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arXiv:2607.05492

Lean-Quantum: Toward AI-Assisted Formalization of Quantum Information

Kazumi Kasaura, Kei Tsukamoto, Kento Mori, Risa Mizuno, Takahiro Namatame, Yuta Oriike, Masaya Taniguchi, Sho Sonoda, Hayata Yamasaki

quant-phcs.AISubmitted Jul 6, 2026• Announced Jul 8, 2026• 0 citations
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Abstract

Quantum information theory is built on entropic quantities; among them, the sandwiched Rényi relative entropy is a fundamental divergence with various applications, and its data processing inequality (DPI) under quantum channels is a cornerstone result. In this work, we present a Lean 4 library for quantum information, designed as a reusable formal infrastructure for theoretical analysis. As a central demonstration of the library, we formalize the DPI for the sandwiched Rényi relative entropy for positive semidefinite operators on finite-dimensional quantum systems. The library provides a basis-independent operator-theoretic framework for finite-dimensional quantum mechanics compatible with the standard mathematical library Mathlib, including reusable interfaces for finite-dimensional systems, states, channels, tensor products, partial traces, Choi operators, Kraus representations, and Stinespring representations. It also builds infrastructure for noncommutative trace inequalities, including operator monotonicity and convexity via the real continuous functional calculus, block-operator positivity, Hilbert-Schmidt operator spaces, Jensen's operator inequality, generalized perspectives, operator power means, and Lieb-Ando trace inequalities. On top of this framework, we formalize entropy-specific ingredients for the DPI: variational formulas for the sandwiched quasi-entropy via Young and reverse-Young inequalities, tensor-product compatibility of real powers, and Haar measures on unitary groups. Together, these components yield a Lean formalization of the DPI, give strong subadditivity as a corollary, and provide the last missing component needed to complete the Lean formalization of the generalized quantum Stein's lemma. More broadly, the development provides machine-checkable foundations for future formalized and AI-assisted research in quantum information theory.

Comments
34 pages, the Lean library is available at https://github.com/Hayata-Yamasaki-Group/lean-quantum

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The $$\alpha $$ -sandwiched Rényi divergence satisfies the data processing inequality, i.e. monotonicity under quantum operations, for $$\alpha \ge 1/2$$ . In this article, we derive a necessary and sufficient algebraic condition for equality in the data processing inequality for the $$\alpha $$ -sandwiched Rényi divergence for all $$\alpha \ge 1/2$$ . For the range $$\alpha \in [1/2,1)$$ , our result provides the only condition for equality obtained thus far. To prove our result, we first consider the special case of partial trace and derive a condition for equality based on the original proof of the data processing inequality by Frank and Lieb (J Math Phys 54(12):122201, 2013) using a strict convexity/concavity argument. We then generalize to arbitrary quantum operations via the Stinespring Representation Theorem. As applications of our condition for equality in the data processing inequality, we deduce conditions for equality in various entropic inequalities. We formulate a Rényi version of the Araki–Lieb inequality and analyze the case of equality, generalizing a result by Carlen and Lieb (Lett Math Phys 101(1):1–11, 2012) about equality in the original Araki–Lieb inequality. Furthermore, we prove a general lower bound on a Rényi version of the entanglement of formation and observe that it is attained by states saturating the Rényi version of the Araki–Lieb inequality. Finally, we prove that the known upper bound on the entanglement fidelity in terms of the usual fidelity is saturated only by pure states.

