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arXiv:2606.30503

A Field-Theoretic Framework for Work Statistics and Universal Scaling in Non-equilibrium Phase Transitions

Yanbo Qiao, Ruohan Xu, H. T. Quan

Published Jun 29, 2026• 0 citations
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Abstract

We develop a field-theoretic framework for work statistics in $O(N)$ models driven through criticality. By analyzing the dynamic renormalization group flow of composite power operators, we find the Kibble-Zurek scaling laws as a natural consequence of the flow, and we derive the scaling of work cumulants relevant to Kibble-Zurek scaling of topological defects from first principles, bypassing heuristic freeze-out argument. This yields the universal scaling $c_n \sim τ_Q^{-α_n}$ for the $n$-th work cumulant density: isolated quantum systems exhibit a scaling of $α_n = p(d+nz)ν/(1+pzν)$, whereas open quantum and classical systems undergo a dimensional collapse to $α_n = pdν/(1+pzν)$. Validated by exact Gaussian solutions and numerical simulations, our theory establishes a foundation for general work statistics far from equilibrium, thereby bridging stochastic thermodynamics and the renormalization group theory.

DOI
10.48550/arxiv.2606.30503

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We develop a field-theoretic framework for work statistics in O(N)O(N)O(N) models driven through criticality. By analyzing the dynamic renormalization group flow of composite power operators, we find the Kibble-Zurek scaling laws as a natural consequence of the flow, and we derive the scaling of work cumulants relevant to Kibble-Zurek scaling of topological defects from first principles, bypassing heuristic freeze-out argument. This yields the universal scaling cn∼τQ−αnc_n \sim τ_Q^{-α_n}cn​∼τQ−αn​​ for the nnn-th work cumulant density: isolated quantum systems exhibit a scaling of αn=p(d+nz)ν/(1+pzν)α_n = p(d+nz)ν/(1+pzν)αn​=p(d+nz)ν/(1+pzν), whereas open quantum and classical systems undergo a dimensional collapse to αn=pdν/(1+pzν)α_n = pdν/(1+pzν)αn​=pdν/(1+pzν). Validated by exact Gaussian solutions and numerical simulations, our theory establishes a foundation for general work statistics far from equilibrium, thereby bridging stochastic thermodynamics and the renormalization group theory.
When a quantum phase transition is crossed in finite time, critical slowing down leads to the breakdown of adiabatic dynamics and the formation of topological defects. The average density of defects scales with the quench rate following a universal power law predicted by the Kibble-Zurek mechanism. We analyze the full counting statistics of kinks and report the exact kink number distribution in the transverse-field quantum Ising model. Kink statistics is described by the Poisson binomial distribution with all cumulants exhibiting a universal power law scaling with the quench rate. In the absence of finite-size effects, the distribution approaches a normal one, a feature that is expected to apply broadly in systems described by the Kibble-Zurek mechanism.
We study the universality of work statistics performed during a quench in gapless quantum systems. We show that the cumulants of work scale separately in the fast and slow quench regimes, following a power law analogous to the universal scaling in the Kibble-Zurek mechanism for topological defect formation in phase transition. As an example, we analyze the nonequilibrium dynamics of a quenched Heisenberg XXZ chain at its critical gapless state using the bosonization picture, resulting in a Tomonaga-Luttinger liquid. The analytical scaling is in agreement with the exact numerical calculation for the fast and slow quench regimes. In finite systems, the characteristic function display an oscillatory pattern which disappears in the thermodynamic limit. This study is particularly useful for understanding the thermodynamics of adiabatic quantum computation.
In a scenario of spontaneous symmetry breaking in finite time, topological defects are generated at a density that scales with the driving time according to the Kibble-Zurek mechanism (KZM). Signatures of universality beyond the KZM have recently been unveiled: The number distribution of topological defects has been shown to follow a binomial distribution, in which all cumulants inherit the universal power-law scaling with the quench rate, with cumulant rations being constant. In this work, we analyze the role of boundary conditions in the statistics of topological defects. In particular, we consider a lattice system with nearest-neighbor interactions subject to soft antiperiodic, open, and periodic boundary conditions implemented by an energy penalty term. We show that for fast and moderate quenches, the cumulants of the kink number distribution present a universal scaling with the quench rate that is independent of the boundary conditions except for an additive term, which becomes prominent in the limit of slow quenches, leading to the breaking of power-law behavior. We test our theoretical predictions with a one-dimensional scalar theory on a lattice.
We analyze mechanisms for universal out-of-equilibrium dynamics near criticality by exploring the effect of randomized quantum resetting (QR) under a finite-time quench across a quantum phase transition. Using the transverse-field Ising chain as a generic model and exploiting its exact solution, QR is found to cause a crossover of the scaling of the topological defect density with the time scale τττ of the quench, from Kibble-Zurek to anti-Kibble-Zurek scaling as τττ increases. This reflects a competition between non-adiabatic quench-driven excitations and QR, giving rise to local minima of the defect densities at optimal annealing times. These times and the corresponding local minima are shown to scale as universal power laws with the rate of QR. Additional results for the scaling of the mean excess energy suggest that a system driven across a quantum critical point exhibits the same scaling behavior under a linear quench with QR as with uncorrelated noise.
The pursuit of a universal description for nonequilibrium critical dynamics in quantum many-body systems stands as a central frontier in modern statistical physics. For driven critical dynamics starting far from the critical point, the well-known Kibble-Zurek (KZ) scaling holds only when the driving rate lies below an upper bound. Here we study driven dynamics restricted to the critical region, and show that robust dynamic scaling behavior exists for arbitrary driving rates. We develop a generalized finite-time scaling (FTS) framework, which provides a unified understanding on the driven dynamics for the full range of quench rates, bridging the KZ scaling in the slow-driving regime and the De~Grandi-Gritsev-Polkovnikov (DGP) scaling in the sudden-quench limit. We verify this unified FTS form through numerical simulations in both quantum critical and tricritical points. The good agreement between theoretical predictions and numerical results confirms the generality of our theory. Our work establishes a universal theory for nonequilibrium critical dynamics spanning the full range of driving rates, with broad implications for quantum quench experiments and out-of-equilibrium statistical mechanics.
Universal scaling laws govern the density of topological defects generated while crossing an equilibrium continuous phase transition. The Kibble-Zurek mechanism (KZM) predicts the dependence on the quench time for slow quenches. By contrast, for fast quenches, the defect density scales universally with the amplitude of the quench. We show that universal scaling laws apply to dynamic phase transitions driven by an oscillating external field. The difference in the energy response of the system to a periodic potential field leads to energy absorption, spontaneous breaking of symmetry, and its restoration. We verify the associated universal scaling laws, providing evidence that the critical behavior of nonequilibrium phase transitions can be described by time-average critical exponents combined with the KZM. Our results demonstrate that the universality of critical dynamics extends beyond equilibrium criticality, facilitating the understanding of complex nonequilibrium systems.