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arXiv:2604.05319

H-NESSi: The Hierarchical Non-Equilibrium Systems Simulation package

Thomas Blommel, Jeremija Kovačević, Jason Kaye, Emanuel Gull, J. Vučičević, Denis Golež

Published Apr 7, 2026• 0 citations
arXivHTMLPDF

Abstract

We present H-NESSi (The Hierarchical Non-Equilibrium Systems Simulation package), an open-source software package for solving the Kadanoff-Baym equations (KBE) of nonequilibrium Green's function (NEGF) theory using hierarchical low-rank compression techniques. The simulation of strongly correlated quantum systems out of equilibrium is severely limited by the cubic scaling in propagation time and quadratic memory growth associated with conventional two-time formulations. H-NESSi overcomes these limitations by combining high-order time-stepping schemes with hierarchical off-diagonal low-rank (HODLR) representations of the retarded and lesser Green's functions, enabling controllable accuracy at substantially reduced computational cost and memory usage. Imaginary time quantities are efficiently represented using the discrete Lehmann representation (DLR), allowing compact and accurate treatment of thermal initial states. The implementation supports multiorbital systems, adaptive singular value truncation, and both shared-memory (OpenMP) and distributed-memory (MPI) parallelization strategies suitable for large-scale lattice calculations. The workflow closely mirrors established NEGF frameworks while introducing compression transparently into the propagation procedure. Benchmark applications to driven superconductors within dynamical mean-field theory and to the two-dimensional Hubbard model demonstrate favorable scaling compared to conventional implementations, with asymptotic time complexity significantly below the cubic scaling of uncompressed approaches. H-NESSi thus enables long-time and large-system nonequilibrium simulations of correlated quantum materials which were previously computationally prohibitive.

DOI
10.48550/arxiv.2604.05319

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Balzer, Karsten

The method of nonequilibrium Green functions (NEGFs) constitutes a solid framework to describe closed and open quantum systems. It captures situations far from equilibrium including arbitrary perturbations and correlations - effects higher than first order in the binary interactions. On the contrary, in the absence of external fields, it reduces to the imaginary-time Matsubara formalism. The abilities (and successes) of the method originate from its self-consistency and the conserving character of many-body approximations that are introduced by diagram technique. On this account, NEGFs have, now for a long time, brought insight into the dynamics of nuclear matter, non-ideal quantum gases and (semiconductor) plasmas. However, applications to localized, finite and strongly interacting systems have emerged only within the recent decade. The dynamical properties follow from quantum kinetic equations - the two-time Kadanoff-Baym equations for the one-particle NEGF - the numerical solution of which is the central topic of this thesis. The non-Markovian structure of these equations thereby inhibits an unlimited, gradual propagation of the nonequilibrium Green function: Any self-consistent, future dynamics of the system is tightly linked to the (complete) past by non-local self-energies. Further, the success in obtaining solutions is being diminished if the system under investigation is not isotropic or inhomogeneous and, in addition, the spatial topology (e.g., the charge carrier or spin density) needs to be resolved in time. On top of this, small isolated systems are generally not candidates showing fast decoherence which offers little hope for smooth and well-damped integration kernels. Despite these difficulties, the thesis at hand is devoted to the computation of the two-time NEGF for finite, closed systems of which ensembles of electrons bound by nuclei forming atoms or molecules are the most natural representatives. Here, in the spirit of the well-studied one-dimensional helium atom, the electron dynamics in model atoms and molecules is addressed in ab initio fashion. To render calculations possible in the first place, (i) a novel hybrid representation of the NEGF is introduced based on the conception of finite elements (FE) and the discrete variable representation (DVR), and (ii) a parallel algorithm is developed that allows for an efficient, well scalable distributed-memory computation of the full two-time Green function. The first point attributes plenty of flexibility and makes the method readily adjustable to different Hamiltonians avoiding the need to, by hand or in intricate numerical manner, calculate the whole bunch of matrix elements of one- and two-particle operators. Also, in consequence, it drastically simplifies the evaluation of self-energies. The second point makes the NEGF approach ready for large-scale, high-performance computing facilities, the resources (of computer power: mainly memory!) of which are indispensable for (some of) the calculations presented. The applicability of the developed methods is demonstrated inter alia on the basis of helium, beryllium, hydrogen and lithium hydride modeled in one spatial dimension whereby electron-electron correlations are treated in the second(-order) Born approximation. After a thorough discussion on the self-consistent ground states, the thesis focuses on the electron dynamics in the linear response regime as well as in the presence of strong external fields. Overall, to assess the the performance of the second Born approximation, the results are compared to the Hartree-Fock approximation, on the one hand, and to the exact solution of the time-(in)dependent Schrödinger equation, on the other hand. In addition, aiming at the possibility of extended time-dependent calculations, the behavior of the generalized Kadanoff-Baym ansatz is discussed.