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Quantum information theory is built on entropic quantities; among them, the sandwiched Rényi relative entropy is a fundamental divergence with various applications, and its data processing inequality (DPI) under quantum channels is a cornerstone result. In this work, we present a Lean 4 library for quantum information, designed as a reusable formal infrastructure for theoretical analysis. As a central demonstration of the library, we formalize the DPI for the sandwiched Rényi relative entropy for positive semidefinite operators on finite-dimensional quantum systems. The library provides a basis-independent operator-theoretic framework for finite-dimensional quantum mechanics compatible with the standard mathematical library Mathlib, including reusable interfaces for finite-dimensional systems, states, channels, tensor products, partial traces, Choi operators, Kraus representations, and Stinespring representations. It also builds infrastructure for noncommutative trace inequalities, including operator monotonicity and convexity via the real continuous functional calculus, block-operator positivity, Hilbert-Schmidt operator spaces, Jensen's operator inequality, generalized perspectives, operator power means, and Lieb-Ando trace inequalities. On top of this framework, we formalize entropy-specific ingredients for the DPI: variational formulas for the sandwiched quasi-entropy via Young and reverse-Young inequalities, tensor-product compatibility of real powers, and Haar measures on unitary groups. Together, these components yield a Lean formalization of the DPI, give strong subadditivity as a corollary, and provide the last missing component needed to complete the Lean formalization of the generalized quantum Stein's lemma. More broadly, the development provides machine-checkable foundations for future formalized and AI-assisted research in quantum information theory.
Quantum information theory (QIT) characterizes the capabilities and fundamental limits of quantum information processing, underpinning quantum communication, computation, and error correction. Formalizing its coding theorems requires connecting finite-block protocols, analytic inequalities, and asymptotic limits within a unified machine-checked framework. Existing developments, however, lack a reusable operational layer that defines codes, error criteria, achievable rates, and capacities independently of their information-theoretic characterizations. In this work, we present LeanQIT, a Lean 4 library for finite-dimensional QIT. It provides composable, kernel-checked interfaces for quantum states and channels, source and channel codes, finite-block performance criteria, hypothesis testing, one-shot quantities, and asymptotic rate constructions. Using this infrastructure, we formalize Schumacher's quantum source-coding theorem, the Holevo--Schumacher--Westmoreland classical-capacity theorem, and the entanglement-assisted classical-capacity theorem together with its strong converse. By separating operational definitions from analytic characterizations and exposing reusable achievability, converse, and asymptotic components, Lean-QIT provides a machine-readable foundation for formal QIT and a compositional knowledge substrate for emerging AI-assisted formalization, automated proof search, and agentic reasoning in quantum information and computation.
The quantum relative entropy is a measure of the distinguishability of two quantum states, and it is a unifying concept in quantum information theory: many information measures such as entropy, conditional entropy, mutual information, and entanglement measures can be realized from it. As such, there has been broad interest in generalizing the notion to further understand its most basic properties, one of which is the data processing inequality. The quantum f-divergence of Petz is one generalization of the quantum relative entropy, and it also leads to other relative entropies, such as the Petz-Renyi relative entropies. In this contribution, I introduce the optimized quantum f-divergence as a related generalization of quantum relative entropy. I prove that it satisfies the data processing inequality, and the method of proof relies upon the operator Jensen inequality, similar to Petz's original approach. Interestingly, the sandwiched Renyi relative entropies are particular examples of the optimized f-divergence. Thus, one benefit of this approach is that there is now a single, unified approach for establishing the data processing inequality for both the Petz-Renyi and sandwiched Renyi relative entropies, for the full range of parameters for which it is known to hold. Full version of this paper is accessible at arXiv:1710.10252
The quantum relative entropy is a measure of the distinguishability of two quantum states, and it is a unifying concept in quantum information theory: many information measures such as entropy, conditional entropy, mutual information, and entanglement measures can be realized from it. As such, there has been broad interest in generalizing the notion to further understand its most basic properties, one of which is the data processing inequality. The quantum f-divergence of Petz is one generalization of the quantum relative entropy, and it also leads to other relative entropies, such as the Petz-Renyi relative entropies. In this contribution, I introduce the optimized quantum f-divergence as a related generalization of quantum relative entropy. I prove that it satisfies the data processing inequality, and the method of proof relies upon the operator Jensen inequality, similar to Petz's original approach. Interestingly, the sandwiched Renyi relative entropies are particular examples of the optimized f-divergence. Thus, one benefit of this approach is that there is now a single, unified approach for establishing the data processing inequality for both the Petz-Renyi and sandwiched Renyi relative entropies, for the full range of parameters for which it is known to hold. Full version of this paper is accessible at arXiv:1710.10252
