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arXiv:2603.25943

Enormous Fluid Antenna Systems (E-FAS) under Correlated Surface-Wave Leakage: Physical Layer Security

Farshad Rostami Ghadi, Kai‐Kit Wong, Masoud Kaveh, Mohammad Javad Ahmadi, Kin‐Fai Tong, Hyundong Shin

Published Mar 26, 2026• 0 citations
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Abstract

Enormous fluid antenna systems (E-FAS) have recently emerged as a surface-wave (SW)-enabled architecture that can induce controllable large-scale channel gains through guided electromagnetic routing. This paper develops a secrecy analysis framework for E-FAS-assisted downlink transmission with practical pilot-based channel estimation. We consider a multiple-input single-output (MISO) wiretap setting in which the base station (BS) performs minimum mean-square-error (MMSE) channel estimation and adopts maximum-ratio transmission (MRT) with artificial noise (AN). To capture the leakage of SW routing in EFAS, we introduce a correlated SW-leakage model that accounts for statistical coupling between the legitimate and eavesdropper channels caused by partially overlapping SW propagation paths. Exploiting the two-timescale nature-with slowly varying routing gain and small-scale block fading, we then derive a closed-form conditional expression for the secrecy outage probability (SOP) and a tractable characterization of the ergodic secrecy rate (ESR) in the presence of correlated quadratic forms. Our analysis yields three key insights: (i) secrecy collapses at high transmit power if and only if AN is not present, whereas any strictly positive AN can prevent asymptotic collapse; (ii) the optimal data-AN power split is achieved by a strictly interior solution; and (iii) routing gain improves both the received signal strength and the channelestimation quality, creating a nonlinear coupling that raises the signal-to-interference plus noise ratio (SINR) ceiling in the high signal-to-noise ratio (SNR) regime, and disperses secrecy across routing states. Numerical results indicate that E-FAS markedly enlarges the secure operating region significantly when compared with conventional space-wave transmission.

