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arXiv:2608.27350

Quantum Chaos and Quantum Optimal Transport

Jordan Cotler, Felipe Hernández

quant-phhep-thmath-phSubmitted Aug 27, 2026• Announced Aug 28, 2026
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Abstract

Chaos in classical systems can be characterized by Lyapunov exponents that measure the exponential divergence of nearby trajectories, but directly extending this framework to quantum mechanics has been a persistent challenge. The wavelike nature of quantum states and the non-commutative geometry of quantum phase space obstruct a straightforward generalization of classical chaos theory. Here we develop a rigorous approach to quantum chaos by leveraging quantum optimal transport theory, which provides the missing geometric foundation for measuring distances between extended quantum distributions. We define quantum Lyapunov exponents that naturally avoid divergences encountered when naïvely generalizing classical exponents, and show that in the semiclassical limit they recover the classical global expansion rate, and hence the usual maximal Lyapunov exponent when they coincide. Our framework provides a tight connection between the divergence of classical trajectories and semiclassical phase space evolution, and additionally clarifies the role of out-of-time-order correlators as diagnostics of quantum chaos. These results establish quantum optimal transport as a unifying mathematical foundation for quantum chaos theory, providing new tools to characterize dynamical behavior across the full range of quantum dynamics from simple few-body models to complex many-body systems.