•Jan 1, 2011•0 citations
We present H-NESSi (The Hierarchical Non-Equilibrium Systems Simulation package), an open-source software package for solving the Kadanoff-Baym equations (KBE) of nonequilibrium Green's function (NEGF) theory using hierarchical low-rank compression techniques. The simulation of strongly correlated quantum systems out of equilibrium is severely limited by the cubic scaling in propagation time and quadratic memory growth associated with conventional two-time formulations. H-NESSi overcomes these limitations by combining high-order time-stepping schemes with hierarchical off-diagonal low-rank (HODLR) representations of the retarded and lesser Green's functions, enabling controllable accuracy at substantially reduced computational cost and memory usage. Imaginary time quantities are efficiently represented using the discrete Lehmann representation (DLR), allowing compact and accurate treatment of thermal initial states. The implementation supports multiorbital systems, adaptive singular value truncation, and both shared-memory (OpenMP) and distributed-memory (MPI) parallelization strategies suitable for large-scale lattice calculations. The workflow closely mirrors established NEGF frameworks while introducing compression transparently into the propagation procedure. Benchmark applications to driven superconductors within dynamical mean-field theory and to the two-dimensional Hubbard model demonstrate favorable scaling compared to conventional implementations, with asymptotic time complexity significantly below the cubic scaling of uncompressed approaches. H-NESSi thus enables long-time and large-system nonequilibrium simulations of correlated quantum materials which were previously computationally prohibitive.
Nonequilibrium Green’s functions provide a powerful framework for studying quantum many-body dynamics including the laser-induced dynamics in solids. The N on- E quilibrium S ystems Si mulation package ( NESSi ) offers an efficient platform for such simulations, ranging from perturbative approaches like nonequilibrium GW to nonequilibrium dynamical mean-field theory. However, simulations based on nonequilibrium Green’s functions become computationally demanding when the dynamics span a large temporal range, such as from sub-femtosecond electron dynamics to the picosecond dynamics of collective modes. Due to the memory integral in the Kadanoff-Baym equations, which serve as equations of motion for nonequilibrium Green’s functions, the computational cost scales as 𝒪 ⁡ ( 𝑁 3 𝑡 ) with the number of timesteps N t , and the memory requirement scales as 𝒪 ⁡ ( 𝑁 2 𝑡 ) . In this work, we extend NESSi by incorporating techniques that aim to overcome this bottleneck: (i) By truncating the memory integrals in the KBE to a maximum of N c timesteps, the computational complexity is reduced to 𝒪 ⁡ ( 𝑁 𝑡 ⁢ 𝑁 2 𝑐 ) , and the memory requirement to 𝒪 ⁡ ( 𝑁 2 𝑐 ) . Provided that the results converge with respect to the cutoff N c , memory truncation allows to extend the simulations to significantly longer times. (ii) We introduce functionalities to describe nonequilibrium steady states, i.e. time-translationally invariant nonequilibrium states. Such states are relevant for transport settings, and they provide an approximate description of slowly evolving (prethermal) nonequilibrium states.
We propose a method to improve the computational and memory efficiency of numerical solvers for the nonequilibrium Dyson equation in the Keldysh formalism. It is based on the empirical observation that the nonequilibrium Green's functions and self energies arising in many problems of physical interest, discretized as matrices, have low rank off-diagonal blocks, and can therefore be compressed using a hierarchical low rank data structure. We describe an efficient algorithm to build this compressed representation on the fly during the course of time stepping, and use the representation to reduce the cost of computing history integrals, which is the main computational bottleneck. For systems with the hierarchical low rank property, our method reduces the computational complexity of solving the nonequilibrium Dyson equation from cubic to near quadratic, and the memory complexity from quadratic to near linear. We demonstrate the full solver for the Falicov-Kimball model exposed to a rapid ramp and Floquet driving of system parameters, and are able to increase feasible propagation times substantially. We present examples with 262 144 time steps, which would require approximately five months of computing time and 2.2 TB of memory using the direct time stepping method, but can be completed in just over a day on a laptop with less than 4 GB of memory using our method. We also confirm the hierarchical low rank property for the driven Hubbard model in the weak coupling regime within the GW approximation, and in the strong coupling regime within dynamical mean-field theory.
