In the 1+1D ultralocal lattice Hamiltonian for staggered fermions with a finite-dimensional Hilbert space, there are two conserved, integer-valued charges that flow in the continuum limit to the vector and axial charges of a massless Dirac fermion with a perturbative anomaly. Each of the two lattice charges generates an ordinary U(1) global symmetry that acts locally on operators and can be gauged individually. Interestingly, they do not commute on a finite lattice and generate the Onsager algebra, but their commutator goes to zero in the continuum limit. The chiral anomaly is matched by this non-Abelian algebra, which is consistent with the Nielsen-Ninomiya theorem. We further prove that the presence of these two conserved lattice charges forces the low-energy phase to be gapless, reminiscent of the consequence from perturbative anomalies of continuous global symmetries in continuum field theory. Upon bosonization, these two charges lead to two exact U(1) symmetries in the XX model that flow to the momentum and winding symmetries in the free boson conformal field theory.
A non-perturbative lattice regularization of chiral fermions and bosons with anomaly-free symmetry
G in 1+1D spacetime is proposed. More precisely, we ask whether there is a local short-range quantum Hamiltonian with a finite Hilbert space for a finite system realizing onsite symmetry
G defined on a 1D spatial lattice with continuous time, such that its low energy physics produces a 1+1D anomaly-free chiral matter theory of symmetry
G? In particular, we show that the 3
L-5
R-4
L-0
R U(1) chiral fermion theory, with two left-moving fermions of charge-3 and 4, and two right-moving fermions of charge-5 and 0 at low energy, can be put on a 1D spatial lattice where the U(1) symmetry is realized as an onsite symmetry, if we include properly designed multi-fermion interactions with intermediate strength. In general, we propose that any 1+1D U(1)-anomaly-free chiral matter theory can be defined as a finite system on a 1D lattice with onsite symmetry by using a quantum Hamiltonian with continuous time, but without suffered from Nielsen-Ninomiya theorem's fermion-doubling, if we include properly-designed interactions between matter fields. We propose how to design such interactions by looking for extra symmetries via bosonization/fermionization. We comment on the new ingredients and the differences of ours compared to Ginsparg-Wilson fermion, Eichten-Preskill, and Chen-Giedt-Poppitz (CGP) models, and suggest modifying CGP model to have successful mirror-decoupling. As an additional remark, we show a topological non-perturbative proof on the equivalence relation between the 't Hooft anomaly matching conditions and the boundary fully gapping rules (e.g. Haldane's stability conditions for Luttinger liquid) of U(1) symmetry. Our proof holds universally independent from Hamiltonian or Lagrangian/path integral formulation of quantum theory.
A nonperturbative lattice regularization of chiral fermions and bosons with anomaly-free chiral symmetry
G in
1+1D spacetime is proposed. More precisely, we ask ``whether there is a local short-range quantum Hamiltonian with a finite Hilbert space for a finite system realizing on-site symmetry
G defined on a 1D spatial lattice with continuous time, such that its low-energy physics produces a
1+1D anomaly-free chiral matter theory of symmetry
G?'' In particular, we propose that the chiral fermion theory with chiral U(1) ${3}_{L}\text{\ensuremath{-}}{5}_{R}\text{\ensuremath{-}}{4}_{L}\text{\ensuremath{-}}{0}_{R}$ symmetry, with two left-moving fermions of charge 3 and 4, and two right-moving fermions of charge 5 and 0 at IR low energy, can emerge from a 1D UV spatial lattice with a chiral U(1) symmetry, if we include properly designed multi-fermion interactions with intermediate strength (i.e., the dimensionless coupling constant is naturally order 1). In general, we propose that any
1+1D U(1)-anomaly-free chiral matter theory can be defined as a finite system on a 1D lattice with on-site symmetry by using a quantum Hamiltonian with continuous time, but without suffering from Nielsen-Ninomiya theorem's fermion doubling, if we include properly designed interactions between matter fields. We propose how to design such interactions by looking for extra anomaly-free symmetries via bosonization/fermionization. We comment on the new ingredients and the differences of ours compared to Ginsparg-Wilson fermion, Eichten-Preskill and Chen-Giedt-Poppitz (CGP) models, and suggest modifying CGP model to have successful mirror decoupling. Since a lattice on-site internal symmetry can be gauged, we thus can further define a nonperturbative regularization of any anomaly-free U(1) chiral gauge theory in
1+1D. As an additional remark, we show a topological nonperturbative proof of the equivalence relation between the
G-symmetric 't Hooft anomaly cancellation conditions and the
G-symmetry-preserving gapping rules (e.g. Haldane's stability conditions for Luttinger liquid) for multiple U(1) symmetries. We expect that our result holds universally regardless of spatial Hamiltonian or spacetime Lagrangian/path integral formulation of quantum theory. Numerical tests on our proposal are demanding tasks but highly desirable for future work.