Comments
7+28 pages, 2 figures

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Chaos in classical systems can be characterized by Lyapunov exponents that measure the exponential divergence of nearby trajectories, but directly extending this framework to quantum mechanics has been a persistent challenge. The wavelike nature of quantum states and the non-commutative geometry of quantum phase space obstruct a straightforward generalization of classical chaos theory. Here we develop a rigorous approach to quantum chaos by leveraging quantum optimal transport theory, which provides the missing geometric foundation for measuring distances between extended quantum distributions. We define quantum Lyapunov exponents that naturally avoid divergences encountered when naïvely generalizing classical exponents, and show that in the semiclassical limit they recover the classical global expansion rate, and hence the usual maximal Lyapunov exponent when they coincide. Our framework provides a tight connection between the divergence of classical trajectories and semiclassical phase space evolution, and additionally clarifies the role of out-of-time-order correlators as diagnostics of quantum chaos. These results establish quantum optimal transport as a unifying mathematical foundation for quantum chaos theory, providing new tools to characterize dynamical behavior across the full range of quantum dynamics from simple few-body models to complex many-body systems.
We study two classes of quantum phenomena associated with classical chaos in a variety of quantum models: (i) dynamical localization and its extension and generalization to interacting few- and many-body systems and (ii) quantum exponential divergences in high-order correlators and other diagnostics of quantum chaos. Dynamical localization (DL) is a subtle phenomenon related to Anderson localization. It hinges on quantum interference and is typically destroyed in presence of interactions. DL often manifests as a failure of a driven system to heat up, violating the foundations of statistical physics. Kicked rotor (KR) is a prototypical chaotic classical model that exhibits linear energy growth with time. The quantum kicked rotor (QKR) features DL instead: its energy saturates. Multiple attempts of many-body generalizations faced difficulties in preserving DL. Recently, DL was shown in a special integrable many-body model. We study non-integrable models of few- and many-body QKR-like systems and provide direct evidence that DL can persist there. In addition, we show how a novel related concept of localization landscape can be applied to study transport in rippled channels. Out-of-time-ordered correlator (OTOC) was proposed as an indicator of quantum chaos, since in the semiclassical limit, this correlator's possible exponential growth rate (CGR) resembles the classical Lyapunov exponent (LE). We show that the CGR in QKR is related, but distinct from the LE in KR. We also show a singularity in the OTOC at the Ehrenfest time tᴱ due to a delay in the onset of quantum interference. Next, we study scaling of OTOC beyond tᴱ. We then explore how the OTOC-based approach to quantum chaos relates to the random-matrix-theoretical description by introducing an operator we dub the Lyapunovian. Its level statistics is calculated for quantum stadium billiard, a seminal model of quantum chaos, and aligns perfectly with the Wigner-Dyson surmise. In the semiclassical limit, the Lyapunovian reduces to the matrix of uncorrelated finite-time Lyapunov exponents, connecting the CGR at early times, when the quantum effects are weak, to universal level repulsion that hinges on strong quantum interference. Finally, we consider quantum polygonal billiards: their classical counterparts are non-chaotic. We show exponential growth of the OTOCs in these systems, sharply contrasted with the classical behavior even before quantum interference develops.
A distinct feature of Hermitian quantum chaotic dynamics is the exponential increase of certain out-of-time-order correlation (OTOC) functions around the Ehrenfest time with a rate given by a Lyapunov exponent. Physically, the OTOCs describe the growth of quantum uncertainty that crucially depends on the nature of the quantum motion. Here, we employ the OTOC in order to provide a precise definition of dissipative quantum chaos. For this purpose, we compute analytically the Lyapunov exponent for the vectorized formulation of the large- q limit of a q -body Sachdev-Ye-Kitaev model coupled to a Markovian bath. These analytic results are confirmed by an explicit numerical calculation of the Lyapunov exponent for several values of q ≥ 4 based on the solutions of the Schwinger-Dyson and Bethe-Salpeter equations. We show that the Lyapunov exponent decreases monotonically as the coupling to the bath increases and eventually becomes negative at a critical value of the coupling signaling a transition to a dynamics which is no longer quantum chaotic. Therefore, a positive Lyapunov exponent is a defining feature of dissipative many-body quantum chaos. The observation of the breaking of the exponential growth for sufficiently strong coupling suggests that dissipative quantum chaos may require in certain cases a sufficiently weak coupling to the environment. Published by the American Physical Society 2024
We propose a new diagnostic for quantum chaos. We show that the time evolution of complexity for a particular type of target state can provide equivalent information about the classical Lyapunov exponent and scrambling time as out-of-time-order correlators. Moreover, for systems that can be switched from a regular to unstable (chaotic) regime by a tuning of the coupling constant of the interaction Hamiltonian, we find that the complexity defines a new time scale. We interpret this time scale as recording when the system makes the transition from regular to chaotic behavior.
In this work, we study quantum chaos by focusing on the evolution of initially close states in the dynamics of the Quantum Kicked Rotor (QKR). We propose a novel measure, the Quantum Lyapunov Exponent (QLE), to quantify the degree of chaos in this quantum system, analogous to its classical counterpart. We begin by modeling the momentum space and then the QLE is computed through analyzing the fidelity between evolving states, offering insights into the quantum chaotic behavior. Furthermore, we extend our investigations to various initial states: localized, uniform, spreading, contracting and oscillating in momentum space. Our results unveil a diverse range of dynamical behaviors, highlighting the complex nature of quantum chaos. Finally, we propose an innovative optimization framework to represent a complex state as a superposition of the aforementioned states, which has potential implications for visualizing and understanding the dynamics of multifaceted quantum systems.
For perturbative scalar field theories, the late-time-limit of the out-of-time-ordered correlation function that measures (quantum) chaos is shown to be equal to a Boltzmann-type kinetic equation that measures the total gross (instead of net) particle exchange between phase-space cells, weighted by a function of energy. This derivation gives a concrete form to numerous attempts to derive chaotic many-body dynamics from ad hoc kinetic equations. A period of exponential growth in the total gross exchange determines the Lyapunov exponent of the chaotic system. Physically, the exponential growth is a front propagating into an unstable state in phase space. As in conventional Boltzmann transport, which follows from the dynamics of the net particle number density exchange, the kernel of this kinetic integral equation for chaos is also set by the 2-to-2 scattering rate. This provides a mathematically precise statement of the known fact that in dilute weakly coupled gases, transport and scrambling (or ergodicity) are controlled by the same physics.
Out-of-Time-Ordered Commutators (OTOCs), representing a key diagnostic for scrambling as a facet of short-time quantum chaos, have attracted wide-ranging interest, from many-body physics to quantum gravity. By means of a suitable form of the Wigner-Moyal expansion, and invoking ensemble equivalence in statistical physics, we provide a consistent approach to the growth rate of the OTOC for many-body systems with chaotic classical limit where both the classical Lyapunov exponent and the quantum nature of the density of states enter. Applying this construction to quantized high-dimensional hyperbolic motion, i.e., a quantum chaotic system that exhibits gravity-like correlation functions in the late-time regime, we compute the OTOC growth rate ΛΛΛ as a function of the number of degrees of freedom, fff, and inverse temperature, βββ. We show that the scaled growth rate, Λ/fΛ/fΛ/f, can be described by a universal function of fβf βfβ and displays a cross-over from classical to quantum behavior as we increase fff and/or lower the temperature. In the deep quantum regime of infinite fff, we find maximally fast scrambling in the sense of the Maldacena-Shenker-Stanford bound on chaos. This elucidates the non-perturbative mechanism underlying the saturation of the bound via quantum contributions to the mean density of states, and it provides further support for this dynamical system as a dual to two-dimensional quantum gravity. In this way, we present first evidence of maximally fast scrambling in a quantum chaotic system with a well-defined classical Hamiltonian limit, without invoking any external mechanism such as (disorder) averaging.