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arXiv:2607.07802

Shortcuts to Adiabaticity for non-Hermitian systems in Krylov Space

Ankit W. Shrestha, Budhaditya Bhattacharjee, Adolfo del Campo

quant-phcond-mat.othercond-mat.stat-mechSubmitted Jul 8, 2026• Announced Jul 10, 2026• 0 citations
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Abstract

Shortcuts to adiabaticity (STA) reproduce adiabatic dynamics in finite time, but their counterdiabatic implementation relies on the adiabatic gauge potential (AGP), which is difficult to compute and implement in many-body systems and whose extension to open and non-Hermitian settings has remained largely model-specific. Here, we develop a general, diagonalization-free framework for engineering STA in non-Hermitian systems by representing the AGP in Krylov space. Starting from an integral representation of the counterdiabatic control, we recast the AGP as a nested-commutator series with controlled locality and generate the associated Krylov basis using the bi-Lanczos and Arnoldi algorithms. This reduces the exact or truncated AGP to a sparse tridiagonal or upper-Hessenberg matrix equation that generalizes the Hermitian construction. We demonstrate the method on a decaying two-level atom, where it recovers the exact drive and signals the exceptional point; on the interacting Hatano-Nelson model, where truncated controls rapidly suppress nonadiabatic excitations; and on a PT-symmetric Heisenberg chain, whose AGP norm detects the PT-symmetry-breaking transition. Throughout, the expansion converges with only a small fraction of the full Krylov space, offering a practical route to fast, accurate control of many-body non-Hermitian systems.

