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arXiv:2607.20917

Gauge Auxiliary-Field Quantum Monte Carlo Method for Many-Fermion Systems

Zhaozhan Zhang

Published Jul 23, 2026• 0 citations
arXivHTMLPDF

Abstract

We propose novel Quantum Monte Carlo (QMC) methods for interacting many-fermion systems by leveraging the stochastic gauge freedom, originally developed in Gaussian phase-space QMC, within the phaseless auxiliary-field QMC (AFQMC) framework. In particular, we reinterpret the conventional force bias in phaseless AFQMC as a drift gauge and explore Fermi gauges based on natural orbitals of a reduced one-body density matrix defined via a mixed estimator, yielding stochastic, time-dependent Hartree-Fock-like dynamics. We propose a symmetry-projection sampling scheme to enhance the sampling efficiency. As a proof of concept, we apply these gauge-augmented AFQMC methods to a simple shell-model Hamiltonian: the Lipkin-Meshkov-Glick model. Numerical results illustrate the potential of stochastic gauges to enhance accuracy and reduce fluctuations, underscoring the promise for advancing these new techniques toward more realistic shell-model applications.

DOI
10.48550/arxiv.2607.20917

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We propose novel Quantum Monte Carlo (QMC) methods for interacting many-fermion systems by leveraging the stochastic gauge freedom, originally developed in Gaussian phase-space QMC, within the phaseless auxiliary-field QMC (AFQMC) framework. In particular, we reinterpret the conventional force bias in phaseless AFQMC as a drift gauge and explore Fermi gauges based on natural orbitals of a reduced one-body density matrix defined via a mixed estimator, yielding stochastic, time-dependent Hartree-Fock-like dynamics. We propose a symmetry-projection sampling scheme to enhance the sampling efficiency. As a proof of concept, we apply these gauge-augmented AFQMC methods to a simple shell-model Hamiltonian: the Lipkin-Meshkov-Glick model. Numerical results illustrate the potential of stochastic gauges to enhance accuracy and reduce fluctuations, underscoring the promise for advancing these new techniques toward more realistic shell-model applications.
We formulate and implement the phaseless auxiliary-field quantum Monte Carlo (AFQMC) method in the Hartree-Fock-Bogoliubov (HFB) manifold for systems with strong pairing correlations. Our formulation introduces a more flexible representation of HFB walkers with an explicit analytical expression for the normalization factor derived from the representation matrix with respect to the reference vacuum. We also extend our previously developed stochastic gauge formalism from the Slater determinant manifold to the HFB framework, providing additional flexibility for controlling stochastic fluctuations. Benchmark calculations for the Richardson model demonstrate the accuracy and numerical stability of the method.
The auxiliary-field quantum Monte Carlo (AFQMC) method is a general numerical method for correlated many-electron systems, which is being increasingly applied in lattice models, atoms, molecules, and solids. Here, we introduce the theory and algorithm of the method specialized for real materials and present several recent developments. We give a systematic exposition of the key steps of AFQMC, closely tracking the framework of a modern software library we are developing. The building of a Monte Carlo Hamiltonian, projecting to the ground state, sampling two-body operators, phaseless approximation, and measuring ground state properties are discussed in detail. An advanced implementation for multi-determinant trial wave functions is described, which dramatically speeds up the algorithm and reduces the memory cost. We propose a self-consistent constraint for real materials, and discuss two flavors for its realization, either by coupling the AFQMC calculation to an effective independent-electron calculation or via the natural orbitals of the computed one-body density matrix.
We introduce an efficient approach to implement correlated many-body trial wave functions in auxiliary-field quantum Monte Carlo (AFQMC). To control the sign/phase problem in AFQMC, a constraint is derived from an exact gauge condition but is typically imposed approximately through a trial wave function or trial density matrix, whose quality can affect the accuracy of the method. Furthermore, the trial wave function can also affect the efficiency through importance sampling. The most natural form of the trial wave function has been single Slater determinants or their linear combinations. More sophisticated forms, for example, with the inclusion of a Jastrow factor or other explicit correlations, have been challenging to use, and their implementation is often assumed to require a quantum computer. In this work, we demonstrate that a large class of correlated wave functions, written in the general form of multi-dimensional integrals over hidden or auxiliary variables times Slater determinants, can be implemented as a trial wave function by coupling the random walkers to a generalized Metropolis sampling. We discuss the fidelity of AFQMC with stochastically sampled trial wave functions, which are relevant to both quantum and classical algorithms. We illustrate the method and show that an efficient implementation can be achieved, which preserves the computational scaling of AFQMC. We test our method in molecules under bond stretching and in transition metal diatomics. Significant improvements are seen in both accuracy and efficiency over typical trial wave functions, and the method yields total ground-state energies systematically within chemical accuracy. The method can be useful for incorporating other advanced wave functions, for example, neural quantum state wave functions optimized from machine learning techniques, or for other forms of fermion quantum Monte Carlo.
