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arXiv:2607.16516

Split-quaternionic structure and canonical quantization of the Bateman dual oscillator

Mathieu Beau

quant-phSubmitted Jul 17, 2026• Announced Jul 21, 2026• 0 citations
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Abstract

Bateman's dual oscillator embeds a damped harmonic oscillator and an independent anti-damped adjoint coordinate in a conservative doubled system. We develop a split-quaternionic formulation that remains consistent from the classical equations through ordinary complex canonical quantization. The doubled dynamics is written as a two-sided hypercomplex evolution whose conserved indefinite quadratic form is the split norm, while the sign of the generator square unifies the underdamped, overdamped, and critical regimes. The Bateman Lagrangian is recovered as a real scalar action on the split-complex configuration subalgebra. After quantization, operator-valued split quaternions belong to the complexified algebra $\mathbb C\otimes_{\mathbb R}\mathbb H_s\simeq M_2(\mathbb C)$. Noncommuting mechanical components require a symmetrized quantum split norm, which exactly reproduces the symmetrically ordered canonical Hamiltonian. Null idempotents resolve the crossed canonical structure of the doubled phase space. In particular, damping yields $[m\dot{\widehat y},m\dot{\widehat x}]=\mathrm{i}\hbar mγ$ and a Robertson--Schrödinger uncertainty relation. The limit $γ\to0$ retains the doubled positive/negative geometry; the ordinary single-oscillator Heisenberg relation is recovered only after selecting the positive normal mode, or by undoubling before quantization. The scalar split action gives the exact quadratic propagator and Gaussian evolution. A formal trace over the auxiliary coordinate is finally compared with high-temperature Caldeira--Leggett dynamics, clarifying that the doubled model is a coherent zero-noise embedding rather than a microscopic reservoir theory.

