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arXiv:2604.25712 · Physical review. B./Physical review. B

Exact results for the Hubbard model on bipartite lattices in spatial dimensions d > 1 : Seven theorems from the full [ SU ( 2 ) × SU ( 2 ) × U ( 1 ) ] / Z 2 2 symmetry

J. M. P. Carmelo

Published Mar 31, 2026• 1 citation
arXivHTMLPDF

Abstract

There are few exact results for the Hubbard model on bipartite lattices of spatial dimension $d>1$. Nevertheless, the Hubbard model with transfer integral $t$ and onsite repulsion $U$ on bipartite lattices with $N_a$ sites, such as the square, honeycomb, cubic, body-centered cubic, face-centered cubic, and diamond lattices, provides the simplest toy model for describing electronic correlations in many condensed-matter systems and is therefore a quantum problem of considerable physical interest. Seven exact theorems that provide new physical insight into the model are established. Overall, the exact framework based on physical spins and physical $η$-spins for the Hubbard model on bipartite lattices of spatial dimension $d>1$ introduced in this paper offers a robust foundation for future studies of the model, as well as of the condensed-matter materials, such as cuprate superconductors, graphene and graphene-derived systems, and other quantum systems, that it describes.

DOI
10.1103/p1sc-sx2d

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There are few exact results for the Hubbard model on bipartite lattices of spatial dimension d>1d>1d>1. Nevertheless, the Hubbard model with transfer integral ttt and onsite repulsion UUU on bipartite lattices with NaN_aNa​ sites, such as the square, honeycomb, cubic, body-centered cubic, face-centered cubic, and diamond lattices, provides the simplest toy model for describing electronic correlations in many condensed-matter systems and is therefore a quantum problem of considerable physical interest. Seven exact theorems that provide new physical insight into the model are established. Overall, the exact framework based on physical spins and physical ηηη-spins for the Hubbard model on bipartite lattices of spatial dimension d>1d>1d>1 introduced in this paper offers a robust foundation for future studies of the model, as well as of the condensed-matter materials, such as cuprate superconductors, graphene and graphene-derived systems, and other quantum systems, that it describes.
This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in ddd-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a mathbbC\\mathbb{C}mathbbC-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion (UUU); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of UUU, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is nnn; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into rho\\rhorho
We introduce in this Letter an exact solvable BCS-Hubbard model in arbitrary dimensions. The model describes a p-wave BCS superconductor with equal spin pairing moving on a bipartite (cubic, square, etc.) lattice with on-site Hubbard interaction U. We show that the model becomes exactly solvable for arbitrary U when the BCS pairing amplitude Δ equals the hopping amplitude t. The nature of the solution is described in detail in this Letter. The construction of the exact solution is parallel to the exactly solvable Kitaev honeycomb model for S=1/2 quantum spins and can be viewed as a generalization of Kitaev's construction to S=1/2 interacting lattice fermions. The BCS-Hubbard model discussed in this Letter is just an example of a large class of exactly solvable lattice fermion models that can be constructed similarly.
The Hubbard model is one of the most important models of many-body physics. It is a simplified model for how electrons move and interact in a crystal. It consists of a hopping term, where electrons can move between neighboring sites (sometimes more distant neighbors are allowed). When two electrons (of opposite spin) occupy the same lattice site, they feel a Coulomb repulsion. This model can be exactly solved only in one dimension, in the limit of infinite dimensions, or for small systems via exact diagonalization. It has been studied by thousands of physicists over the years. While much is known about the model, even more remains unknown, so it is still a great frontier to examine further. In this chapter, we focus on the known solutions and provide concrete examples and rigorous theorems about the behavior of the model. This includes the symmetries of spin, particle number, and pseudospin, the Nagaoka theorem for ferromagnetism, spin-reflection positivity, and spin and pseudospin towers.
The repulsive Hubbard model has been immensely useful in understanding strongly correlated electron systems and serves as the paradigmatic model of the field. Despite its simplicity, it exhibits a strikingly rich phenomenology reminiscent of that observed in quantum materials. Nevertheless, much of its phase diagram remains controversial. Here, we review a subset of what is known about the Hubbard model based on exact results or controlled approximate solutions in various limits, for which there is a suitable small parameter. Our primary focus is on the ground state properties of the system on various lattices in two spatial dimensions, although both lower and higher dimensions are discussed as well. Finally, we highlight some of the important outstanding open questions.
The repulsive Hubbard model has been immensely useful in understanding strongly correlated electron systems, and serves as the paradigmatic model of the field. Despite its simplicity, it exhibits a strikingly rich phenomenology which is reminiscent of that observed in quantum materials. Nevertheless, much of its phase diagram remains controversial. Here, we review a subset of what is known about the Hubbard model, based on exact results or controlled approximate solutions in various limits, for which there is a suitable small parameter. Our primary focus is on the ground state properties of the system on various lattices in two spatial dimensions, although both lower and higher dimensions are discussed as well. Finally, we highlight some of the important outstanding open questions.
A description of the Hubbard model on a square lattice consistent with its global SO(3)×SO(3)×U(1)SO(3)\times SO(3)\times U(1)SO(3)×SO(3)×U(1) symmetry
In this paper a description of the Hubbard model on the square lattice with nearest-neighbor transfer integral ttt, on-site repulsion UUU, and Na2≫1N_a^2\gg 1Na2​≫1 sites consistent with its exact global SO(3)×SO(3)×U(1)SO(3)\times SO(3)\times U(1)SO(3)×SO(3)×U(1) symmetry is constructed. Our studies profit from the interplay of that recently found global symmetry of the model on any bipartite lattice with the transformation laws under a suitable electron - rotated-electron unitary transformation of a well-defined set of operators and quantum objects. For U/4t>0U/4t>0U/4t>0 the occupancy configurations of these objects generate the energy eigenstates that span the one- and two-electron subspace. Such a subspace as defined in this paper contains nearly the whole spectral weight of the excitations generated by application onto the zero-spin-density ground state of one- and two-electron operators. Our description involves three basic objects: charge ccc fermions, spin-1/2 spinons, and ηηη-spin-1/2 ηηη-spinons. Alike in chromodynamics the quarks have color but all quark-composite physical particles are color-neutral, the ηηη-spinon (and spinons) that are not invariant under that transformation have ηηη spin 1/2 (and spin 1/2) but are part of ηηη-spin-neutral (and spin-neutral) 2ν2ν2ν-ηηη-spinon (and 2ν2ν2ν-spinon) composite ηνηνην fermions (and sνsνsν fermions) where ν=1,2,...ν=1,2,...ν=1,2,... is the number of ηηη-spinon (and spinon) pairs.The description introduced here is consistent with a Mott-Hubbard insulating ground state with antiferromagnetic long-range order for half filling at x=0x=0x=0 hole concentration and a ground state with short-range spin order for a well-defined range of finite hole concentrations x>0x>0x>0.