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arXiv:2607.20840

Discrete-modulated continuous-variable quantum key distribution with uncertainty principle

Jiale Mi, Yiming Bian, Song Yu, Zhengyu Li, Yichen Zhang, Hong Guo

quant-phSubmitted Jul 23, 2026• Announced Jul 24, 2026• 0 citations
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Abstract

Continuous-variable quantum key distribution is a compelling framework for scalable quantum networks due to its seamless integration with existing optical communication infrastructure. However, a fundamental gap persists between theoretical protocols requiring ideal Gaussian modulation and the constrained, discrete-modulated signals dictated by practical high-speed hardware. Current security proofs for discrete modulation rely on semidefinite programming, which suffers from prohibitive computational overhead for high-order constellations and lacks direct physical insight into non-Gaussian modulation.In this Letter, we overcome this limitation by developing a security framework that obviates semidefinite programming in favor of an approach grounded fundamentally in the Heisenberg uncertainty principle. By introducing a multi-mode entanglement-source model to characterize non-Gaussian state preparation, we establish an explicit mapping between constellation geometry and the secret key rate. This framework effectively quantifies the security implications of hardware-limited, finite state preparation, enabling both numerical and analytical security analysis under high-order constellations. We experimentally validate our method on both discrete-component and integrated photonic platforms, demonstrating that a quadrature amplitude modulation format with 256 constellation points can asymptotically approach the Gaussian capacity limit. Beyond quantum key distribution, the principle of tightening uncertainty-constrained bounds via source-mode expansion offers a paradigm for exploring the information-theoretic properties of complex non-Gaussian systems.