Comments
17 pages, 4 figures

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Shortcuts to adiabaticity (STA) reproduce adiabatic dynamics in finite time, but their counterdiabatic implementation relies on the adiabatic gauge potential (AGP), which is difficult to compute and implement in many-body systems and whose extension to open and non-Hermitian settings has remained largely model-specific. Here, we develop a general, diagonalization-free framework for engineering STA in non-Hermitian systems by representing the AGP in Krylov space. Starting from an integral representation of the counterdiabatic control, we recast the AGP as a nested-commutator series with controlled locality and generate the associated Krylov basis using the bi-Lanczos and Arnoldi algorithms. This reduces the exact or truncated AGP to a sparse tridiagonal or upper-Hessenberg matrix equation that generalizes the Hermitian construction. We demonstrate the method on a decaying two-level atom, where it recovers the exact drive and signals the exceptional point; on the interacting Hatano-Nelson model, where truncated controls rapidly suppress nonadiabatic excitations; and on a PT-symmetric Heisenberg chain, whose AGP norm detects the PT-symmetry-breaking transition. Throughout, the expansion converges with only a small fraction of the full Krylov space, offering a practical route to fast, accurate control of many-body non-Hermitian systems.
Counterdiabatic driving provides a universal route to fast quantum control, but its standard formulation presupposes a Hamiltonian generator. We develop a Hamiltonian-free theory of the adiabatic gauge potential (AGP) for parameter-dependent unitary operators UλU_λUλ​. Exact and regularized versions of the AGP follow from a Hermitian, banded linear system at a cost comparable to the Lanczos construction in the Hermitian case, requiring neither diagonalization nor a matrix logarithm. We demonstrate rapid convergence of the truncated Krylov approximation for the kicked top and for an integrable brickwork circuit built from unitary Rˇ\check{R}Rˇ matrices, a setting in which no local effective Hamiltonian is available. Our results extend shortcuts to adiabaticity, and AGP-based diagnostics of chaos, to Floquet systems and quantum circuits.
Shortcuts to adiabaticity provide fast protocols for quantum state preparation in which the use of auxiliary counterdiabatic controls circumvents the requirement of slow driving in adiabatic strategies. While their development is well established in simple systems, their engineering and implementation are challenging in many-body quantum systems with many degrees of freedom. We show that the equation for the counterdiabatic term—equivalently, the adiabatic gauge potential—is solved by introducing a Krylov basis. The Krylov basis spans the minimal operator subspace in which the dynamics unfolds and provides an efficient way to construct the counterdiabatic term. We apply our strategy to paradigmatic single- and many-particle models. The properties of the counterdiabatic term are reflected in the Lanczos coefficients obtained in the course of the construction of the Krylov basis by an algorithmic method. We examine how the expansion in the Krylov basis incorporates many-body interactions in the counterdiabatic term. Published by the American Physical Society 2024
Shortcuts to adiabaticity are alternative fast processes which reproduce the same final state as the adiabatic process in a finite or even shorter time, which have been extended from Hermitian systems to non-Hermitian systems in recent years, but they are barely explored for general non-Hermitian systems where off-diagonal elements of the Hamiltonian are not Hermitian. In this paper, we propose a shortcuts to adiabaticity technique which is based on a transitionless quantum driving algorithm to realize population transfer for general two-level non-Hermitian systems and give both exact and approximate analytical solutions of the corresponding counteradiabatic driving Hamiltonian, where the latter can be extended to the zeroth-order and first-order terms by applying perturbative theory. We find that the first-order correction term is different from the previous results, which is caused by the non-Hermiticity of the off-diagonal elements. We work out an exact expression for the control function and present examples consisting of a general two-level system with gain and loss to show the theory. The results suggest that the high-fidelity population transfer can be implemented in general non-Hermitian systems by our method, which works even with strong non-Hermiticity and without rotating wave approximation. Furthermore, we show that the general Hamiltonian the off-diagonal elements of which are not conjugate to each other can be implemented in many physical systems with the present experimental technology, such as an atom-light interaction system and whispering-gallery microcavity, which might have potential applications in quantum information processing.
Counterdiabatic (CD) driving presents a way of generating adiabatic dynamics at an arbitrary pace, where excitations due to nonadiabaticity are exactly compensated by adding an auxiliary driving term to the Hamiltonian. While this CD term is theoretically known and given by the adiabatic gauge potential, obtaining and implementing this potential in many-body systems is a formidable task, requiring knowledge of the spectral properties of the instantaneous Hamiltonians and control of highly nonlocal multibody interactions. We show how an approximate gauge potential can be systematically built up as a series of nested commutators, remaining well defined in the thermodynamic limit. Furthermore, the resulting CD driving protocols can be realized up to arbitrary order without leaving the available control space using tools from periodically driven (Floquet) systems. This is illustrated on few- and many-body quantum systems, where the resulting Floquet protocols significantly suppress dissipation and provide a drastic increase in fidelity.
We explore the near adiabatic dynamics in a non-Hermitian quantum many-body system by investigating a finite-time ramp of the imaginary vector potential in the interacting Hatano-Nelson model. The excess energy, the Loschmidt echo, and the density imbalance are analyzed using bosonization and exact diagonalization. The energy becomes complex valued, despite the instantaneous Hamiltonian having the same real spectrum throughout. The adiabatic limit is approached very slowly through damped oscillations. The decay scales with ${\ensuremath{\tau}}^{\ensuremath{-}1}$ with $\ensuremath{\tau}$ the ramp duration, while the oscillation period is 2L/v2L/v2L/v with vvv the Fermi velocity and LLL the system length. Yet, without the need for auxiliary controls, a shortcut to adiabaticity is found for ramp times commensurate with the period. Our work highlights the intricate interplay of adiabaticity and non-Hermitian many-body physics.
The technique of shortcuts to adiabaticity (STA) has attracted broad attention due to their possible applications in quantum information processing and quantum control. However, most studies published so far have been only focused on Hermitian systems under the rotating-wave approximation (RWA). In this paper, we propose a modified shortcuts to adiabaticity technique to realize population transfer for a non-Hermitian system without RWA. We work out an exact expression for the control function and present examples consisting of two-and three-level systems with decay to show the theory. The results suggest that the shortcuts to adiabaticity technique presented here is robust for fast passages. We also find that the decay has small effect on the population transfer in the three-level system. To shed more light on the physics behind this result, we reduce the quantum three-level system to an effective two-level one with large detunings. The shortcuts to adiabaticity technique of effective two-level system is studied. Thereby the high-fidelity population transfer can be implemented in non-Hermitian systems by our method, and it works even without RWA.