We introduce a new cumulant-based quantum relative Rényi functional as a candidate quantum Rényi divergence, derived from the cumulant-generating function (CGF) of the quantum relative surprisal operator and extending the classical connection between Rényi divergence and statistical cumulants to the quantum setting. Unlike the Petz and sandwiched quantum Rényi divergences, the proposed construction is motivated by statistical structure rather than operator-algebraic or operational principles. The functional naturally admits a path-integral-like representation through the Lie-Trotter product expansion, providing a trajectory-based interpretation of quantum divergence in Hilbert space. On its natural non-regularized domain for α>1α>1α>1 under the support condition supp⁡(ρ)⊆supp⁡(σ)\operatorname{supp}(ρ)\subseteq\operatorname{supp}(σ)supp(ρ)⊆supp(σ), we establish several fundamental properties, including positivity, reduction to the classical case, additivity, unitary invariance, continuity, and monotonicity with respect to the Renyi parameter ααα. Whether the functional satisfies the quantum data-processing inequality (QDPI) under arbitrary CPTP maps remains open. To extend the analysis beyond the studied regime, we introduce a regularized version of the functional and study its behavior at α=0α=0α=0. We show that the resulting relative quantumness quantity vanishes if and only if the underlying states commute, yielding a necessary and sufficient characterization of non-commutativity. For commutativity-preserving (CoP) channels, we further conjecture a QDPI-type monotonicity relation for this quantity. Extensive numerical simulations provide strong evidence in support of this conjecture, with no violations observed for the CoP channels considered in this work.
Abstract The quantum relative entropy is a measure of the distinguishability of two quantum states, and it is a unifying concept in quantum information theory: many information measures such as entropy, conditional entropy, mutual information, and entanglement measures can be realized from it. As such, there has been broad interest in generalizing the notion to further understand its most basic properties, one of which is the data processing inequality. The quantum f -divergence of Petz is one generalization of the quantum relative entropy, and it also leads to other relative entropies, such as the Petz–Rényi relative entropies. In this paper, I introduce the optimized quantum f -divergence as a related generalization of quantum relative entropy. I prove that it satisfies the data processing inequality, and the method of proof relies upon the operator Jensen inequality, similar to Petz’s original approach. Interestingly, the sandwiched Rényi relative entropies are particular examples of the optimized f -divergence. Thus, one benefit of this paper is that there is now a single, unified approach for establishing the data processing inequality for both the Petz–Rényi and sandwiched Rényi relative entropies, for the full range of parameters for which it is known to hold. This paper discusses other aspects of the optimized f -divergence, such as the classical case, the classical-quantum case, and how to construct optimized f -information measures.
The α\alpha α -sandwiched Rényi divergence satisfies the data processing inequality, i.e. monotonicity under quantum operations, for α≥1/2\alpha \ge 1/2α≥1/2 . In this article, we derive a necessary and sufficient algebraic condition for equality in the data processing inequality for the α\alpha α -sandwiched Rényi divergence for all α≥1/2\alpha \ge 1/2α≥1/2 . For the range α∈[1/2,1)\alpha \in [1/2,1)α∈[1/2,1) , our result provides the only condition for equality obtained thus far. To prove our result, we first consider the special case of partial trace and derive a condition for equality based on the original proof of the data processing inequality by Frank and Lieb (J Math Phys 54(12):122201, 2013) using a strict convexity/concavity argument. We then generalize to arbitrary quantum operations via the Stinespring Representation Theorem. As applications of our condition for equality in the data processing inequality, we deduce conditions for equality in various entropic inequalities. We formulate a Rényi version of the Araki–Lieb inequality and analyze the case of equality, generalizing a result by Carlen and Lieb (Lett Math Phys 101(1):1–11, 2012) about equality in the original Araki–Lieb inequality. Furthermore, we prove a general lower bound on a Rényi version of the entanglement of formation and observe that it is attained by states saturating the Rényi version of the Araki–Lieb inequality. Finally, we prove that the known upper bound on the entanglement fidelity in terms of the usual fidelity is saturated only by pure states.