Comments
7 pages, 5 figures

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Continuous-variable quantum key distribution is a compelling framework for scalable quantum networks due to its seamless integration with existing optical communication infrastructure. However, a fundamental gap persists between theoretical protocols requiring ideal Gaussian modulation and the constrained, discrete-modulated signals dictated by practical high-speed hardware. Current security proofs for discrete modulation rely on semidefinite programming, which suffers from prohibitive computational overhead for high-order constellations and lacks direct physical insight into non-Gaussian modulation.In this Letter, we overcome this limitation by developing a security framework that obviates semidefinite programming in favor of an approach grounded fundamentally in the Heisenberg uncertainty principle. By introducing a multi-mode entanglement-source model to characterize non-Gaussian state preparation, we establish an explicit mapping between constellation geometry and the secret key rate. This framework effectively quantifies the security implications of hardware-limited, finite state preparation, enabling both numerical and analytical security analysis under high-order constellations. We experimentally validate our method on both discrete-component and integrated photonic platforms, demonstrating that a quadrature amplitude modulation format with 256 constellation points can asymptotically approach the Gaussian capacity limit. Beyond quantum key distribution, the principle of tightening uncertainty-constrained bounds via source-mode expansion offers a paradigm for exploring the information-theoretic properties of complex non-Gaussian systems.
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Abstract Discrete-modulation continuous-variable (CV) quantum key distribution has the potential for large-scale deployment in secure quantum communication networks owing to its low implementation complexity and compatibility with the current coherent optical telecommunication. However, current discrete-modulation protocols require relatively large constellation sizes to achieve a key rate comparable to that of the Gaussian modulation. Here, we show that a high key rate comparable to the Gaussian modulation can be achieved using only ten or so coherent states by implementing suitable key map and numerical convex optimization techniques. Specifically, the key rate of the two-ring constellation with 12 coherent states (four states in the inner ring and eight states in the outer ring) can reach 2.4 times of that of original quadrature phase shift keying and 70% of the Gaussian modulation protocol at 50 km. Such an approach can easily be applied to existing systems, making the discrete-modulation protocol an attractive alternative for high-rate and low-cost applications in secure quantum communication networks.
We propose a discrete-modulation continuous-variable quantum key distribution protocol based on coherent-state quadrature amplitude modulation combined with probabilistic amplitude shaping. Designed to overcome the practical limitations of Gaussian modulation schemes, the proposed protocol employs finite-energy shaped constellations and enables efficient implementation using standard telecom components while retaining compatibility with homodyne detection and reverse reconciliation. Assuming a linear quantum channel model, characterized by a linear input–output relation between quadratures, and considering collective attacks in the asymptotic regime, we evaluate the secret key rate, achievable transmission distance, optimal launch power, and excess noise tolerance for different constellation sizes, comparing the results with those of the benchmark GG02 protocol. Our results show that probabilistic shaping significantly enhances the performance of discrete-modulation schemes, allowing high-order constellations to closely approach the performance of GG02 in terms of secret key rate, transmission distance, optimal launch power, and excess noise tolerance while preserving practical implementability. By leveraging mature coherent optical communication technologies, the proposed approach provides a realistic pathway toward experimentally feasible high-rate continuous-variable quantum key distribution systems.
Quantum key distribution (QKD) offers a promising solution by providing information-theoretic security based on the principles of quantum mechanics. Beyond theoretical experiments, QKD network construction and verification are actively progressing in various locations worldwide. Continuousvariable QKD (CVQKD) has emerged as a strong candidate for integration into optical networks, particularly due to its compatibility with coherent detection schemes used in existing optical communication systems. Gaussian-modulated (GM) CVQKD enables simpler security analysis through covariance matrices, but its practical implementation typically requires highperformance optical components, leading to increased cost and complexity. In contrast, discrete-modulated (DM) CVQKD using modulation formats, such as quadrature amplitude modulation (QAM), can reduce implementation costs by utilizing the existing optical components. However, its security analysis requires more advanced techniques due to the non-Gaussian nature of the quantum states involved. This study evaluates the performance of GM- and DM-CVQKD under a common optical fiber channel model. Our results show that the secure key rates (SKRs) of DM-CVQKD with probabilistic constellation shaping (PCS) 64QAM and PCS-256QAM drop below zero at transmission distances of 277 km and 399 km, respectively. The results confirm the feasibility of DM-CVQKD for long-distance secure communication over optical fiber networks when appropriate modulation formats and PCS are employed.
Quantum key distribution (QKD) enables the establishment of secret keys between users connected via a channel vulnerable to eavesdropping, with information-theoretic security, that is, independently of the power of a malevolent party [1]. QKD systems based on the encoding of the key information on continuous variables (CV), such as the values of the quadrature components of coherent states [2], [3], present the major advantage that they only require standard telecommunication technology. However, the most general security proofs for CVQKD required until now the use of Gaussian modulation by the transmitter, complicating practical implementations [4]–[6]. Here, we experimentally implement a protocol that allows for arbitrary, Gaussian-like, discrete modulations, whose security is based on a theoretical proof that applies generally to such situations [7]. These modulation formats are compatible with the use of powerful tools of coherent optical telecommunication, allowing our system to reach an estimated performance of tens of megabit per second secret key rates over 25 km
Continuous variable quantum key distribution with discrete modulation has the potential to provide information-theoretic security using widely available optical elements and existing telecom infrastructure. While their implementation is significantly simpler than that for protocols based on Gaussian modulation, proving their finite-size security against coherent attacks poses a challenge. In this work we prove finite-size security against coherent attacks for a discrete-modulated quantum key distribution protocol involving four coherent states and heterodyne detection. To do so, and contrary to most of the existing schemes, we first discretize all the continuous variables generated during the protocol. This allows us to use the entropy accumulation theorem, a tool that has previously been used in the setting of discrete variables, to construct the finite-size security proof. We then compute the corresponding finite-key rates through semi-definite programming and under a photon-number cutoff. Our analysis provides asymptotic rates in the range of 0.1 − 10 − 4 bits per round for distances up to hundred kilometres, while in the finite case and for realistic parameters, we get of the order of 10 Gbits of secret key after n ∼ 10 11 rounds and distances of few tens of kilometres.