Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2608.04558

Analytical Floquet Quantum Statistics from Nonequilibrium Green's Functions

Yuhua Ren, Gaomin Tang, Hui Pan, Jian‐Sheng Wang

Published Aug 5, 2026• 0 citations
arXivHTMLPDF

Abstract

We derive an analytical expression for the steady-state quantum statistics of periodically driven quantum systems coupled to a bath using the nonequilibrium Green's function (NEGF) formalism. By embedding Floquet theory into NEGF, we obtain closed expressions for the retarded, advanced, and lesser Green's functions in the Floquet representation, yielding the Floquet Fermi distribution in which the steady-state occupation is expressed as a weighted sum of Fermi functions shifted by integer multiples of the driving frequency. The weights are determined solely by the Fourier components of the micromotion operator, providing a transparent interpretation of Floquet sideband occupations. Our analysis extends beyond the diagonal commuting Hamiltonians treated in earlier work, and further shows that the robust Floquet distribution remains valid for a broad class of weakly coupled bath spectral functions beyond the ideal featureless-bath approximation. Finally, we establish a Floquet version of the Landauer formula for the DC part of the current, in which the equilibrium Fermi functions are replaced by their Floquet-modified counterparts. Together, these results provide a coherent description of Floquet quantum statistics and transport in periodically driven open quantum systems.

DOI
10.48550/arxiv.2608.04558

Related papers

Multi-mode Floquet NEGF method for driven quantum transport

Vahid Mosallanejad, Wenjie Dou

We present a non-perturbative Floquet-based non-equilibrium Green's function (NEGF) method to study electron transport in a quantum system driven simultaneously by multiple independent terms (multi-mode). We first derive the two-mode Floquet NEGF based on two-step transformations of the retarded-advanced Green's function from the Kadanoff-Baym equation. This derivation proceeds by elaborating on the expectation values of the number and current operators. The two-mode Floquet NEGF is then extended to cases with multiple drivings. The method is tested by investigating current suppression in the presence of two drivings. We show that an extra sinusoidal off-diagonal driving can cause substantial modification to the current suppression, provided careful selection of the driving frequency. Consequently, we expect that the established method has broad applications in a wide range of open quantum systems driven by complicated drivings.

arXiv:2605.19296•May 19, 2026•0 citations

Positivity of the Spectral Densities of Retarded Floquet Green Functions

Götz Silvester Uhrig, Mona H. Kalthoff, James K. Freericks

Periodically driven nonequilibrium many-body systems are interesting because they have quasi-energy spectra, which can be tailored by controlling the external driving fields. We derive the general spectral representation of retarded Green functions in the Floquet regime, thereby generalizing the well-known Lehmann representation from equilibrium many-body physics. The derived spectral Floquet representation allows us to prove the non-negativity of spectral densities and to determine exact spectral sum rules, which can be employed to benchmark the accuracy of approximations to the exact Floquet many-body Green functions.

arXiv:1808.10199•Physical Review Letters•Apr 5, 2019•30 citations

Quantized Transport in Floquet Topological Insulators

Rekha Kumari, Manas Kulkarni, Abhishek Dhar

We study quantum transport in a periodically driven (Floquet) topological system coupled to static fermionic reservoirs. Using the Floquet nonequilibrium Green's-function (NEGF) formalism we show, from exact numerics for a strip geometry, that the two-terminal (longitudinal) conductance is quantized as $|W_{\varepsilon}|\,e^2/h$, while the Hall (transverse) conductance is quantized as $W_{\varepsilon}\,e^2/h$, where $W_{\varepsilon}$ is the Floquet winding invariant associated with the quasienergy gap at $\varepsilon = 0$ or $\varepsilon = Ω/2$. Quantization is achieved only after summing over the contribution of all Floquet sidebands. We provide an analytic understanding of this Floquet conductance sum rule, by considering the Hall conductance in the weak coupling limit. In that limit, we show that the Floquet Hall conductance gets contributions from the Floquet sidebands, which includes the signs of the velocities of the edge modes. Their sum yields exact quantization, as predicted by the Floquet sum rule. We find that in a wide range of parameter regime, the convergence is fast, making observation of the sum rule and Floquet winding numbers accessible to experiments.

cond-mat.mes-hallCross-listedarXiv:2605.13066•May 14, 2026

A many-body approach to transport in quantum systems: from the transient regime to the stationary state

