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arXiv:2603.29645

Second-Order Asymptotics for Covert Communication over Quasi-Static Multiple-Antenna Fading Channels

Changhong Liu, Jingjing Wang, Qiaosheng Zhang, Jinpeng Xu, Lin Zhou

Published Mar 31, 2026• 0 citations
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Abstract

We study the second-order asymptotics of optimal codes for covert communication over quasi-static multi-antenna fading channels, under the covertness metric of Kullback--Leibler (KL) divergence. In particular, we study all four cases regarding the availability of channel state information (CSI) for the legitimate transmitter and receiver, assume that the warden knows perfect CSI for the channel from the legitimate transmitter to itself, whereas the legitimate transmitter knows only that the warden's channel matrix belongs to a bounded deterministic uncertainty set. Specifically, we show that, when the blocklength is $n$, the first-order covert rate satisfies the square root law, scaling as $Θ(n^{-\frac{1}{2}})$ with the coefficient determined by the traces of the channel matrices of the legitimate users and the warden, and the second-order rate vanishes. We also show that the availability of CSI at the transmitter enables optimal covert power allocation across the spatial sub-channels, which can increase the covert rate, relatively to equal power allocation, without changing the square root law. Furthermore, we reveal the significant spatial diversity gain provided by multiple-antenna systems for covert communication and demonstrate the critical role of the number of antennas to achieve high throughput covert communication. For the covertness analysis, we extend the quasi-$η$-neighborhood framework to quasi-static fading channels. For the reliability analysis, due to the vanishing power imposed by the covertness constraint, we refine the non-covert analysis by Yang et al. (TIT, 2014), by carefully controlling higher-order terms and exploiting the properties of covert outage probability.

DOI
10.48550/arxiv.2603.29645

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Covert transmission is investigated for a cooperative deception strategy, where a cooperative jammer (Jammer) tries to attract a multi-antenna adversary (Willie) and degrade the adversary's reception ability for the signal from a transmitter (Alice). For this strategy, we formulate an optimization problem to maximize the covert rate when three different types of channel state information (CSI) are available. The total power is optimally allocated between Alice and Jammer subject to Kullback-Leibler (KL) divergence constraint. Different from the existing literature, in our proposed strategy, we also determine the optimal transmission power at the jammer when Alice is silent, while existing works always assume that the jammer's power is fixed. Specifically, we apply the S-procedure to convert infinite constraints into linear-matrix-inequalities (LMI) constraints. When statistical CSI at Willie is available, we convert double integration to single integration using asymptotic approximation and substitution method. In addition, the transmission strategy without jammer deception is studied as a benchmark. Finally, our simulation results show that for the proposed strategy, the covert rate is increased with the number of antennas at Willie. Moreover, compared to the benchmark, our proposed strategy is more robust in face of imperfect CSI.
Physical-layer security aims to exploit the randomness inherent in communication channels in order to guarantee confidentiality even against computationally unlimited attackers. In this thesis, we focus on covert communication, also known as “communication with low probability of detection”. This is a scenario where a transmitter and receiver try to prevent an eavesdropper from making a good guess on whether a communication is ongoing or not. We assume that the receiver and the eavesdropper share the same channel and therefore see the same outputs. In this scenario, the transmitter shares a key with the legitimate receiver to provide the necessary advantage to detect the communication and reliably decode the message. Asymptotically, the amount of information that can be sent reliably and covertly scales like the square root of the number of channel uses; this is known as the square root law of covert communication.We study the corresponding scaling constant of the square root law for general memoryless channels including non-Gaussian additive noise, as well as Gaussian channels with memory. In the latter case, we show that the scaling constant is the same as over the memoryless Gaussian channel. For continuous memoryless channels, under mild integrability conditions, we show that the scaling constant is upper bounded by a simple expression which only involves the variance of the logarithm of the probability density function of the noise. Moreover, we show that under some additional assumptions, this upper bound is tight. Furthermore, we provide upper bounds on the length of the secret key required to achieve covertness.The second objective of this work is to investigate the limits of covert communication over continuous memoryless channels in the finite blocklength regime. We provide bounds for the first and second-order asymptotics for covert communication over an AWGN channel under a maximal error probability criterion and for the first-order asymptotics under an average error probability criterion.