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arXiv:2605.29959

Quantitative semidefinite certificates for ground-state energies of Pauli Hamiltonians

Igor Klep, Nando Leijenhorst, Victor Magron

quant-phmath.OCSubmitted May 28, 2026• Announced May 29, 2026• 0 citations
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Abstract

The $k$-local Hamiltonian problem is a central model for quantum many-body systems and Hamiltonian complexity. Semidefinite programming and noncommutative sum-of-squares hierarchies provide systematic certificates for ground-state energies, but existing finite-convergence results give no quantitative guarantee on the accuracy of the low hierarchy levels accessible in computation. We prove explicit finite-level convergence rates for these hierarchies in the Pauli setting. For $k$-local Hamiltonians whose Pauli expansion contains only even-weight terms, we show that both the NPA-type lower-bound hierarchy and the upper-bound hierarchy on the spectral minimum have error at most $C(k)ξ^{n,4}_{d+1}/n$, where $ξ^{n,4}_{d+1}$ is the smallest root of a Krawtchouk polynomial and $C(k)$ is independent of the number of qubits $n$ and the hierarchy level $d$. General $k$-local Hamiltonians reduce to this even-weight case by adding one ancilla qubit while preserving the spectrum. The proof constructs almost-reproducing kernels for the Pauli algebra and relates their spectra to Krawtchouk polynomials, giving a noncommutative analogue of recent kernel-based convergence analyses for commutative polynomial optimization. These results provide the first quantitative finite-level accuracy guarantees for noncommutative semidefinite relaxations of Pauli Hamiltonians.

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The kkk-local Hamiltonian problem is a central model for quantum many-body systems and Hamiltonian complexity. Semidefinite programming and noncommutative sum-of-squares hierarchies provide systematic certificates for ground-state energies, but existing finite-convergence results give no quantitative guarantee on the accuracy of the low hierarchy levels accessible in computation. We prove explicit finite-level convergence rates for these hierarchies in the Pauli setting. For kkk-local Hamiltonians whose Pauli expansion contains only even-weight terms, we show that both the NPA-type lower-bound hierarchy and the upper-bound hierarchy on the spectral minimum have error at most C(k)ξd+1n,4/nC(k)ξ^{n,4}_{d+1}/nC(k)ξd+1n,4​/n, where ξd+1n,4ξ^{n,4}_{d+1}ξd+1n,4​ is the smallest root of a Krawtchouk polynomial and C(k)C(k)C(k) is independent of the number of qubits nnn and the hierarchy level ddd. General kkk-local Hamiltonians reduce to this even-weight case by adding one ancilla qubit while preserving the spectrum. The proof constructs almost-reproducing kernels for the Pauli algebra and relates their spectra to Krawtchouk polynomials, giving a noncommutative analogue of recent kernel-based convergence analyses for commutative polynomial optimization. These results provide the first quantitative finite-level accuracy guarantees for noncommutative semidefinite relaxations of Pauli Hamiltonians.
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A central question in quantum many-body physics is estimating the ground energy of a kkk-local Hamiltonian system. In this work, we present a spectral technique for certifying a lower bound on the ground energy of a random nnn-qubit Hamiltonian system defined as the sum of signed kkk-local Pauli operators. In particular, we prove that for any constant ℓ\ellℓ, there exists an efficiently computable length nO(ℓ)n^{O(\ell)}nO(ℓ) certificate that is always a lower bound on the ground energy with the promise that, with high probability over the random Hamiltonian distribution, the certificate value is an ε\varepsilonε-good approximation of the true ground energy when the number of terms is sufficiently large. Second, we show by construction that this technique, while successful on average over random Hamiltonian systems, can fail to produce good certificates on worst-case instances. Our spectral technique for producing these certificates comes from extending classical results on kkk-XOR refutations to kkk-local Pauli Hamiltonians by crafting a quantum variant of the Kikuchi matrix for CSP refutations. To show the limitations of this technique, we prove non-commutative Sum-of-Squares lower bounds for worst-case signed kkk-local Pauli operators. More generally, we explore how the non-commutative Sum-of-Squares relaxation can be understood as augmenting the standard Sum-of-Squares relaxation with the commutation relations between the Pauli operators. We instantiate the resulting framework with a modification to prior quantum code-based NLTS Hamiltonians that yields stronger complexity guarantees for the low-energy space; our Hamiltonian family satisfies simultaneously (1) Ω(log⁡n)Ω(\log n)Ω(logn)-circuit depth lower bounds for all low-energy states, (2) constant-gap NP-hardness to approximate the ground energy, and (3) a constant-gap non-commutative Sum-of-Squares integrality gap up to Ω(n)Ω(n)Ω(n)-levels.
A fundamental challenge in quantum physics is determining the ground-state properties of many-body systems. Whereas standard variational approaches posit a wave-function ansatz and minimize over the possible states expressible by that ansatz, the problem can alternatively be formulated as a noncommutative polynomial optimization problem and treated through a hierarchy of semidefinite programming relaxations. In contrast to variational calculations, these relaxations provide lower bounds on ground-state energies and both lower and upper bounds on observable expectation values. However, this approach typically suffers from severe scalability issues, limiting its applicability to small-to-medium-scale systems. In this article, we demonstrate that systematically leveraging the inherent structures of the system can substantially mitigate these scalability challenges and thus permits computing meaningful bounds for quantum spin systems on square lattices of size up to 16×1616\times1616×16.
Convex relaxation hierarchies provide lower bounds to the ground state energy of quantum many-body systems that can be computed in polynomial time on a classical computer, at any fixed hierarchy level. However, scaling these methods to large systems and accurate approximations remains challenging due to the computational cost of traditional solvers and the scarcity of efficiency guarantees. In this work, we develop local relaxation hierarchies and efficient, highly parallelisable message passing algorithms for estimating the relaxed ground state energies. We show that the first level of the hierarchy---based on local consistency of pairwise reduced density matrices---is exact for commuting Hamiltonians on trees. We further establish that another hierarchy, based on consistent intervals, converges exponentially fast in the interval size to the ground state energy for weak perturbations of separable Hamiltonians on a chain, thereby providing an efficient classical algorithm for these systems. Then, we introduce two variants of message passing algorithms that run in O(n/ε2)\mathcal{O}(n/ε^2)O(n/ε2) and O(n/ε)\mathcal{O}(n/ε)O(n/ε) time for any fixed level of the local hierarchy on bounded-degree graphs, where εεε is the precision for the relaxed ground state energy per site. This assumes that the optimal messages have O(1)\mathcal{O}(1)O(1) norm---a condition we observe in practical settings in our experiments. These algorithms are based on the subgradient method and the Nesterov-type accelerated gradient descent method applied to an entropy-smoothed objective. Finally, we benchmark the message passing algorithms across different quantum Hamiltonians, lattice geometries, and relaxation levels, validating the theoretical predictions and their potential to surpass standard convex optimisation solvers for this problem. We release the resulting library at github.com/rick1924/gse-message-passing.
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