Comments
9 pages (+ 2 pages appendix), 2 figures

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Bateman's dual oscillator embeds a damped harmonic oscillator and an independent anti-damped adjoint coordinate in a conservative doubled system. We develop a split-quaternionic formulation that remains consistent from the classical equations through ordinary complex canonical quantization. The doubled dynamics is written as a two-sided hypercomplex evolution whose conserved indefinite quadratic form is the split norm, while the sign of the generator square unifies the underdamped, overdamped, and critical regimes. The Bateman Lagrangian is recovered as a real scalar action on the split-complex configuration subalgebra. After quantization, operator-valued split quaternions belong to the complexified algebra C⊗RHs≃M2(C)\mathbb C\otimes_{\mathbb R}\mathbb H_s\simeq M_2(\mathbb C)C⊗R​Hs​≃M2​(C). Noncommuting mechanical components require a symmetrized quantum split norm, which exactly reproduces the symmetrically ordered canonical Hamiltonian. Null idempotents resolve the crossed canonical structure of the doubled phase space. In particular, damping yields [my^˙,mx^˙]=iℏmγ[m\dot{\widehat y},m\dot{\widehat x}]=\mathrm{i}\hbar mγ[my​˙​,mx˙]=iℏmγ and a Robertson--Schrödinger uncertainty relation. The limit γ→0γ\to0γ→0 retains the doubled positive/negative geometry; the ordinary single-oscillator Heisenberg relation is recovered only after selecting the positive normal mode, or by undoubling before quantization. The scalar split action gives the exact quadratic propagator and Gaussian evolution. A formal trace over the auxiliary coordinate is finally compared with high-temperature Caldeira--Leggett dynamics, clarifying that the doubled model is a coherent zero-noise embedding rather than a microscopic reservoir theory.
For the non-conservative Caldirola–Kanai system, describing a quantum damped harmonic oscillator, a couple of constant-of-motion operators generating the Heisenberg–Weyl algebra can be found. The inclusion of the standard time evolution generator (which is not a symmetry) as a symmetry in this algebra, in a unitary manner, requires a non-trivial extension of this basic algebra and hence of the physical system itself. Surprisingly, this extension leads directly to the so-called Bateman dual system, which now includes a new particle acting as an energy reservoir. In addition, the Caldirola–Kanai dissipative system can be retrieved by imposing constraints. The algebra of symmetries of the dual system is presented, as well as a quantization that implies, in particular, a first-order Schrödinger equation. As opposed to other approaches, where it is claimed that the spectrum of the Bateman Hamiltonian is complex and discrete, we obtain that it is real and continuous, with infinite degeneracy in all regimes.
Bateman’s dual system (BDS) is a linear time-reversal invariant system that consists of damping and amplifying coordinate variables subjected to a harmonic oscillator potential. It is known that canonical quantization of the BDS in the underdamping region suffers from pathologies such as the non-stationary vacuum and the breakdown of Heisenberg’s uncertainty principle. In this paper, following a previous study that targeted the pathology-free massless BDS, the massive BDS is quantized by decomposing it into two independent effectively massless subsystems with reduced degrees of freedom. In each subsystem, the amplifying variable is the conjugate momentum of a damping variable that obeys a non-canonical quantization condition. By virtue of general scaling invariance including U(1), the variables in BDS are treated as non-self-adjoint without changing the total degrees of freedom. The physical states are constructed with time-reversal normalization and are shown to satisfy the time-independent uncertainty relation. The original massive BDS that fulfills the canonical quantization condition is reconstructed by superposing the two subsystems. The same method is also applied to the underdamped BDS to obtain the time-independent uncertainty relations. The expectation values of the coordinate operators represent the complex representation of the solution of the classical equation of motion. The scaling invariance may be broken by coupling with the environment.
The so-called Bateman system for the damped harmonic oscillator is reduced to a genuine dual dissipation system (DDS) by setting the mass to zero. We explore herein the condition under which the canonical quantization of the DDS is consistently performed. The roles of the observable and auxiliary coordinates are discriminated. The results show that the complete and orthogonal Fock space of states can be constructed on the stable vacuum if an anti-Hermite representation of the canonical Hamiltonian is adopted. The amplitude of the one-particle wavefunction is consistent with the classical solution. The fields can be quantized as bosonic or fermionic. For bosonic systems, the quantum fluctuation of the field is directly associated with the dissipation rate.
A previously developed novel theory for the formal canonical quantization of classically dissipating systems will be the starting point for a detailed discussion of the quantum statistical aspects of the simple linearly damped harmonic oscillator. The formalism essentially involves complex classical canonical coordinates and momenta, and thus quite naturally leads to the possibility of creation and annihilation operators. Furthermore, the occurrence of quantal noise operators appears to be of principal importance for the conservation of the fundamental commutator in the course of time, as will be expressed in a simple fluctuation-dissipation relation. Making a canonical transformation back to the real, Cartesian Hermitian position and momentum an "effective" Hermitian Hamiltonian will be derived, with which a transformation is made from the Heisenberg frame to the Schr\"odinger frame where the density operator equation will be computed. This will make it obvious that no proper Schr\"odinger equation exists for the dissipative subsystem on its own, thus reflecting an incomplete knowledge. The master equation will then be translated into its Wigner representation. The intimate connection between the diffusion coefficients in the resulting Fokker-Planck equation and the uncertainty relation will be demonstrated in a clear fashion.
We present an approach to the problem of quantization of the damped harmonic oscillator. To start with, we adopt the standard method of doubling the degrees of freedom of the system (Bateman form) and then, by introducing some new parameters, we get a generalized coupled set of equations from the Bateman form. Using the corresponding time-independent Lagrangian, quantum effects on a pair of Bateman oscillators embedded in an ambient noncommutative space (Moyal plane) are analyzed by using both path integral and canonical quantization schemes within the framework of the Hilbert--Schmidt operator formulation. Our method is distinct from those existing in the literature and where the ambient space was taken to be commutative. Our quantization shows that we end up again with a Bateman system except that the damping factor undergoes renormalization. Strikingly, the corresponding expression shows that the renormalized damping factor can be nonzero even if ``bare'' one is zero to begin with. In other words, noncommutativity can act as a source of dissipation. Conversely, the noncommutative parameter $\ensuremath{\theta}$, taken to be a free one now, can be fine tuned to get a vanishing renormalized damping factor. This indicates in some sense a ``duality'' between dissipation and noncommutativity. Our results match the existing results in the commutative limit.
Extended phase space (EPS) formulation of quantum statistical mechanics treats the ordinary phase space coordinates on the same footing and thereby permits the definite the canonical momenta conjugate to these coordinates . The extended lagrangian and extended hamiltonian are defined in EPS by the same procedure as one does for ordinary lagrangian and hamiltonian. The combination of ordinary phase space and their conjugate momenta exhibits the evolution of particles and their mirror images together. The resultant evolution equation in EPS for a damped harmonic oscillator, is such that the energy dissipated by the actual oscillator is absorbed in the same rate by the image oscillator leaving the whole system as a conservative system. We use the EPS formalism to obtain the dual hamiltonian of a damped harmonic oscillator, first proposed by Batemann, by a simple extended canonical transformations in the extended phase space. The extended canonical transformations are capable of converting the damped system of actual and image oscillators to an undamped one, and transform the evolution equation into a simple form. The resultant equation is solved and the eigenvalues and eigenfunctions for damped oscillator and its mirror image are obtained. The results are in agreement with those obtained by Bateman. At last, the uncertainty relation are examined for above system.