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arXiv:2606.24541

Anomalous Floquet Heating from Sparse Long-Range Interactions

Chenyue Guo, Andrea Pizzi, Hongyun Zhao

Published Jun 23, 2026• 0 citations
arXivHTMLPDF

Abstract

Regular lattices of interacting particles under a periodic drive typically heat with rate $γ\sim e^{-\mathcal{O}(ω)}$ which is exponentially suppressed in drive frequency $ω$. Here, we show that sparse infinite-range interactions, which have recently become accessible in quantum simulators, can lead to anomalous heating with rate $γ\sim e^{-\mathcal{O}(\sqrtω)}$. This anomaly originates from the broad distribution of coordination numbers across the network: as the driving frequency increases, heating becomes dominated by sites with larger coordination numbers, making the characteristic local energy scale relevant for heating grow with frequency. For small-world networks, we develop an analytic theory that thoroughly matches our large scale numerics. Finally, we discuss how network topology can serve as a control knob for engineering non-equilibrium phases of matter. Our results uncover a new mechanism for Floquet heating and suggest new routes toward stabilizing nonequilibrium phases in driven systems with programmable interaction networks.

DOI
10.48550/arxiv.2606.24541

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Regular lattices of interacting particles under a periodic drive typically heat with rate γ∼e−O(ω)γ\sim e^{-\mathcal{O}(ω)}γ∼e−O(ω) which is exponentially suppressed in drive frequency ωωω. Here, we show that sparse infinite-range interactions, which have recently become accessible in quantum simulators, can lead to anomalous heating with rate γ∼e−O(ω)γ\sim e^{-\mathcal{O}(\sqrtω)}γ∼e−O(ω​). This anomaly originates from the broad distribution of coordination numbers across the network: as the driving frequency increases, heating becomes dominated by sites with larger coordination numbers, making the characteristic local energy scale relevant for heating grow with frequency. For small-world networks, we develop an analytic theory that thoroughly matches our large scale numerics. Finally, we discuss how network topology can serve as a control knob for engineering non-equilibrium phases of matter. Our results uncover a new mechanism for Floquet heating and suggest new routes toward stabilizing nonequilibrium phases in driven systems with programmable interaction networks.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Periodically driven many-body systems generally heat towards a featureless 'infinite-temperature' state. As an alternative to uniform heating in a clean system, here we establish a Floquet superheating regime, where fast heating nucleates at ''hot spots" generated by rare fluctuations in the local energy with respect to an appropriate effective Hamiltonian. Striking macroscopic consequences include exceptionally long-lived prethermalization and non-ergodic bimodal distributions of macroscopic observables. Superheating is predicated on a heating rate depending strongly on the local fluctuation; in our example, this is supplied by a sharp state-selective spin-echo, where the energy absorption is strongly suppressed for low-energy states, while thermal fluctuations open up excessive heating channels. A simple phenomenological theory is developed to show the existence of a critical droplet size, which incorporates heating by the driving field as well as the heat current out of the droplet. Our results shine light on a new heating mechanism and suggest new routes towards stabilizing non-equilibrium phases of matter in driven systems.
Periodic driving has emerged as a powerful tool in the quest to engineer new and exotic quantum phases. While driven many-body systems are generically expected to absorb energy indefinitely and reach an infinite-temperature state, the rate of heating can be exponentially suppressed when the drive frequency is large compared to the local energy scales of the system -- leading to long-lived 'prethermal' regimes. In this work, we experimentally study a bosonic cloud of ultracold atoms in a driven optical lattice and identify such a prethermal regime in the Bose-Hubbard model. By measuring the energy absorption of the cloud as the driving frequency is increased, we observe an exponential-in-frequency reduction of the heating rate persisting over more than 2 orders of magnitude. The tunability of the lattice potentials allows us to explore one- and two-dimensional systems in a range of different interacting regimes. Alongside the exponential decrease, the dependence of the heating rate on the frequency displays features characteristic of the phase diagram of the Bose-Hubbard model, whose understanding is additionally supported by numerical simulations in one dimension. Our results show experimental evidence of the phenomenon of Floquet prethermalization, and provide insight into the characterization of heating for driven bosonic systems.
Periodic driving has emerged as a powerful tool in the quest to engineer new and exotic quantum phases.While driven many-body systems are generically expected to absorb energy indefinitely and reach an infinitetemperature state, the rate of heating can be exponentially suppressed when the drive frequency is large compared to the local energy scales of the system-leading to long-lived "prethermal" regimes.In this work, we experimentally study a bosonic cloud of ultracold atoms in a driven optical lattice and identify such a prethermal regime in the Bose-Hubbard model.By measuring the energy absorption of the cloud as the driving frequency is increased, we observe an exponential-in-frequency reduction of the heating rate persisting over more than 2 orders of magnitude.The tunability of the lattice potentials allows us to explore one-and twodimensional systems in a range of different interacting regimes.Alongside the exponential decrease, the dependence of the heating rate on the frequency displays features characteristic of the phase diagram of the Bose-Hubbard model, whose understanding is additionally supported by numerical simulations in one dimension.Our results show experimental evidence of the phenomenon of Floquet prethermalization and provide insight into the characterization of heating for driven bosonic systems.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.
Floquet topological phases emerge when systems are periodically driven out-of-equilibrium. They gained attention due to their external control, which allows to simulate a wide variety of static systems by just tuning the external field in the high frequency regime. However, it was soon clear that their relevance goes beyond that, as for lower frequencies, anomalous phases without a static counterpart are present and the bulk-to-boundary correspondence can fail. In this work we discuss the important role of resonances in Floquet phases. For that, we present a method to find analytical solutions when the frequency of the drive matches the band gap, extending the well-known high frequency analysis of Floquet systems. With this formalism, we show that the topology of Floquet phases with resonances can be accurately captured in analytical terms. We also find a bulk-to-boundary correspondence between the number of edge states in finite systems and a set of topological invariants in different frames of reference, which crucially do not explicitly involve the micromotion. To illustrate our results, we periodically drive a SSH chain and a π -flux lattice, showing that our findings remain valid in various two-band systems and in different dimensions. In addition, we notice that the competition between rotating and counter-rotating terms must be carefully treated when the undriven system is a semi-metal. To conclude, we discuss the implications to experimental setups, including the direct detection of anomalous topological phases and the measurement of their invariants.