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arXiv:2603.24977

Tracking unconventional superconductivity in the presence of strongly correlated Fermi arcs

Xinyu Zhou, Fei Yang, Miao Liu, Yin Shi, Sheng Meng

Published Mar 26, 2026• 0 citations
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Abstract

One of the primary reasons that superconductivity in underdoped cuprates is enigmatic is that it emerges from an incoherent Fermi-arc state, so the applicability of the Bardeen-Cooper-Schrieffer (BCS) theory is questionable. Here we approach this problem by investigating unconventional $d$-wave superconductivity in a recently proposed solvable model for strongly correlated Fermi arcs. We show analytically that the exact incorporation of Fermi arcs fundamentally modifies the BCS equations, which enables us to isolate a many-body effect that suppresses the superconducting transition temperature $T_c$ beyond the simple reduction expected from a shrinking Fermi surface. The theory unambiguously produces: (i) a $T_c$ tracing out a dome as a function of hole doping, (ii) a new low-energy mode upon entering superconductivity, (iii) a suppressed superfluid stiffness in the underdoped regime, and (iv) a gap-to-$T_c$ ratio far exceeding the BCS limit, all consistent with experimental observations in cuprate superconductors. These findings provide an analytic benchmark for understanding how superconductivity emerges from a correlated Fermi-arc state in high-$T_c$ superconductors.

