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arXiv:2608.07714

Engineering correlated phases through manipulation of Van Hove singularities

Thomas P. Sheerin, Maria Ramirez, Chris A. Hooley, Luke C. Rhodes

Published Aug 7, 2026• 0 citations
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Abstract

Controlling the ordered phases of correlated electron systems remains a central challenge in quantum materials design. Divergences in the electronic density of states, known as Van Hove singularities (VHSs), are one obvious route to such control. It is clear from recent work that the exact functional form of these divergences can profoundly affect which phases are realized; a full picture, however, remains elusive. In this work, we use both the hot-spot parquet renormalization group and the truncated-unity functional renormalization group to theoretically study the emergent correlated states of a two-dimensional square-lattice Hubbard model with VHSs at or near the Fermi level. By varying a single hopping parameter, $t_3$, we are able to change the strength of the VHS divergence in the density of states from logarithmic (for $t_3 < t_{3c}$) to power-law (for $t_3 = t_{3c}$). Further increase of $t_3$ ($t_3 > t_{3c}$) causes each original Van Hove point to split into two, both of the conventional logarithmic type. We show that which of these regimes we are in strongly influences the predicted ordered states. We also study the dependence on doping, and find that the ferromagnetic state that occurs at Van Hove filling in these models is unstable to very small shifts in the Fermi level, often giving way to distinct ordered states depending on whether the model is electron- or hole-doped. These results highlight the importance of tuning VHS properties to control ordered states in correlated materials, and offer design rules to engineer these phases in novel systems.