We present a fermionic lattice Hamiltonian that exactly realizes the
U(1)L×U(1)R global symmetry and the associated chiral anomalies of a massless Dirac fermion in 1+1 dimensions. The construction couples Villain bosons to a Kitaev chain of Majorana fermions, where the bosonic fields are essential for evading Nielsen-Ninomiya-type no-go theorems. For two copies of our model, we realize the anomaly-free
U(1)3450 global symmetry and construct symmetric boundary conditions. We analytically demonstrate symmetric mass generation by mapping the symmetry-preserving six-fermion interactions to fermion bilinear terms using fermionic T-duality. Finally, by gauging general anomaly-free global symmetries, we obtain a broad class of lattice chiral gauge theories. As nontrivial applications, we compute the mass spectra of the lattice Schwinger model and the 3450 gauge theory, finding agreement with the corresponding continuum results.
By definition, the physics of the
d-dimensional (dim) boundary of a
(d+1)-dim symmetry protected topological (SPT) state cannot be realized as itself on a
d-dim lattice. If the symmetry of the system is unitary, then a formal way to determine whether a
d-dim theory must be a boundary or not, is to couple this theory to a gauge field (or to ``gauge'' its symmetry), and check if there is a gauge anomaly. In this paper we discuss the following question: Can the boundary of a SPT state be driven into a fully gapped topological order which preserves all the symmetries? We argue (conjecture) that if the gauge anomaly of the boundary is ``perturbative,'' then the boundary must remain gapless; while if the boundary only has global gauge anomaly but no perturbative anomaly, then it is possible to gap out the boundary by driving it into a topological state, when $d\ensuremath{\ge}2$. We will demonstrate this conjecture with two examples: (1) the
3d spin-1/2 chiral fermion with the well-known Witten's global anomaly [Phys. Lett. 117, 324 (1982)], which can be realized on the boundary of a
4d topological superconductor with SU(2) or $U(1)\ensuremath{\rtimes}{Z}_{2}$ symmetry; and (2) the
4d boundary of a
5d topological superconductor with the same symmetry. We show that these boundary systems can be driven into a fully gapped
Z2N topological order with topological degeneracy, but this
Z2N topological order cannot be future driven into a trivial confined phase that preserves all the symmetries due to some special properties of its topological defects. Our study also leads to exotic states of matter in pure
3d space.
Dirac fermions coupled to gauge fields can exhibit the chiral anomaly even on a finite spatial lattice. A careful description of this phenomenon yields new insights into the nature of spin-charge relations and on-site symmetries (symmetries that are gauged by placing gauge fields on all links of the lattice). One notable result is that only sufficiently small symmetry groups can act on-site in a system with finitely many degrees of freedom. Symmetries that break this rule either cannot be gauged on an arbitrary lattice, or the gauging decouples the matter fields from gauge fields. These "anomalies" are not quantum in nature, and they are diagnosed geometrically, by the volume of the spatial manifold. The familiar particle number
U(1) exhibits this kind of anomalous behavior in any finite fermion theory. The chiral anomaly in such a finite system instead manifests itself most simply after gauging the
Z2 fermion parity.