M Ridley, N. Walter Talarico, Daniel Karlsson +2 more

Abstract We review one of the most versatile theoretical approaches to the study of time-dependent correlated quantum transport in nano-systems: the non-equilibrium Green’s function (NEGF) formalism. Within this formalism, one can treat, on the same footing, inter-particle interactions, external drives and/or perturbations, and coupling to baths with a (piece-wise) continuum set of degrees of freedom. After a historical overview on the theory of transport in quantum systems, we present a modern introduction of the NEGF approach to quantum transport. We discuss the inclusion of inter-particle interactions using diagrammatic techniques, and the use of the so-called embedding and inbedding techniques which take the bath couplings into account non-perturbatively. In various limits, such as the non-interacting limit and the steady-state limit, we then show how the NEGF formalism elegantly reduces to well-known formulae in quantum transport as special cases. We then discuss non-equilibrium transport in general, for both particle and energy currents. Under the presence of a time-dependent drive—encompassing pump–probe scenarios as well as driven quantum systems—we discuss the transient as well as asymptotic behavior, and also how to use NEGF to infer information on the out-of-equilibrium system. As illustrative examples, we consider model systems general enough to pave the way to realistic systems. These examples encompass one- and two-dimensional electronic systems, systems with electron–phonon couplings, topological superconductors, and optically responsive molecular junctions where electron–photon couplings are relevant.

arXiv:2201.02646•Journal of Physics A Mathematical and Theoretical•May 18, 2022•32 citations

General description for nonequilibrium steady states in periodically driven dissipative quantum systems

Tatsuhiko N. Ikeda, Masahiro Sato

Laser technology has developed and accelerated photo-induced nonequilibrium physics, from both the scientific and engineering viewpoints. Floquet engineering, i.e., controlling material properties and functionalities by time-periodic drives, is at the forefront of quantum physics of light-matter interaction. However, it is limited to ideal dissipationless systems. Extending Floquet engineering to various materials requires understanding of the quantum states emerging in a balance of the periodic drive and energy dissipation. Here, we derive a general description for nonequilibrium steady states (NESSs) in periodically driven dissipative systems by focusing on systems under high-frequency drive and time-independent Lindblad-type dissipation. Our formula correctly describes the time average, fluctuation, and symmetry properties of the NESS, and can be computed efficiently in numerical calculations. This approach will play fundamental roles in Floquet engineering in a broad class of dissipative quantum systems from atoms and molecules to mesoscopic systems, and condensed matter.

arXiv:2003.02876•Science Advances•Jul 3, 2020•67 citations

Entropy and information flow in quantum systems strongly coupled to baths

Nikhil Seshadri, Michael Galperin

Considering von Neumann expression for reduced density matrix as thermodynamic entropy of a system strongly coupled to baths, we use nonequilibrium Green's function (NEGF) techniques to derive bath and energy resolved expressions for entropy, entropy production, and information flows. The consideration is consistent with dynamic (quantum transport) description and expressions reduce to expected forms in limiting cases of weak coupling or steady state. Formulation of the flows in terms of only system degrees freedom is convenient for simulation of thermodynamic characteristics of open nonequilibrium quantum systems. We utilize standard NEGF for derivations in noninteracting systems, Hubbard NEGF is used for interacting systems. Theoretical derivations are illustrated with numerical simulations within generic junction models.

