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arXiv:2607.24925

Effective Field Theory of Operator Scrambling from Strong-to-Weak Symmetry Breaking

Bai-Lin Cheng, Shao-Kai Jian, Zhi-Cheng Yang

cond-mat.stat-mechcond-mat.str-elhep-thquant-phSubmitted Jul 27, 2026• Announced Jul 29, 2026• 0 citations
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Abstract

Operator scrambling is commonly diagnosed by the growth of out-of-time-ordered correlators (OTOCs), yet a general symmetry principle underlying their effective dynamics has remained elusive. For Brownian or short-time-correlated large-$N$ Majorana systems, we develop a symmetry-based effective field theory for operator scrambling, organized by a strong-to-weak U(1) symmetry breaking in operator space. The key observation is that, in the noninteracting fermion limit, the four-fold Keldysh contour representation of an OTOC admits an emergent strong U(1) symmetry in a doubled Hilbert-space description, even when the original system has no ordinary conserved quantity. The associated slow mode is the phase of the strong-charge creation operator, whose conjugate density is identified with the local operator size. Generic interactions explicitly break the strong symmetry and generate a mass term at lowest order for the would-be Goldstone mode, thereby converting diffusive operator spreading into chaotic growth. We further show that higher-order symmetry breaking terms are tightly constrained by an emergent duality that combines time reversal with contour permutation. This duality fixes the effective action up to quadratic order in the response field, relates the multiplicative noise strength directly to the Lyapunov exponent, and makes the positivity of the Lyapunov exponent a consequence of convergence of the real-time path integral. The resulting OTOC dynamics is governed by a noisy FKPP equation, which captures within a unified framework the early-time exponential growth, ballistic propagation, nonlinear saturation, and stochastic front broadening of operator scrambling. We verify this construction in a Brownian SYK chain, where a direct saddle-point expansion reproduces the symmetry-based effective action. Our results reveal a symmetry origin of operator-size hydrodynamics and scrambling.