DOI
10.48550/arxiv.2603.25943

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Enormous fluid antenna systems (E-FAS) have recently emerged as a surface-wave (SW)-enabled architecture that can induce controllable large-scale channel gains through guided electromagnetic routing. This paper develops a secrecy analysis framework for E-FAS-assisted downlink transmission with practical pilot-based channel estimation. We consider a multiple-input single-output (MISO) wiretap setting in which the base station (BS) performs minimum mean-square-error (MMSE) channel estimation and adopts maximum-ratio transmission (MRT) with artificial noise (AN). To capture the leakage of SW routing in EFAS, we introduce a correlated SW-leakage model that accounts for statistical coupling between the legitimate and eavesdropper channels caused by partially overlapping SW propagation paths. Exploiting the two-timescale nature-with slowly varying routing gain and small-scale block fading, we then derive a closed-form conditional expression for the secrecy outage probability (SOP) and a tractable characterization of the ergodic secrecy rate (ESR) in the presence of correlated quadratic forms. Our analysis yields three key insights: (i) secrecy collapses at high transmit power if and only if AN is not present, whereas any strictly positive AN can prevent asymptotic collapse; (ii) the optimal data-AN power split is achieved by a strictly interior solution; and (iii) routing gain improves both the received signal strength and the channelestimation quality, creating a nonlinear coupling that raises the signal-to-interference plus noise ratio (SINR) ceiling in the high signal-to-noise ratio (SNR) regime, and disperses secrecy across routing states. Numerical results indicate that E-FAS markedly enlarges the secure operating region significantly when compared with conventional space-wave transmission.
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In this paper, we consider physical layer security provisioning in multi-cell massive multiple-input multiple-output (MIMO) systems. Specifically, we consider secure downlink transmission in a multi-cell massive MIMO system with matched-filter precoding and artificial noise (AN) generation at the base station (BS) in the presence of a passive multi-antenna eavesdropper. We investigate the resulting achievable ergodic secrecy rate and the secrecy outage probability for the cases of perfect training and pilot contamination. Thereby, we consider two different AN shaping matrices, namely, the conventional AN shaping matrix, where the AN is transmitted in the null space of the matrix formed by all user channels, and a random AN shaping matrix, which avoids the complexity associated with finding the null space of a large matrix. Our analytical and numerical results reveal that in multi-cell massive MIMO systems employing matched-filter precoding (1) AN generation is required to achieve a positive ergodic secrecy rate if the user and the eavesdropper experience the same path-loss, (2) even with AN generation secure transmission may not be possible if the number of eavesdropper antennas is too large and not enough power is allocated to channel estimation, (3) for a given fraction of power allocated to AN and a given number of users, in case of pilot contamination, the ergodic secrecy rate is not a monotonically increasing function of the number of BS antennas, and (4) random AN shaping matrices provide a favourable performance/complexity tradeoff and are an attractive alternative to conventional AN shaping matrices.
The inherent openness of wireless networks exposes them to eavesdropping threats. In dense urban environments, signal propagation is frequently characterized by the keyhole effect, which causes channel rank deficiency and cascaded fading, challenging the assumptions of conventional multiple-input multiple-output (MIMO) physical layer security. This paper investigates the secrecy performance of MIMO multiple-antenna-eavesdropper (MIMOME) systems over keyhole channels with independent legitimate and eavesdropper links. We analyze the secrecy performance under three progressive scenarios: perfect CSI without artificial noise (AN), perfect CSI with AN-aided transmission, and practical imperfect CSI with AN. Specifically, we derive closed-form asymptotic expressions for the secrecy outage probability (SOP) and average secrecy rate (ASR) in the high signal-to-noise ratio (SNR) regime using Meijer G-functions and Gauss hypergeometric functions, from which the secrecy diversity order and secrecy array gain are explicitly extracted. The analytical results reveal that AN injection successfully restores the secrecy diversity order from zero to one, while imperfect CSI causes AN leakage that leads to ASR saturation and an SOP floor. The derived asymptotic expressions are verified by Monte Carlo simulations. Our findings provide theoretical guidelines by quantifying the trade-off between AN suppression capabilities and self-interference in cascaded fading environments.
In this paper, we study the problem of secure transmission in the downlink of a multi-cell massive multiple-input multiple-output (MIMO) system, where pilot contamination is considered due to non-orthogonal uplink training sequence. The channel state information (CSI) of the eavesdropper is assumed to be unavailable at the base station (BS) and hence, the BS cooperation and an artificial noise(AN) are investigated for secrecy enhancement. Based on regularized channel inversion (RCI), we derive a closed-form expression for ergodic secrecy sum rate in the large-system regime, in which the number of users per cell K, the number of antenna at BS N and the number of antenna at eavesdropper NEtend to infinity. Our analysis shows that the secrecy sum-rate saturates at high signal-to-noise ratio (SNR) with BSs cooperation and AN under pilot contamination.
In this paper, we consider physical layer security provisioning in multicell massive multiple-input-multiple-output (MIMO) systems. Specifically, we consider secure downlink transmission in a multicell massive MIMO system with matched-filter precoding and artificial noise (AN) generation at the base station (BS) in the presence of a passive multiantenna eavesdropper. We investigate the resulting achievable ergodic secrecy rate and the secrecy outage probability for the cases of perfect training and pilot contamination. Thereby, we consider two different AN shaping matrices, namely, the conventional AN shaping matrix, where the AN is transmitted in the null space of the matrix formed by all user channels, and a random AN shaping matrix, which avoids the complexity associated with finding the null space of a large matrix. Our analytical and numerical results reveal the following, in multicell massive MIMO systems employing matched-filter precoding: 1) AN generation is required to achieve a positive ergodic secrecy rate if the user and the eavesdropper experience the same path loss; 2) even with AN generation, secure transmission may not be possible if the number of eavesdropper antennas is too large and not enough power is allocated to channel estimation; 3) for a given fraction of power allocated to AN and a given number of users, in case of pilot contamination, the ergodic secrecy rate is not a monotonically increasing function of the number of BS antennas; and 4) random AN shaping matrices provide a favorable performance/complexity tradeoff and are an attractive alternative to conventional AN shaping matrices.
In massive multiple-input multiple-output (MIMO) systems, idle users may passively overhear the signal transmitted to the intended user, known as internal eavesdroppers. In order to improve the secrecy performance, artificial noise (AN) is used jointly with maximum ratio transmission (MRT) precoding. Since the idle users can be anywhere in the cell, we investigate the secrecy outage probability for the legitimate user by taking an expectation over the positions of all internal eavesdroppers. Furthermore, according to the secrecy performance of the legitimate user in the given location, we define a new concept Secrecy Area centered on the base station (BS) where all the legitimate users satisfy the secrecy quality-of-service (QoS) requirements i.e. secrecy outage probability. Then, in order to achieve the maximum Secrecy Area under the given secrecy QoS requirements, we derive the optimal power allocation factor for AN, which is irrelevant to the channel state information (CSI) of both the legitimate user and the eavesdropper. The analytical and simulation results show that, by AN-assisted MRT precoding, the secrecy performance is significantly improved and the Secrecy Area can be efficiently enlarged with a modest increase of the transmit power.