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arXiv:2607.04864

Emergence of the Scrooge Ensemble in the Sachdev-Ye-Kitaev Model

Zeyu Liu, Pengfei Zhang

quant-phSubmitted Jul 6, 2026• Announced Jul 7, 2026• 0 citations
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Abstract

The probabilistic nature of quantum measurement provides a direct window into the structure and complexity of many-body wave functions. When only part of a system is measured, the remaining degrees of freedom form an ensemble of post-measurement states whose statistical structure can reveal a stronger form of thermalization, known as deep thermalization. Recent numerical evidence suggests that this phenomenon is characterized by convergence of the projected ensemble to the Scrooge ensemble, a maximally random ensemble compatible with a given density matrix. In this Letter, we use the solvable Sachdev-Ye-Kitaev (SYK) model to unveil the mechanism by which the Scrooge ensemble emerges in many-body systems. By formulating measurement probabilities and post-measurement states in terms of path integrals, we analytically characterize all moments of the projected ensemble and show that they exactly match those of the Scrooge ensemble, even at short evolution times. We further connect this result to the saddle-point structure of the measurement path integral, which naturally generates the replica permutations underlying Scrooge statistics. Our results establish the solvable SYK model as a tractable setting for exploring universal statistics of quantum measurements in chaotic many-body dynamics.

Comments
12 pages, 5 figures

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The probabilistic nature of quantum measurement provides a direct window into the structure and complexity of many-body wave functions. When only part of a system is measured, the remaining degrees of freedom form an ensemble of post-measurement states whose statistical structure can reveal a stronger form of thermalization, known as deep thermalization. Recent numerical evidence suggests that this phenomenon is characterized by convergence of the projected ensemble to the Scrooge ensemble, a maximally random ensemble compatible with a given density matrix. In this Letter, we use the solvable Sachdev-Ye-Kitaev (SYK) model to unveil the mechanism by which the Scrooge ensemble emerges in many-body systems. By formulating measurement probabilities and post-measurement states in terms of path integrals, we analytically characterize all moments of the projected ensemble and show that they exactly match those of the Scrooge ensemble, even at short evolution times. We further connect this result to the saddle-point structure of the measurement path integral, which naturally generates the replica permutations underlying Scrooge statistics. Our results establish the solvable SYK model as a tractable setting for exploring universal statistics of quantum measurements in chaotic many-body dynamics.
Measuring part of a many-body wave function generates a projected ensemble of pure quantum states on the unmeasured subsystem. Recent advances in deep thermalization have shown that, in chaotic systems, this ensemble universally converges to the maximally random ensemble compatible with its average density matrix, known as the Scrooge ensemble. By contrast, free-fermion systems are nonchaotic, and their quantum states are constrained to remain Gaussian. Motivated by this distinction, we introduce the fermionic Gaussian Scrooge ensemble to describe deep thermalization in generic free-fermion systems. This ensemble is defined as a distortion of the Gaussian Haar ensemble by the average density matrix, and its moments reveal an enlarged symmetry of Gaussian states in the replicated Hilbert space. We demonstrate the emergence of the fermionic Gaussian Scrooge ensemble in two complementary settings: (1) we analytically prove that the projected ensemble of the SYK2_22​ model follows the fermionic Gaussian Scrooge ensemble at arbitrary evolution times; (2) we provide numerical evidence that it emerges at sufficiently long times in random Gaussian circuits with charge conservation. Our results establish the fermionic Gaussian Scrooge ensemble as a universal description of deep thermalization in free-fermion systems.
Recent advances in quantum simulators allow direct experimental access to ensembles of pure states generated by measuring part of an isolated quantum many-body system. These projected ensembles encode fine-grained information beyond thermal expectation values and provide a new window into quantum thermalization. In chaotic dynamics, projected ensembles exhibit universal statistics governed by maximum-entropy principles, known as deep thermalization. At infinite temperature this universality is characterized by Haar-random ensembles. More generally, physical constraints such as finite temperature or conservation laws lead to Scrooge ensembles, which are maximally entropic distributions of pure states consistent with these constraints. Here we introduce Scrooge kkk-designs, which approximate Scrooge ensembles, and use this framework to sharpen the conditions under which Scrooge-like behavior emerges. We first show that global Scrooge designs arise from long-time chaotic unitary dynamics alone, without measurements. Second, we show that measuring a complementary subsystem of a scrambled global state drawn from a global Scrooge 2k2k2k-design induces a local Scrooge kkk-design. Third, we show that a local Scrooge kkk-design arises from an arbitrary entangled state when the complementary system is measured in a scrambled basis induced by a unitary drawn from a Haar 2k2k2k-design. These results show that the resources required to generate approximate Scrooge ensembles scale only with the desired degree of approximation, enabling efficient implementations. Complementing our analytical results, numerical simulations identify coherence, entanglement, non-stabilizerness, and information scrambling as essential ingredients for the emergence of Scrooge-like behavior. Together, our findings advance theoretical explanations for maximally entropic, information-stingy randomness in quantum many-body systems.
Deep thermalization indicates the emergence of universal ensembles of pure states in a subsystem after measuring its environment. We investigate this phenomenon in a free-fermion chain using local measurements that preserve Gaussianity and break particle-number conservation. Although the measurement outcomes provide partial information about local conserved charges within a finite subsystem, we argue that this information becomes negligible in the thermodynamic limit. This effective non-revelation underlies the emergence of a fermionic Gaussian Scrooge ensemble, determined by the subsystem's generalized Gibbs ensemble. We construct this universal ensemble directly at the subsystem level and provide numerical evidence that it describes the late-time projected ensemble at finite temperature. Our results extend the description of thermalization in non-interacting integrable systems beyond the reduced density matrix to universal statistics of conditional pure states.
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Entanglement is one of the most important concepts in quantum physics. We review recent progress in understanding the quantum entanglement in many-body systems using large- N solvable models: the Sachdev—Ye—Kitaev (SYK) model and its generalizations. We present the study of entanglement entropy in the original SYK model using three different approaches: the exact diagonalization, the eigenstate thermalization hypothesis, and the path-integral representation. For coupled SYK models, the entanglement entropy shows linear growth and saturation at the thermal value. The saturation is related to replica wormholes in gravity. Finally, we consider the steady-state entanglement entropy of quantum many-body systems under repeated measurements. The traditional symmetry breaking in the enlarged replica space leads to the measurement-induced entanglement phase transition.
We study the emergence over time of a universal, uniform distribution of quantum states supported on a finite subsystem, induced by projectively measuring the rest of the system. Dubbed deep thermalization , this phenomenon represents a form of equilibration in quantum many-body systems stronger than regular thermalization, which only constrains the ensemble-averaged values of observables. While there exist quantum circuit models of dynamics in one dimension where this phenomenon can be shown to arise exactly, these are special in that deep thermalization occurs at precisely the same time as regular thermalization. Here, we present an exactly-solvable model of chaotic dynamics where the two processes can be shown to occur over different time scales. The model is composed of a finite subsystem coupled to an infinite random-matrix bath through a small constriction, and highlights the role of locality and imperfect thermalization in constraining the formation of such universal wavefunction distributions. We test our analytical predictions against exact numerical simulations, finding excellent agreement.