to develop quantum Monte Carlo (QMC) approaches for excited states and for more systematic and accurate treatment of ground states of strongly correlated sytems and heavier elements. We use the auxiliary-field quantum Monte Carlo (AFQMC) framework, which is a many-body total energy method that looks like many coupled mean-field calculations. I will discuss this method’s relations and dierences with traditional density-functional and quantum chemistry methods, and with other forms of QMC. The AFQMC method uses importance-sampled random walks in the space of nonorthogonal Slater determinants to project out the many-body ground state, or excited state. The random walks are constrained by a trial wave function (TWF) to remove the so-called sign problem, giving approximate (but non-perturbative) results. With singledeterminant TWFs from Hartree-Fock or density-functional theory (DFT), this approach can be thought of as a post-DFT method with no parameter. In this form, the accuracy is typically comparable to the quantum chemistry coupled-cluster CCSD(T) method near equilibrium geometries, and better than CCSD(T) when bonds are stretched. The computational cost of AFQMC scales as N 3 with characteristic size of the system. Its accuracy can be further improved at the cost of increased computing (releasing the constraint) or better TWF. With AFQMC, we can systematically target selected orbitals to correlate. This allows many-body calculations in solids with a frozen core, with down-folded Hamiltonians, or possibly embeded in a DFT calculations to extend scales. Results from a few on-going applications will be presented, including band structures in simple solids, magnetic phases in MnO, and Cobalt adsoption on graphene.
The study of strongly correlated quantum many-body systems is an outstanding challenge. Highly accurate results are needed for the understanding of practical and fundamental problems in condensed-matter physics, high energy physics, material science, quantum chemistry and so on. Our familiar mean-field or perturbative methods tend to be ineffective. Numerical simulations provide a promising approach for studying such systems. The fundamental difficulty of numerical simulation is that the dimension of the Hilbert space needed to describe interacting systems increases exponentially with the system size. Quantum Monte Carlo (QMC) methods are one of the best approaches to tackle the problem of enormous Hilbert space. They have been highly successful for boson systems and unfrustrated spin models. For systems with fermions, the exchange symmetry in general causes the infamous sign problem, making the statistical noise in the computed results grow exponentially with the system size. This hinders our understanding of interesting physics such as high-temperature superconductivity, metal-insulator phase transition. In this thesis, we present a variety of new developments in the auxiliary-field quantum Monte Carlo (AFQMC) methods, including the incorporation of symmetry in both the trial wave function and the projector, developing the constraint release method, using the force-bias to drastically improve the efficiency in Metropolis framework, identifying and solving the infinite variance problem, and sampling Hartree-Fock-Bogoliubov wave function. With these developments, some of the most challenging many-electron problems are now under control. We obtain an exact numerical solution of two-dimensional strongly interacting Fermi atomic gas, determine the ground state properties of the 2D Fermi gas with Rashba spin-orbit coupling, provide benchmark results for the ground state of the two-dimensional Hubbard model, and establish that the Hubbard model has a stripe order in the underdoped region.
We present a quantum Monte Carlo (QMC) technique for calculating the exact finite-temperature properties of Bose-Fermi mixtures. The Bose-Fermi auxiliary-field quantum Monte Carlo (BFAFQMC) algorithm combines two methods, a finite-temperature AFQMC algorithm for bosons and a variant of the standard AFQMC algorithm for fermions, into one algorithm for mixtures. We demonstrate the accuracy of our method by comparing its results for the Bose-Hubbard and Bose-Fermi-Hubbard models against those produced using exact diagonalization for small systems. Comparisons are also made with mean-field theory and the worm algorithm for larger systems. As is the case with most fermion Hamiltonians, a sign or phase problem is present in the BFAFQMC algorithm. We discuss the nature of these problems in this framework and describe how they can be controlled with well-studied approximations to expand the BFAFQMC algorithm's reach. This algorithm can serve as an essential tool for answering many unresolved questions about many-body physics in mixed Bose-Fermi systems.