Correlated real-time dynamics in large, spatially inhomogeneous quantum systems remain difficult to access with nonequilibrium many-body methods. Two-time nonequilibrium Green functions (NEGF) retain dynamical correlations but their computational runtime grows cubically with the number of time steps NtN_\mathrm{t}Nt​. This scaling bottleneck could recently be overcome by introducing the G1--G2 scheme that is linear in NtN_\mathrm{t}Nt​, but requires propagation of a two-particle correlation function and may suffer from numerical instabilities. This has restricted simulations to small systems with Nb∼102N_\mathrm{b} \sim 10^2Nb​∼102 basis states. Here we introduce a quantum-fluctuation formulation of nonequilibrium Green functions, denoted δδδNEGF, that represents dynamical two-particle correlations through fluctuations of field-operator products, δG^δ\hat GδG^. This guarantees stable dynamics by preserving the positivity of the reduced density matrices, avoids the explicit storage of the two-particle Green function, and reduces the propagation to a finite ensemble of Hartree-Fock-like trajectories. Combined with a stochastic low-rank decomposition of the correlation functions, the method retains time-linear scaling while extending dynamical GWGWGW and particle-particle and particle-hole TTT-matrix simulations to basis sizes of order Nb∼104N_\mathrm{b}\sim 10^4Nb​∼104. We benchmark δδδNEGF against exact and HF-GKBA results for lattice systems, finding stable correlated dynamics also at strong coupling. We further demonstrate large-scale simulations of diffusion in two-dimensional Hubbard lattices and ultrafast relaxation in graphene nanoribbon heterostructures with long-range Coulomb interactions. These results establish δδδNEGF as a scalable route to dynamical self-energy simulations of large, spatially inhomogeneous correlated quantum systems beyond the reach of existing NEGF implementations.
In this thesis we present methodologies that have been developed to efficiently solve for the non-equilibrium Green’s Function (NEGF) of interacting electron systems, and demonstrate their applications to several different condensed matter systems. These solvers are based on the numerical integration of the equations of motion for the NEGF, which are known as the Kadanoff-Baym Equations (KBE). The KBE are a general set of equations which allow for the study of a wide range of systems that are of interest to condensed matter physicists, including superconductivity, nuclear matter, molecules and atoms, and qubits, among many others. They are also useful for solving impurity models and systems in the dynamical mean-field theory (DMFT) approximation through their ability to incorporate dynamical hybridization functions. The generality of these equations comes from their connection to time-dependent Many-Body Perturbation Theory (MBPT), which introduces non-Markovian dynamical correlations through the self-energy functional. MBPT ensures important conservation laws, such as those for density and energy, are obeyed no matter the type of time-dependent perturbations that are applied to the Hamiltonian. The non-Markovian correlations manifest in a kernel that couples the dynamics to the entire history of the system. This coupling leads to computational costs that become prohibitively expensive as longer-time dynamics are probed, this is especially true for systems which decohere slowly, leading to undamped dynamics and kernels. Due to the large amount of interest in non-equilibrium quantum dynamics, the availability of efficient solvers for the KBE are of great importance. This thesis will focus on the implementation and analysis of integration methods for the KBE, including compression algorithms which lower computational complexity and adaptive integration techniques which allow for resolution of dynamics which vary over wide ranges of timescales. Chapter 1 gives an introduction to quantum systems and the problems we will be studying. Chapter 2 provides a derivation of the NEGF and its representation on the Keldysh contour. Chapter 3 derives the KBE from MBPT and introduces the self- energy and its conservation laws. Chapter 4 introduces the numerical techniques used to integrate the KBE, as well as an analysis of its causality structure. In Chapter 5, we use compression techniques to lower the complexity of the KBE, and provide details on its implementation. In Chapter 6 we apply the compression algorithm to study the Higgs mode in a superconducting system. In Chapter 7, we couple our solver to an adaptive integrator and analyze its performance against fixed-timestep integrators. Finally, Chapter 8 provides a summary of the results and an outlook for future work on efficient solvers.
The method of nonequilibrium Green functions (NEGFs) constitutes a solid framework to describe closed and open quantum systems. It captures situations far from equilibrium including arbitrary perturbations and correlations - effects higher than first order in the binary interactions. On the contrary, in the absence of external fields, it reduces to the imaginary-time Matsubara formalism. The abilities (and successes) of the method originate from its self-consistency and the conserving character of many-body approximations that are introduced by diagram technique. On this account, NEGFs have, now for a long time, brought insight into the dynamics of nuclear matter, non-ideal quantum gases and (semiconductor) plasmas. However, applications to localized, finite and strongly interacting systems have emerged only within the recent decade. The dynamical properties follow from quantum kinetic equations - the two-time Kadanoff-Baym equations for the one-particle NEGF - the numerical solution of which is the central topic of this thesis. The non-Markovian structure of these equations thereby inhibits an unlimited, gradual propagation of the nonequilibrium Green function: Any self-consistent, future dynamics of the system is tightly linked to the (complete) past by non-local self-energies. Further, the success in obtaining solutions is being diminished if the system under investigation is not isotropic or inhomogeneous and, in addition, the spatial topology (e.g., the charge carrier or spin density) needs to be resolved in time. On top of this, small isolated systems are generally not candidates showing fast decoherence which offers little hope for smooth and well-damped integration kernels. Despite these difficulties, the thesis at hand is devoted to the computation of the two-time NEGF for finite, closed systems of which ensembles of electrons bound by nuclei forming atoms or molecules are the most natural