bm{\mathcal H} ℋ , \bm{\mathcal P} 𝒫 , a locally conserved particle current, and preserved chiral and symplectic symmetries. This permits the study of the spectral statistics of Dirac fermions in each of the four symmetry classes A, AII, AIII, and D.
A discrete-time quantum walk (DTQW) is a lattice model of a single particle whose two-component internal state is repeatedly mixed by a unitary "coin" and shifted in space, chirality by chirality. In this work, we present a framework for coupling such a walk to a background electromagnetic (U(1)) gauge field. Instead of introducing traditional link variables common to the existing literature, we embed the gauge phase directly within the coin operator already required by the free walk, thereby eliminating the need for extra local degrees of freedom. We demonstrate this construction in two stages: first, using only coin phases to generate a purely spatial potential (A_1) while structurally forcing the temporal potential (A_0) to vanish (the temporal, or Weyl, gauge); and second, incorporating a single post-shift phase to recover a fully general potential (A_mu = (A_0, A_1). In both regimes, we show that the gauge transformation law for the coin phases is rigorously forced by the consistency requirement between the left- and right-moving sectors rather than assumed. We verify the construction non-perturbatively through the exact lattice dispersion relation, the walk’s convergence rate to the continuum Dirac equation, and its intrinsic avoidance of the fermion doubling problem.
Quantum simulation is an important way to study the Dirac particles in a general situation. Discrete quantum walk (DQW), is a powerful quantum simulation scheme, and implementable in well controllable table-top set-ups. We first identify that the conventional DQW can't exactly simulate Dirac Cellular Automaton (DCA), a discretized theory of free Dirac Hamiltonian (DH). We found some choice of coin parameters of the split-step (SS) DQW, a generalization of DQW can fully simulate single-particle DCA. Next we question whether the same SS-DQW can simulate dynamics of free Dirac particle with extra degrees of freedom like colors, flavors besides the spin or chirality. One such example is Neutrino oscillation. By moving from the U(2) coined SS-DQW to the U(6) coined SS-DQW we have simulated the exact probability profile of Neutrino flavor transitions. We further probe towards simulating single particle massive DH in presence of background potentials and space-time curvature. By using a SS-DQW with position-time dependent coin parameters, and we realize that it will give us an unbounded effective Hamiltonian, at the continuum limit of position-time. So we have introduced a modified version of SS-DQW which will produce a bounded effective Hamiltonian. This modified SS-DQW with U(2) coin operations produces single-particle massive DH in presence of abelian gauge potentials and space-time curvature. Introducing higher dimensional---U(N) coin operations in the modified SS-DQW we can include non-abelian potentials in the same DH. In order to simulate two-particle DH in presence of curved space-time and external potentials, we have used two particle modified SS-DQW, where the shift operations act separately on each particle, the coin operations which act simultaneously on both particles contain all kinds of interactions.
Dirac particle represents a fundamental constituent of our nature. Simulation of Dirac particle dynamics by a controllable quantum system using quantum walks will allow us to investigate the non-classical nature of dynamics in its discrete form. In this work, starting from a modified version of one-spatial dimensional general inhomogeneous split-step discrete quantum walk we derive an effective Hamiltonian which mimics a single massive Dirac particle dynamics in curved (1 + 1) space-time dimension coupled to U (1) gauge potential—which is a forward step towards the simulation of the unification of electromagnetic and gravitational forces in lower dimension and at the single particle level. Implementation of this simulation scheme in simple qubit-system has been demonstrated. We show that the same Hamiltonian can represent (2 + 1) space-time dimensional Dirac particle dynamics when one of the spatial momenta remains fixed. We also discuss how we can include U ( N ) gauge potential in our scheme, in order to capture other fundamental force effects on the Dirac particle. The emergence of curvature in the two-particle split-step quantum walk has also been investigated while the particles are interacting through their entangled coin operation.