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arXiv:2609.00971

Kibble--Zurek Mechanism and Defect Freezing in Imbalanced-Pairing Kitaev Models

R. Jafari, Alireza Akbari, Shukhrat Mardonov, A. Langari

cond-mat.stat-mechquant-phSubmitted Sep 1, 2026• Announced Sep 2, 2026• 0 citations
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Abstract

We investigate driven dynamics across critical and exceptional points in the one- and two-dimensional imbalanced-pairing Kitaev models using both the wave-function normalization approach and the biorthogonal framework. For a positive pairing imbalance parameter, the quasiparticle spectrum remains real, and a pairing imbalance neither shifts the equilibrium phase boundaries nor generates imaginary eigenenergies. In this regime, the defect density follows the conventional Kibble--Zurek scaling in one dimension and the extended Kibble--Zurek scaling, arising from a gapless manifold, in two dimensions within both frameworks. The corresponding scaling exponents are therefore governed by those of the Hermitian transition. For a negative pairing imbalance parameter, time-reversal symmetry is broken, the quasiparticle spectrum develops complex eigenvalues, and the gap closes at exceptional points. For ramps ending at an exceptional point, the defect density follows the modified Kibble--Zurek scaling in the wave-function normalization approach, whereas it obeys the conventional Kibble--Zurek scaling in the biorthogonal framework. When the ramp traverses the time-reversal-symmetry-broken region, a finite density of defects remains even in the adiabatic limit, leading to defect freezing in both frameworks. Although this frozen background indicates a breakdown of adiabaticity, the excess defects generated on top of this background continue to obey the conventional Kibble--Zurek scaling in one dimension and the extended Kibble--Zurek scaling in two dimensions.