representatives. Here, in the spirit of the well-studied one-dimensional helium atom, the electron dynamics in model atoms and molecules is addressed in ab initio fashion. To render calculations possible in the first place, (i) a novel hybrid representation of the NEGF is introduced based on the conception of finite elements (FE) and the discrete variable representation (DVR), and (ii) a parallel algorithm is developed that allows for an efficient, well scalable distributed-memory computation of the full two-time Green function. The first point attributes plenty of flexibility and makes the method readily adjustable to different Hamiltonians avoiding the need to, by hand or in intricate numerical manner, calculate the whole bunch of matrix elements of one- and two-particle operators. Also, in consequence, it drastically simplifies the evaluation of self-energies. The second point makes the NEGF approach ready for large-scale, high-performance computing facilities, the resources (of computer power: mainly memory!) of which are indispensable for (some of) the calculations presented. The applicability of the developed methods is demonstrated inter alia on the basis of helium, beryllium, hydrogen and lithium hydride modeled in one spatial dimension whereby electron-electron correlations are treated in the second(-order) Born approximation. After a thorough discussion on the self-consistent ground states, the thesis focuses on the electron dynamics in the linear response regime as well as in the presence of strong external fields. Overall, to assess the the performance of the second Born approximation, the results are compared to the Hartree-Fock approximation, on the one hand, and to the exact solution of the time-(in)dependent Schrödinger equation, on the other hand. In addition, aiming at the possibility of extended time-dependent calculations, the behavior of the generalized Kadanoff-Baym ansatz is discussed.
The method of nonequilibrium Green functions (NEGFs) constitutes a solid framework to describe closed and open quantum systems. It captures situations far from equilibrium including arbitrary perturbations and correlations - effects higher than first order in the binary interactions. On the contrary, in the absence of external fields, it reduces to the imaginary-time Matsubara formalism. The abilities (and successes) of the method originate from its self-consistency and the conserving character of many-body approximations that are introduced by diagram technique. On this account, NEGFs have, now for a long time, brought insight into the dynamics of nuclear matter, non-ideal quantum gases and (semiconductor) plasmas. However, applications to localized, finite and strongly interacting systems have emerged only within the recent decade. The dynamical properties follow from quantum kinetic equations - the two-time Kadanoff-Baym equations for the one-particle NEGF - the numerical solution of which is the central topic of this thesis. The non-Markovian structure of these equations thereby inhibits an unlimited, gradual propagation of the nonequilibrium Green function: Any self-consistent, future dynamics of the system is tightly linked to the (complete) past by non-local self-energies. Further, the success in obtaining solutions is being diminished if the system under investigation is not isotropic or inhomogeneous and, in addition, the spatial topology (e.g., the charge carrier or spin density) needs to be resolved in time. On top of this, small isolated systems are generally not candidates showing fast decoherence which offers little hope for smooth and well-damped integration kernels. Despite these difficulties, the thesis at hand is devoted to the computation of the two-time NEGF for finite, closed systems of which ensembles of electrons bound by nuclei forming atoms or molecules are the most natural representatives. Here, in the spirit of the well-studied one-dimensional helium atom, the electron dynamics in model atoms and molecules is addressed in ab initio fashion. To render calculations possible in the first place, (i) a novel hybrid representation of the NEGF is introduced based on the conception of finite elements (FE) and the discrete variable representation (DVR), and (ii) a parallel algorithm is developed that allows for an efficient, well scalable distributed-memory computation of the full two-time Green function. The first point attributes plenty of flexibility and makes the method readily adjustable to different Hamiltonians avoiding the need to, by hand or in intricate numerical manner, calculate the whole bunch of matrix elements of one- and two-particle operators. Also, in consequence, it drastically simplifies the evaluation of self-energies. The second point makes the NEGF approach ready for large-scale, high-performance computing facilities, the resources (of computer power: mainly memory!) of which are indispensable for (some of) the calculations presented. The applicability of the developed methods is demonstrated inter alia on the basis of helium, beryllium, hydrogen and lithium hydride modeled in one spatial dimension whereby electron-electron correlations are treated in the second(-order) Born approximation. After a thorough discussion on the self-consistent ground states, the thesis focuses on the electron dynamics in the linear response regime as well as in the presence of strong external fields. Overall, to assess the the performance of the second Born approximation, the results are compared to the Hartree-Fock approximation, on the one hand, and to the exact solution of the time-(in)dependent Schrödinger equation, on the other hand. In addition, aiming at the possibility of extended time-dependent calculations, the behavior of the generalized Kadanoff-Baym ansatz is discussed.