DOI
10.48550/arxiv.2608.07714

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Controlling the ordered phases of correlated electron systems remains a central challenge in quantum materials design. Divergences in the electronic density of states, known as Van Hove singularities (VHSs), are one obvious route to such control. It is clear from recent work that the exact functional form of these divergences can profoundly affect which phases are realized; a full picture, however, remains elusive. In this work, we use both the hot-spot parquet renormalization group and the truncated-unity functional renormalization group to theoretically study the emergent correlated states of a two-dimensional square-lattice Hubbard model with VHSs at or near the Fermi level. By varying a single hopping parameter, t3t_3t3​, we are able to change the strength of the VHS divergence in the density of states from logarithmic (for t3<t3ct_3 < t_{3c}t3​<t3c​) to power-law (for t3=t3ct_3 = t_{3c}t3​=t3c​). Further increase of t3t_3t3​ (t3>t3ct_3 > t_{3c}t3​>t3c​) causes each original Van Hove point to split into two, both of the conventional logarithmic type. We show that which of these regimes we are in strongly influences the predicted ordered states. We also study the dependence on doping, and find that the ferromagnetic state that occurs at Van Hove filling in these models is unstable to very small shifts in the Fermi level, often giving way to distinct ordered states depending on whether the model is electron- or hole-doped. These results highlight the importance of tuning VHS properties to control ordered states in correlated materials, and offer design rules to engineer these phases in novel systems.
We examine the effects of a van Hove singularity (vHs) in the density of states (DOS) of a two dimensional, t−t′−Ut-t'-Ut−t′−U Hubbard model within the local approximation. Within our approximation the non-interacting Fermi surface is always retained away from half-filling; and we find that the vHs in the DOS survives, and for hole doping is nearly "pinned" to the Fermi level due to the enhancement of the effective mass, m∗m^*m∗. We discuss the electron-hole asymmetry of this phenomena and its relevance to the electron and hole doped cuprates. At optimal (hole) doping, with the Fermi level at the vHs, we find that the single particle damping rate ΓΓΓ, and the resistivity ρdcρ_{dc}ρdc​, scale as TTT for moderately low temperatures (T≳100T \gtrsim 100T≳100K), while for the electron doped system ΓΓΓ and ρdc∼T2ρ_{dc} \sim T^2ρdc​∼T2.
Using the dynamical mean-field theory (DMFT) with the numerical renormalization-group impurity solver we study the paramagnetic phase of the Hubbard model with the density of states (DOS) corresponding to the three-dimensional (3D) cubic lattice and the two-dimensional (2D) square lattice, as well as a DOS with inverse square-root singularity. We show that the electron correlations rapidly smooth out the square-root van Hove singularities (kinks) in the spectral function for the 3D lattice and that the Mott metal-insulator transition (MIT) as well as the magnetic-field-induced MIT differ only little from the well-known results for the Bethe lattice. The consequences of the logarithmic singularity in the DOS for the 2D lattice are more dramatic. At half filling, the divergence pinned at the Fermi level is not washed out, only its integrated weight decreases as the interaction is increased. While the Mott transition is still of the usual kind, the magnetic-field-induced MIT falls into a different universality class as there is no field-induced localization of quasiparticles. In the case of a power-law singularity in the DOS at the Fermi level, the power-law singularity persists in the presence of interaction, albeit with a different exponent, and the effective impurity model in the DMFT turns out to be a pseudogap Anderson impurity model with a hybridization function which vanishes at the Fermi level. The system is then a generalized Fermi liquid. At finite doping, regular Fermi-liquid behavior is recovered.
We investigate the possibility of ferromagnetic ordering in the nondegenerate Hubbard model on the face-centered cubic lattice within the functional renormalization group technique using temperature as a scale parameter. We assume the relations between nearest, next-nearest, and next-next-nearest hopping parameters providing higher-order (giant) van Hove singularity of the density of states. The ferromagnetic instability formation with lowering temperature is described consistently in the one-loop approximation for a one-particle irreducible vertex of two-particle electron interaction. The chemical potential versus temperature phase diagrams are calculated. We find ferromagnetic order only for sufficiently strong divergence of the density of states and fillings in the vicinity of van Hove singularity. The obtained Curie temperature is more than an order of magnitude smaller than the results of the random-phase approximation. The main origin of the suppression of ferromagnetism is the screening of interaction in the particle-particle channel. We also do not find the pronounced tendency towards incommensurate order when the Fermi level is moved away from a van Hove singularity, such that the first-order quantum phase transitions from the ferro- to paramagnetic phase are obtained.
Abstract We investigate magnetic correlation in the triangular lattice Hubbard model using determinant quantum Monte Carlo simulations. Focusing on the role of next-nearest-neighbor hopping t ′ and electron filling 〈 n 〉, we demonstrate that regions of high density of states, particularly near van Hove singularity (VHS) points, significantly enhance short-range ferromagnetic correlations as measured by the uniform spin susceptibility χ (Γ). Specifically, χ (Γ), quantifying ferromagnetic fluctuations, is amplified at fillings corresponding to the VHS for a given t ′ . Increasing the on-site Coulomb repulsion U further strengthens these ferromagnetic correlations, with a more pronounced effect at lower temperatures, and the observed ferromagnetic correlations are found to be short-ranged. Conversely, near half-filling 〈 n 〉 = 1.0, larger t ′ values promote antiferromagnetic (AFM) fluctuations, evidenced by an increase in χ ( K ). Our results reveal that t ′ and filling act as effective tuning parameters for manipulating the competition between ferromagnetic and AFM fluctuations in the triangular lattice.
The superconducting transition temperature TcT_cTc​ of the two-dimensional attractive Hubbard model is computed in the vicinity of both ordinary (logarithmic) and higher-order (power-law) Van Hove singularities using determinant quantum Monte Carlo simulations. For interaction strengths ∣U∣≲W/3|U| \lesssim W/3∣U∣≲W/3, where WWW is the electronic bandwidth, TcT_cTc​ is enhanced in the neighborhood of the Van Hove point, albeit more weakly than expected from weak-coupling BCS theory. Enhancing the Van Hove singularity from logarithmic to power-law yields only a minor additional enhancement of TcT_cTc​. For ∣U∣≳W/3|U| \gtrsim W/3∣U∣≳W/3, the maximum TcT_cTc​ shifts away from the Van Hove point and instead occurs at a density unrelated to any features in the non-interacting density of states, consistent with a strong-coupling interpretation. We find that the maximal TcT_cTc​ in the model is achieved at intermediate UUU and at a density away from the Van Hove point.
A quantum critical point is found in the phase diagram of the two-dimensional Hubbard model [Vidhyadhiraja et al., Phys. Rev. Lett. 102, 206407 (2009)]. It is due to the vanishing of the critical temperature associated with a phase-separation transition, and it separates the non-Fermi-liquid region from the Fermi liquid. Near the quantum critical point, the pairing is enhanced since the real part of the bare ddd-wave pairing susceptibility exhibits an algebraic divergence with decreasing temperature, replacing the logarithmic divergence found in a Fermi liquid [Yang et al., Phys. Rev. Lett. 106, 047004 (2011)]. In this paper, we explore the single-particle and transport properties near the quantum critical point using high-quality estimates of the self-energy obtained by direct analytic continuation of the self-energy from the continuous-time quantum Monte Carlo method. We focus mainly on a van Hove singularity coming from the relatively flat dispersion that crosses the Fermi level near the quantum critical filling. The flat part of the dispersion orthogonal to the antinodal direction remains pinned near the Fermi level for a range of doping that increases when we include a negative next-near-neighbor hopping ${t}^{\ensuremath{'}}$ in the model. For comparison, we calculate the bare ddd-wave pairing susceptibility for noninteracting models with the usual two-dimensional tight-binding dispersion and a hypothetical quartic dispersion. We find that neither model yields a van Hove singularity that completely describes the critical algebraic behavior of the bare ddd-wave pairing susceptibility found in the numerical data. The resistivity, thermal conductivity, thermopower, and the Wiedemann-Franz law are examined in the Fermi liquid, marginal Fermi liquid, and pseudogap doping regions. A negative next-near-neighbor hopping ${t}^{\ensuremath{'}}$ increases the doping region with marginal Fermi liquid character. Both TTT and negative ${t}^{\ensuremath{'}}$ are relevant variables for the quantum critical point, and both the transport and the displacement of the van Hove singularity with filling suggest that they are qualitatively similar in their effect.