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arXiv:2605.17139 · Journal of Physics A Mathematical and Theoretical

Stable minimum principles for scattering states

Scott Lawrence, Yukari Yamauchi

quant-phmath-phnucl-thSubmitted May 16, 2026• Announced May 19, 2026• 0 citations
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Abstract

Quantum-mechanical scattering states are energy eigenstates obeying particular boundary conditions, whose behavior at infinity encodes the S-matrix which defines the outcoming of scattering experiments. With an eye toward numerical algorithms for computing nonrelativistic S-matrices, we present a family of stable minimum principles for scattering states. States that approximately satisfy these minimum principles are shown to have a bounded difference with the true scattering states. These minimum principles and stability estimates can be used to obtain rigorous bounds on scattering amplitudes. We show that these minimum principles are applicable to momentum-dependent potentials, long-range (Coulomb) interactions, and elastic or inelastic scattering of bound states.

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34 pages

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The problem of determining the Schr\"odinger wave function of a nonrelativistic particle that is either scattered by a potential of a finite range or that is bound to it is reformulated in a novel way. It is shown that in either case the wave function must satisfy a certain boundary condition on the surface that delimits the effective range of the potential. For scattering states the boundary condition is analogous to the mathematical formulation of the Ewald-Oseen extinction theorem of classical electromagnetic theory. The new formulation is illustrated by determining the scattering states and the bound states for a central potential. It is also shown that a boundary condition that is used in band-structure calculations in solids is an immediate consequence of our quantum-mechanical extinction theorem for bound states.
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We formulate an effective-range theory for the near-threshold behavior of the amplitudes describing quantum reflection in attractive potential tails by adapting the effective-range theory of ordinary elastic scattering to the case of incoming boundary conditions at small distances. For homogeneous attractive potentials proportional to $\ensuremath{-}1∕{r}^{\ensuremath{\alpha}}$ with $\ensuremath{\alpha}>5$, the effective range turns out to be a real multiple (with known coefficient) of the complex scattering length which defines the leading, linear momentum dependence of phase and modulus of the quantum reflection amplitude. Analytical expressions are also given for the leading and next-to-leading terms in the near-threshold behavior of the quantum reflection amplitudes for homogeneous attractive potentials proportional to $\ensuremath{-}1∕{r}^{3}$, $\ensuremath{-}1∕{r}^{4}$, and $\ensuremath{-}1∕{r}^{5}$.
There exists a simple relationship between a quantum-mechanical bound-state wave function and that of nearby scattering states, when the scattering energy is extrapolated to that of the bound state. This relationship is demonstrated numerically for the case of a spherical well potential and analytically for this and other soluble potentials. Provided that the potential is of a finite range and that the binding is weak, the theorem gives a useful approximation for the short-distance behavior of the scattering wave functions. The connection between bound and scattering-state perturbation theory is established in this limit.
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