DOI
10.48550/arxiv.2603.24977

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One of the primary reasons that superconductivity in underdoped cuprates is enigmatic is that it emerges from an incoherent Fermi-arc state, so the applicability of the Bardeen-Cooper-Schrieffer (BCS) theory is questionable. Here we approach this problem by investigating unconventional ddd-wave superconductivity in a recently proposed solvable model for strongly correlated Fermi arcs. We show analytically that the exact incorporation of Fermi arcs fundamentally modifies the BCS equations, which enables us to isolate a many-body effect that suppresses the superconducting transition temperature TcT_cTc​ beyond the simple reduction expected from a shrinking Fermi surface. The theory unambiguously produces: (i) a TcT_cTc​ tracing out a dome as a function of hole doping, (ii) a new low-energy mode upon entering superconductivity, (iii) a suppressed superfluid stiffness in the underdoped regime, and (iv) a gap-to-TcT_cTc​ ratio far exceeding the BCS limit, all consistent with experimental observations in cuprate superconductors. These findings provide an analytic benchmark for understanding how superconductivity emerges from a correlated Fermi-arc state in high-TcT_cTc​ superconductors.
Abstract Fermi arcs observed in underdoped cuprates have sparked debate over whether they represent segments of a large Fermi surface or small Fermi pockets. This ambiguity has long hindered their classification as either the conventional Bardeen-Cooper-Schrieffer (BCS) regime or the strongly coupled Bose-Einstein condensation (BEC) crossover limit. Here, using angle-resolved photoemission spectroscopy and quantum oscillations, we demonstrate the coexistence of a small Fermi pocket and a large superconducting gap in the clean inner CuO 2 layers of the four-layer cuprate Ba 2 Ca 3 Cu 4 O 8 (F,O) 2 . This coexistence constitutes a hallmark of the BCS-BEC crossover and has remained elusive for decades. Despite the presence of antiferromagnetic (AF) order, the superconducting gap in the small pocket is remarkably large, yielding a gap-to-Fermi energy ratio (Δ pocket / ε F ~ 0.6) and a critical-to-Fermi temperature ratio ( T c / T F ~ 0.13) that reach the theoretical upper bound for two-dimensional superconductivity. Unexpectedly, this BCS-BEC crossover emerges not as the carrier density decreases but as it increases, abruptly within a narrow doping range of less than 1%. These results provide a long-sought microscopic foundation for the d -wave pairing mechanism in doped AF-Mott insulators.
Despite the intense theoretical and experimental effort, an understanding of the superconducting pairing mechanism of the high-temperature superconductors leading to an unprecedented high transition temperature Tc{T}_{c}Tc​ is still lacking. An additional puzzle is the unknown connection between the superconducting gap and the so-called pseudogap which is a central property of the most unusual normal state. Angle-resolved photoemission spectroscopy (ARPES) measurements have revealed a gaplike behavior on parts of the Fermi surface, leaving a nongapped segment known as Fermi arc around the diagonal of the Brillouin zone. Two main interpretations of the origin of the pseudogap have been proposed: either the pseudogap is a precursor to superconductivity, or it arises from another order competing with superconductivity. Starting from the t-J model, in this paper we present a microscopic approach to investigate physical properties of the pseudogap phase as well as the superconducting phase in the framework of a renormalization scheme called projector-based renormalization method. This approach is based on a stepwise elimination of high-energy transitions using unitary transformations. We arrive at renormalized ``free'' Hamiltonians for correlated electrons for both phases. Our microscopic approach allows us to explain the experimental findings in the underdoped as well as in the optimal hole doping regime. The ARPES spectral function along the Fermi surface turns out to be in good agreement with experiment: For the pseudogap phase we find well-defined excitation peaks around $\ensuremath{\omega}=0$ near the nodal direction, which become strongly suppressed around the antinodal point. The origin of the pseudogap can be traced back to a suppression of spectral weight from incoherent excitations in a small $\ensuremath{\omega}$ range around the Fermi energy. In the superconducting phase, the order parameter turns out to have ddd-wave symmetry with a coherence length of a few lattice constants. In good agreement with experiments, we find no superconducting solutions for very small hole doping.
The pseudogap state of cuprate high-temperature superconductors has been often viewed as either a yet unknown competing order or a precursor state to superconductivity. While awaiting the resolution of the pseudogap problem in cuprates, we demonstrate that local pairing fluctuations, vortex liquid dynamics, and other precursor phenomena can emerge quite generally whenever fermionic excitations remain gapped across the superconducting transition, regardless of the gap origin. Our choice of a tractable model is a lattice band insulator with short-range attractive interactions between fermions in the sss-wave channel. An effective crossover between Bardeen-Cooper-Schrieffer (BCS) and Bose-Einstein condensate (BEC) regimes can be identified in any band insulator above two dimensions, while in two dimensions only the BEC regime exists. The superconducting transition is ``unconventional'' (non-pair-breaking) in the BEC regime, identified by either the bosonic mean field or XY\mathit{XY}XY universality class. The insulator adjacent to the superconductor in the BEC regime is a bosonic Mott insulator of Cooper pairs, which may be susceptible to charge density wave ordering. We construct a function of the many-body excitation spectrum whose nonanalytic changes define a sharp distinction between band and Mott insulators. The corresponding ``second-order transition'' can be observed out of equilibrium by driving a Cooper pair laser in the Mott insulator. We explicitly show that the gap for charged bosonic excitations lies below the threshold for Cooper pair breakup in any BEC regime, despite quantum fluctuations. Our discussion ends with a view of possible consequences for cuprates, where antinodal pair dynamics has certain features in common with our simple sss-wave picture.
There are two seemingly unrelated puzzles about the cuprate superconductors. The first puzzle concerns the strong non-BCS behavior around xc{x}_{c}xc​, the end point of the superconducting dome on the overdoped side, where the cuprate is believed to be well described by the Fermi-liquid theory. This is the most evident in the observed ${\ensuremath{\rho}}_{s}(0)\ensuremath{-}{T}_{c}$ scaling and the large amount of uncondensed optical spectral weight at low energy. The second puzzle concerns the remarkable robustness of the ddd-wave pairing against the inevitable disorder effect in such a doped system, which is also totally unexpected from the conventional BCS picture. Here we show that these two puzzles are deeply connected to the origin of a third puzzle about the cuprate superconductors, namely, the mysterious quantum critical behavior observed around x∗{x}^{*}x∗, the so called pseudogap end point. Through a systematic variational Monte Carlo (VMC) study of the disordered 2D $t\ensuremath{-}J$ model from the resonating valence bond (RVB) perspective, we find that the ddd-wave pairing in this model is remarkably more robust against the disorder effect than that in a conventional ddd-wave BCS superconductor. We find that such remarkable robustness can be attributed to the spin-charge separation mechanism in the RVB picture, through which the ddd-wave RVB pairing of the charge-neutral spinons becomes essentially immune to the disorder potential except for the secondary effect related to the modulation of the local doping level by the disorder. We propose that there exists a Mott transition at x∗{x}^{*}x∗, where the RVB pairing in the underdoped regime is transmuted into the increasingly more BCS-like pairing for x>x∗x>{x}^{*}x>x∗, whose increasing fragility against the disorder effect leads to the non-BCS behavior and the ultimate suppression of superconductivity around xc{x}_{c}xc​.
A tale of two pairs: on the origin of the pseudogap end point in the high-Tc_{c}c​ cuprate superconductors
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Despite the intense theoretical and experimental effort, an understanding of the superconducting pairing mechanism of the high-temperature superconductors is still lacking. An additional puzzle is the unknown connection between the superconducting gap and the so-called pseudogap which is a central property of the most unusual normal state. Angle-resolved photoemission spectroscopy (ARPES) measurements have revealed a gap-like behavior on parts of the Fermi surface, leaving a non-gapped segment known as Fermi arc around the diagonal of the Brillouin zone. Starting from the ttt-JJJ model, in this paper we present a microscopic approach to investigate physical properties of the pseudogap phase in the framework of a novel renormalization scheme called PRM. This approach is based on a stepwise elimination of high-energy transitions using unitary transformations. We arrive at a renormalized 'free' Hamiltonian for correlated electrons. The ARPES spectral function along the Fermi surface turns out to be in good agreement with experiment: We find well-defined excitation peaks around ω=0ω=0ω=0 near the nodal direction, which become strongly suppressed around the antinodal point. The origin of the pseudogap can be traced back to a suppression of spectral weight from incoherent excitations in a small ωωω-range around the Fermi energy. In a subsequent paper, also the supercunducting phase at moderate hole doping will be discussed within the PRM approach.