arXiv:2011.08187•Physical review. B./Physical review. B•Feb 9, 2021•17 citations
We derive an analytical expression for the steady-state quantum statistics of periodically driven quantum systems coupled to a bath using the nonequilibrium Green's function (NEGF) formalism. By embedding Floquet theory into NEGF, we obtain closed expressions for the retarded, advanced, and lesser Green's functions in the Floquet representation, yielding the Floquet Fermi distribution in which the steady-state occupation is expressed as a weighted sum of Fermi functions shifted by integer multiples of the driving frequency. The weights are determined solely by the Fourier components of the micromotion operator, providing a transparent interpretation of Floquet sideband occupations. Our analysis extends beyond the diagonal commuting Hamiltonians treated in earlier work, and further shows that the robust Floquet distribution remains valid for a broad class of weakly coupled bath spectral functions beyond the ideal featureless-bath approximation. Finally, we establish a Floquet version of the Landauer formula for the DC part of the current, in which the equilibrium Fermi functions are replaced by their Floquet-modified counterparts. Together, these results provide a coherent description of Floquet quantum statistics and transport in periodically driven open quantum systems.
We present a non-perturbative Floquet-based non-equilibrium Green's function (NEGF) method to study electron transport in a quantum system driven simultaneously by multiple independent terms (multi-mode). We first derive the two-mode Floquet NEGF based on two-step transformations of the retarded-advanced Green's function from the Kadanoff-Baym equation. This derivation proceeds by elaborating on the expectation values of the number and current operators. The two-mode Floquet NEGF is then extended to cases with multiple drivings. The method is tested by investigating current suppression in the presence of two drivings. We show that an extra sinusoidal off-diagonal driving can cause substantial modification to the current suppression, provided careful selection of the driving frequency. Consequently, we expect that the established method has broad applications in a wide range of open quantum systems driven by complicated drivings.
Periodically driven nonequilibrium many-body systems are interesting because they have quasi-energy spectra, which can be tailored by controlling the external driving fields. We derive the general spectral representation of retarded Green functions in the Floquet regime, thereby generalizing the well-known Lehmann representation from equilibrium many-body physics. The derived spectral Floquet representation allows us to prove the non-negativity of spectral densities and to determine exact spectral sum rules, which can be employed to benchmark the accuracy of approximations to the exact Floquet many-body Green functions.
We study quantum transport in a periodically driven (Floquet) topological system coupled to static fermionic reservoirs. Using the Floquet nonequilibrium Green's-function (NEGF) formalism we show, from exact numerics for a strip geometry, that the two-terminal (longitudinal) conductance is quantized as ∣Wε∣ e2/h|W_{\varepsilon}|\,e^2/h∣Wε​∣e2/h, while the Hall (transverse) conductance is quantized as Wε e2/hW_{\varepsilon}\,e^2/hWε​e2/h, where WεW_{\varepsilon}Wε​ is the Floquet winding invariant associated with the quasienergy gap at ε=0\varepsilon = 0ε=0 or ε=Ω/2\varepsilon = Ω/2ε=Ω/2. Quantization is achieved only after summing over the contribution of all Floquet sidebands. We provide an analytic understanding of this Floquet conductance sum rule, by considering the Hall conductance in the weak coupling limit. In that limit, we show that the Floquet Hall conductance gets contributions from the Floquet sidebands, which includes the signs of the velocities of the edge modes. Their sum yields exact quantization, as predicted by the Floquet sum rule. We find that in a wide range of parameter regime, the convergence is fast, making observation of the sum rule and Floquet winding numbers accessible to experiments.
Abstract We review one of the most versatile theoretical approaches to the study of time-dependent correlated quantum transport in nano-systems: the non-equilibrium Green’s function (NEGF) formalism. Within this formalism, one can treat, on the same footing, inter-particle interactions, external drives and/or perturbations, and coupling to baths with a (piece-wise) continuum set of degrees of freedom. After a historical overview on the theory of transport in quantum systems, we present a modern introduction of the NEGF approach to quantum transport. We discuss the inclusion of inter-particle interactions using diagrammatic techniques, and the use of the so-called embedding and inbedding techniques which take the bath couplings into account non-perturbatively. In various limits, such as the non-interacting limit and the steady-state limit, we then show how the NEGF formalism elegantly reduces to well-known formulae in quantum transport as special cases. We then discuss non-equilibrium transport in general, for both particle and energy currents. Under the presence of a time-dependent drive—encompassing pump–probe scenarios as well as driven quantum systems—we discuss the transient as well as asymptotic behavior, and also how to use NEGF to infer information on the out-of-equilibrium system. As illustrative examples, we consider model systems general enough to pave the way to realistic systems. These examples encompass one- and two-dimensional electronic systems, systems with electron–phonon couplings, topological superconductors, and optically responsive molecular junctions where electron–photon couplings are relevant.
Laser technology has developed and accelerated photo-induced nonequilibrium physics, from both the scientific and engineering viewpoints. Floquet engineering, i.e., controlling material properties and functionalities by time-periodic drives, is at the forefront of quantum physics of light-matter interaction. However, it is limited to ideal dissipationless systems. Extending Floquet engineering to various materials requires understanding of the quantum states emerging in a balance of the periodic drive and energy dissipation. Here, we derive a general description for nonequilibrium steady states (NESSs) in periodically driven dissipative systems by focusing on systems under high-frequency drive and time-independent Lindblad-type dissipation. Our formula correctly describes the time average, fluctuation, and symmetry properties of the NESS, and can be computed efficiently in numerical calculations. This approach will play fundamental roles in Floquet engineering in a broad class of dissipative quantum systems from atoms and molecules to mesoscopic systems, and condensed matter.
Considering von Neumann expression for reduced density matrix as thermodynamic entropy of a system strongly coupled to baths, we use nonequilibrium Green's function (NEGF) techniques to derive bath and energy resolved expressions for entropy, entropy production, and information flows. The consideration is consistent with dynamic (quantum transport) description and expressions reduce to expected forms in limiting cases of weak coupling or steady state. Formulation of the flows in terms of only system degrees freedom is convenient for simulation of thermodynamic characteristics of open nonequilibrium quantum systems. We utilize standard NEGF for derivations in noninteracting systems, Hubbard NEGF is used for interacting systems. Theoretical derivations are illustrated with numerical simulations within generic junction models.