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arXiv:2608.25103

Convergence of the conformal Ward identity in the derivative expansion approximation

Jorge Ibañez, Matthieu Tissier, Gonzalo De Polsi

Published Aug 25, 2026• 0 citations
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Abstract

Conformal invariance is expected to be an emergent property of many systems in their critical regime. However, approximation schemes generically spoil this property. This is in particular the case of the derivative expansion, a widely used approximation scheme in the framework of the functional renormalization group. In this article, we consider Ward identities associated with conformal invariance in the 3-d Ising universality class with truncations at order 4 (next-to-next-to-leading order) in the derivative expansion, with $Z_2$ invariant composite operators. Our results confirm that the regulating functions which yield a small breaking of conformal invariance also present a small sensitivity of the universal critical exponents with the choice of this regulating function. We also show that, in the vicinity of regulator-parameter values for which the conformal constraints are best satisfied, the breaking of conformal invariance reduces as the order of the derivative expansion is increased, providing a new indication of the convergence of this approximation scheme.

DOI
10.48550/arxiv.2608.25103

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Conformal invariance is expected to be an emergent property of many systems in their critical regime. However, approximation schemes generically spoil this property. This is in particular the case of the derivative expansion, a widely used approximation scheme in the framework of the functional renormalization group. In this article, we consider Ward identities associated with conformal invariance in the 3-d Ising universality class with truncations at order 4 (next-to-next-to-leading order) in the derivative expansion, with Z2Z_2Z2​ invariant composite operators. Our results confirm that the regulating functions which yield a small breaking of conformal invariance also present a small sensitivity of the universal critical exponents with the choice of this regulating function. We also show that, in the vicinity of regulator-parameter values for which the conformal constraints are best satisfied, the breaking of conformal invariance reduces as the order of the derivative expansion is increased, providing a new indication of the convergence of this approximation scheme.
The behavior of many critical phenomena at large distances is expected to be invariant under the full conformal group, rather than only isometries and scale transformations. When studying critical phenomena, approximations are often required, and the framework of the nonperturbative, or functional, renormalization group is no exception. The derivative expansion is one of the most popular approximation schemes within this framework, due to its great performance on multiple systems, as evidenced in the past few decades. Nevertheless, it has the downside of breaking conformal symmetry at a finite order. This breaking is not observed at the leading order of the expansion, denoted the local potential approximation, and it only appears once one considers, at least, the next-to-leading order of the derivative expansion [O(∂^{2})] when including composite operators. In this work, we study the constraints arising from conformal symmetry for the O(N) models using the derivative expansion at order O(∂^{2}). We explore various values of N and minimize the breaking of conformal symmetry to fix the nonphysical parameters of the approximation procedure. We compare our prediction for the critical exponents with those coming from a more usual procedure, known as the principle of minimal sensitivity.
It is expected that conformal symmetry is an emergent property of many systems at their critical point. This imposes strong constraints on the critical behavior of a given system. Taking them into account in theoretical approaches can lead to a better understanding of the critical physics or improve approximation schemes. However, within the framework of the nonperturbative or functional renormalization group and, in particular, of one of its most used approximation schemes, the derivative expansion (DE), nontrivial constraints apply only from third order [usually denoted O(∂^{4})], at least in the usual formulation of the DE that includes correlation functions involving only the order parameter. In this work we implement conformal constraints on a generalized DE including composite operators and show that new constraints already appear at second order of the DE [or O(∂^{2})]. We show how these constraints can be used to fix nonphysical regulator parameters.
Field-theoretical calculations performed in an approximation scheme often present a spurious dependence of physical quantities on some unphysical parameters associated with the details of the calculation setup (such as the renormalization scheme or, in perturbation theory, the resummation procedure). In the present article, we propose to reduce this dependence by invoking conformal invariance. Using as a benchmark the three-dimensional Ising model, we show that, within the derivative expansion at order 4, performed in the nonperturbative renormalization group formalism, the identity associated with this symmetry is not exactly satisfied. The calculations which best satisfy this identity are shown to yield critical exponents which coincide to a high accuracy with those obtained by the conformal bootstrap. Additionally, this work gives a strong justification to the success of a widely used criterion for fixing the appropriate renormalization scheme, namely the principle of minimal sensitivity.
The standard nonperturbative approaches of renormalization group for tensor models are generally focused on a purely local potential approximation (i.e., involving only generalized traces and products of them) and are showed to strongly violate the modified Ward identities. This paper is a continuation of our recent contribution [Phys. Rev. D 101, 106015 (2020), intended to investigate the approximation schemes compatible with Ward identities and constraints between 2n2n2n-points observables in the large NNN limit. We consider separately two different approximations: In the first one, we try to construct a local potential approximation from a slight modification of the Litim regulator, so that it remains optimal in the usual sense, and preserves the boundary conditions in deep UV and deep IR limits. In the second one, we introduce derivative couplings in the truncations and show that the compatibility with Ward identities implies strong relations between $\ensuremath{\beta}$ functions, allowing one to close the infinite hierarchy of flow equations in the nonbranching sector, up to a given order in the derivative expansion. Finally, using an exact relation between correlations functions in large NNN limit, we show that strictly local truncations are insufficient to reach the exact value for the critical exponent, highlighting the role played by these strong relations between observables taking into account the behavior of the flow; and the role played by the multitrace operators, discussed in the two different approximation schemes. In both cases, we compare our conclusions to the results obtained in the literature and conclude that, at a given order, by taking into account the exact functional relations between observables like Ward identities in a systematic way, we can strongly improve the physical relevance of the approximation for an exact renormalization group equation.
The nonperturbative renormalization group has been considered as a solid framework to investigate fixed point and critical exponents for matrix and tensor models, expected to correspond with the so-called double scaling limit. In this paper, we focus on matrix models and address the question of the compatibility between the approximations used to solve the exact renormalization group equation and the modified Ward identities coming from the regulator. We show in particular that standard local potential approximation strongly violates the Ward identities, especially in the vicinity of the interacting fixed point. Extending the theory space including derivative couplings, we recover an interacting fixed point with a critical exponent not so far from the exact result, but with a nonzero value for derivative couplings, evoking a strong dependence concerning the regulator. Finally, we consider a modified regulator, allowing to keep the flow not so far from the ultralocal region and recover the results of the literature up to a slight improvement.
We provide analytical arguments showing that the "nonperturbative" approximation scheme to Wilson's renormalization group known as the derivative expansion has a finite radius of convergence. We also provide guidelines for choosing the regulator function at the heart of the procedure and propose empirical rules for selecting an optimal one, without prior knowledge of the problem at stake. Using the Ising model in three dimensions as a testing ground and the derivative expansion at order six, we find fast convergence of critical exponents to their exact values, irrespective of the well-behaved regulator used, in full agreement with our general arguments. We hope these findings will put an end to disputes regarding this type of nonperturbative methods.