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We investigate driven dynamics across critical and exceptional points in the one- and two-dimensional imbalanced-pairing Kitaev models using both the wave-function normalization approach and the biorthogonal framework. For a positive pairing imbalance parameter, the quasiparticle spectrum remains real, and a pairing imbalance neither shifts the equilibrium phase boundaries nor generates imaginary eigenenergies. In this regime, the defect density follows the conventional Kibble--Zurek scaling in one dimension and the extended Kibble--Zurek scaling, arising from a gapless manifold, in two dimensions within both frameworks. The corresponding scaling exponents are therefore governed by those of the Hermitian transition. For a negative pairing imbalance parameter, time-reversal symmetry is broken, the quasiparticle spectrum develops complex eigenvalues, and the gap closes at exceptional points. For ramps ending at an exceptional point, the defect density follows the modified Kibble--Zurek scaling in the wave-function normalization approach, whereas it obeys the conventional Kibble--Zurek scaling in the biorthogonal framework. When the ramp traverses the time-reversal-symmetry-broken region, a finite density of defects remains even in the adiabatic limit, leading to defect freezing in both frameworks. Although this frozen background indicates a breakdown of adiabaticity, the excess defects generated on top of this background continue to obey the conventional Kibble--Zurek scaling in one dimension and the extended Kibble--Zurek scaling in two dimensions.
Non-Hermitian physics provides an effective description of open and nonequilibrium systems and hosts many novel and intriguing phenomena such as exceptional points and non-Hermitian skin effect. Despite extensive theoretical and experimental studies, however, how to properly deal with the nonadiabatic dynamics in driven non-Hermitian quantum system is still under debate. Here, we develop a theoretical framework based on time-dependent biorthogonal quantum formalism by redefining the associated state to obtain the gauge-independent transition probability, and study the nonadiabatic dynamics of a linearly driven non-Hermitian system. In contrast to the normalization method that leads to a modified Kibble-Zurek scaling behavior, our approach predicts that the defect production at exceptional points exhibits power-law scaling behaviors conforming to the Kibble-Zurek mechanism. In the fast quench regime, universal scaling behaviors are also found with respect to the initial quenching parameter, which can be explained by the impulse-adiabatic approximation. Moreover, as trespassing the PT -broken region, the phenomenon of defect freezing, i.e., violation of adiabaticity, is observed.
The Kibble-Zurek mechanism demands an initial adiabatic stage before an impulse stage to have a frozen correlation length that generates topological defects in a cooling phase transition. Here we study such a driven critical dynamics but with an initial condition that is near the critical point and that is far away from equilibrium. In this case, there is no initial adiabatic stage at all and thus adiabaticity is broken. However, we show that there again exists a finite length scale arising from the driving that divides the evolution into three stages. A relaxation--finite-time-scaling--adiabatic scenario is then proposed in place of the adiabatic-impulse-adiabatic scenario of the original Kibble-Zurek mechanism. A unified scaling theory, which combines finite-time scaling with critical initial slip, is developed to describe the universal behavior and is confirmed with numerical simulations of a two-dimensional classical Ising model.
When a system is swept through a quantum critical point (QCP), the Kibble-Zurek mechanism predicts that the average number of topological defects follows a universal power-law scaling with the ramp time scale. This scaling behavior is determined by the equilibrium critical exponents of the underlying phase transition. We show that the correspondence between Kibble-Zurek scaling and quantum criticality does not hold generally. In particular, the defect density can exhibit a suppression faster than the Kibble-Zurek prediction even when the quench crosses a critical point, while conventional Kibble-Zurek scaling may persist for quenches through a non-critical point. Our results, based on models representative of a broad class of quasi-one-dimensional Fermi systems, identify the dynamical conditions under which universal defect scaling emerges and clarify the relation between defect generation and equilibrium criticality.
When a system is swept through a quantum critical point, the Kibble-Zurek mechanism predicts that the average number of topological defects follows a universal power-law scaling with the ramp timescale. This scaling behavior is determined by the equilibrium critical exponents of the underlying phase transition. We show that the correspondence between Kibble-Zurek scaling and quantum criticality does not hold generally. In particular, the defect density can exhibit a suppression faster than the Kibble-Zurek prediction even when the quench crosses a critical point, while conventional Kibble-Zurek scaling may persist for quenches through a noncritical point. Our results, based on models representative of a broad class of quasi-one-dimensional Fermi systems, identify the dynamical conditions under which universal defect scaling emerges and clarify the relation between defect generation and equilibrium criticality. © 2026 authors. Published by the American Physical Society.
Although parity-time (PT)-symmetric Hamiltonians are often associated with real energy spectra, PT symmetry is neither a sufficient nor a necessary condition for a real spectrum. More generally, real spectra are associated with the broader class of pseudo-Hermitian Hamiltonians, of which PT-symmetric Hamiltonians constitute a simple subclass. Here, we investigate the nonequilibrium dynamics of the imbalanced-pairing Kitaev model, a prototypical pseudo-Hermitian system, under a linearly time-dependent chemical potential. The dynamics are analyzed within the biorthogonal framework using the concept of dynamical quantum phase transitions (DQPTs). We show that, under a linear ramp protocol, DQPTs occur only when the post-ramp Hamiltonian possesses a real energy spectrum. For positive values of the non-Hermiticity parameter (γ>0γ>0γ>0), where the energy spectrum remains entirely real, a ramp crossing a single quantum critical point gives rise to a single family of critical times, analogous to the Hermitian case. Furthermore, for ramps crossing two critical or exceptional points, the critical sweep velocity above which DQPTs disappear decreases as the non-Hermiticity parameter is reduced and vanishes in the staggered-pairing limit, γ=−1γ=-1γ=−1.
We study the driven dynamics across the critical points of the Yang-Lee edge singularities (YLESs) in a finite-size quantum Ising chain with an imaginary symmetry-breaking field. In contrast to the conventional classical or quantum phase transitions, these phase transitions are induced by tuning the strength of the dissipation in a non-Hermitian system and can occur even at finite size. For conventional phase transitions, universal behaviors in driven dynamics across critical points are usually described by the Kibble-Zurek mechanism, which states that the scaling in dynamics is dictated by the critical exponents associated with one critical point and topological defects will emerge after the quench. While the mechanism leading to topological defects breaks down in the YLES, we find that for small lattice size, the driven dynamics can still be described by the Kibble-Zurek scaling with the exponents determined by the (0+1)-dimensional YLES. For medium finite size, however, the driven dynamics can be described by the Kibble-Zurek scaling with two sets of critical exponents determined by both the (0+1)-dimensional and the (1+1)-dimensional YLESs.