Comments
32 pages main text + 16 pages appendix, 7 figures

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Operator scrambling is commonly diagnosed by the growth of out-of-time-ordered correlators (OTOCs), yet a general symmetry principle underlying their effective dynamics has remained elusive. For Brownian or short-time-correlated large-NNN Majorana systems, we develop a symmetry-based effective field theory for operator scrambling, organized by a strong-to-weak U(1) symmetry breaking in operator space. The key observation is that, in the noninteracting fermion limit, the four-fold Keldysh contour representation of an OTOC admits an emergent strong U(1) symmetry in a doubled Hilbert-space description, even when the original system has no ordinary conserved quantity. The associated slow mode is the phase of the strong-charge creation operator, whose conjugate density is identified with the local operator size. Generic interactions explicitly break the strong symmetry and generate a mass term at lowest order for the would-be Goldstone mode, thereby converting diffusive operator spreading into chaotic growth. We further show that higher-order symmetry breaking terms are tightly constrained by an emergent duality that combines time reversal with contour permutation. This duality fixes the effective action up to quadratic order in the response field, relates the multiplicative noise strength directly to the Lyapunov exponent, and makes the positivity of the Lyapunov exponent a consequence of convergence of the real-time path integral. The resulting OTOC dynamics is governed by a noisy FKPP equation, which captures within a unified framework the early-time exponential growth, ballistic propagation, nonlinear saturation, and stochastic front broadening of operator scrambling. We verify this construction in a Brownian SYK chain, where a direct saddle-point expansion reproduces the symmetry-based effective action. Our results reveal a symmetry origin of operator-size hydrodynamics and scrambling.
Thermalization of chaotic quantum many-body systems under unitary time evolution is related to the growth in complexity of initially simple Heisenberg operators.Operator growth is a manifestation of information scrambling and can be diagnosed by out-of-time-order correlators (OTOCs).However, the behavior of OTOCs of local operators in generic chaotic local Hamiltonians remains poorly understood, with some semiclassical and large-N models exhibiting exponential growth of OTOCs and a sharp chaos wave front and other random circuit models showing a diffusively broadened wave front.In this paper, we propose a unified physical picture for scrambling in chaotic local Hamiltonians.We construct a random time-dependent Hamiltonian model featuring a large-N limit where the OTOC obeys a Fisher-Kolmogorov-Petrovsky-Piskunov (FKPP) type equation and exhibits exponential growth and a sharp wave front.We show that quantum fluctuations manifest as noise (distinct from the randomness of the couplings in the underlying Hamiltonian) in the FKPP equation and that the noise-averaged OTOC exhibits a crossover to a diffusively broadened wave front.At small N, we demonstrate that operator growth dynamics, averaged over the random couplings, can be efficiently simulated for all time using matrix product state techniques.To show that time-dependent randomness is not essential to our conclusions, we push our previous matrix product operator methods to very large size and show that data for a timeindependent Hamiltonian model are also consistent with a diffusively broadened wave front.
Abstract In this work, we derive an exact hydrodynamical description for the coupled, charge and operator dynamics, in a quantum many-body system with U(1) symmetry. Using an emergent symmetry in the complex Brownian SYK model with charge conservation, we map the operator dynamics in the model to the imaginary-time dynamics of an SU(4) spin-chain. We utilize the emergent SU(4) description to demonstrate that the U(1) symmetry causes quantum-coherence to persist even after disorder-averaging, in sharp contrast to models without symmetries. In line with this property, we write down a ‘restricted’ Fokker-Planck equation for the out-of-time ordered correlator (OTOC) in the large-N limit, which permits a classical probability description strictly in the incoherent sector of the global operator-space. We then exploit this feature to describe the OTOC in terms of a Fisher-Kolmogorov-Petrovsky-Piskun (FKPP)-equation which couples the operator with the charge and is valid at all time-scales and for arbitrary charge-density profiles. The coupled equations obtained belong to a class of models also used to describe the population dynamics of bacteria embedded in a diffusive media. We simulate them to explore operator-dynamics in a background of non-uniform charge configuration, which reveals that the charge transport can strongly affect dynamics of operators, including those that have no overlap with the charge.
Hydrodynamics as an effective field theory (EFT) has been immensely successful for predicting the behaviour of time-ordered correlation functions in the long-time, large-distance regime. In this paper, we analyse the predictions of hydrodynamics for scrambling as probed by out-of-time order correlators (OTOCs). To do so, we consider an all-derivative order generalisation of the Schwinger-Keldysh EFT of hydrodynamics extended to a four-fold time contour required to capture OTOCs. A crucial ingredient of the construction is a local SL(2,R) symmetry, which has previously been suggested as a mechanism for scrambling. We also derive this exact EFT from the microscopic formulation of the maximally chaotic low-temperature limit of the SYK lattice, thereby determining all transport coefficients for this model. As a novel application, we compute the OTOC of energy currents, find that its exponential growth saturates the chaos bound, and match it to expectations based on a shockwave (or scramblon) effective description. Our work shows that the universality of hydrodynamics degrees of freedom extends beyond traditional time-ordered correlators to more complex observables such as OTOCs.
Abstract In this work, we introduce a symmetry-based approach to study the scrambling and operator dynamics of Brownian SYK models at large finite N and in the infinite N limit. We compute the out-of-time-ordered correlator (OTOC) in the Majorana model without charge conservation and the complex model with charge conservation, and demonstrate that in both models taking the random average of the couplings gives rise to emergent symmetry structures. The random averaging exactly maps the operator dynamics of the Majorana model and the complex model to the imaginary time dynamics of an SU(2) spin and an SU(4) spin respectively, which become solvable in the large N limit. Furthermore, the symmetry structure drastically reduces the size of the Hilbert space required to calculate the OTOC from exponential to linear in N, providing full access to the operator dynamics at all times for large finite N. In the case of the complex model with charge conservation, using this approach, we obtain the OTOC within each charge sector both numerically at finite N and analytically in the large N limit. We find that the time scale of the scrambling dynamics for all times and in each sector is characterized by the charge density. Furthermore, after proper rescaling, the OTOC corresponding to different finite charge densities collapses into a single curve at large finite N. In the large N limit, the rescaled OTOCs at finite density are described by the same hydrodynamic equation as in the Majorana case.
A bstract We consider the Brownian SYK model of N interacting Majorana fermions, with random couplings that are taken to vary independently at each time. We study the out-of-time-ordered correlators (OTOCs) of arbitrary observables and the Rényi-2 tripartite information of the unitary evolution operator, which were proposed as diagnostic tools for quantum chaos and scrambling, respectively. We show that their averaged dynamics can be studied as a quench problem at imaginary times in a model of N qudits, where the Hamiltonian displays site-permutational symmetry. By exploiting a description in terms of bosonic collective modes, we show that for the quantities of interest the dynamics takes place in a subspace of the effective Hilbert space whose dimension grows either linearly or quadratically with N , allowing us to perform numerically exact calculations up to N = 10 6 . We analyze in detail the interesting features of the OTOCs, including their dependence on the chosen observables, and of the tripartite information. We observe explicitly the emergence of a scrambling time t ∗ ∼ ln N controlling the onset of both chaotic and scrambling behavior, after which we characterize the exponential decay of the quantities of interest to the corresponding Haar scrambled values.
Abstract Recent studies of out-of-time ordered thermal correlation functions (OTOC) in holographic systems and in solvable models such as the Sachdev-Ye-Kitaev (SYK) model have yielded new insights into manifestations of many-body chaos. So far the chaotic behavior has been obtained through explicit calculations in specific models. In this paper we propose a unified description of the exponential growth and ballistic butterfly spreading of OTOCs across different systems using a newly formulated “quantum hydrodynamics,” which is valid at finite ℏ and to all orders in derivatives. The scrambling of a generic few-body operator in a chaotic system is described as building up a “hydrodynamic cloud,” and the exponential growth of the cloud arises from a shift symmetry of the hydrodynamic action. The shift symmetry also shields correlation functions of the energy density and flux, and time ordered correlation functions of generic operators from exponential growth, while leads to chaotic behavior in OTOCs. The theory also predicts an interesting phenomenon of the skipping of a pole at special values of complex frequency and momentum in two-point functions of energy density and flux. This pole-skipping phenomenon may be considered as a “smoking gun” for the hydrodynamic origin of the chaotic mode. We also discuss the possibility that such a hydrodynamic description could be a hallmark of maximally chaotic systems.