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arXiv:2603.23001

Exploring Spectral Singularities in Dirac Semimetals: The Role of Non-Hermitian Physics and Dichroism

Mustafa Sarisaman, Murat Taş, Enes Talha Kırca

cond-mat.mes-hallmath-phphysics.opticsquant-phSubmitted Mar 24, 2026• Announced Mar 25, 2026
arXivHTMLPDF

Abstract

In this study, motivated by recent advancements in non-Hermitian physics, we explore new characteristics of Dirac semimetals (DSMs) using the spectral singularities by means of scattering techniques, with the goal of uncovering additional unique properties. To achieve this, we investigate how the axion texture of a DSM affects its topological properties by analyzing its interaction with electromagnetic waves. We examine the transverse electric (TE) mode configuration, where the magneto-electric effect induces a dichroic property in these materials. This behavior is particularly interesting and commonly seen in potential DSM candidates. Consequently, we report for the first time that a dichroic DSM generates 12 unique topological laser types. We discover that surface currents are generated by topological terms on the surface of the DSM slab. Furthermore, we examine how the θ term associated with axions in topological materials contributes to these topological properties. Our study reveals distinct topological role of the θ term more clearly than ever before. Our results confirm that the topological properties of DSMs with a single Dirac cone remain stable under external influences and that a topologically robust DSM laser can be developed accordingly

Journal reference
Proc. A (2026) 482 (2338): 20250792
DOI
10.1098/rspa.2025.0792
Comments
21 pages, 9 figures, 4 table, accepted for publication in Proceedings of the Royal Society A

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Rarely noted paradoxes in applications of fundamental quantum relations are pointed out, with their resolution leading to emergent non-Hermitian behaviors due to boundary terms – even for closed systems and with real potentials. The role played by these non-Hermiticities on the consistency of quantum mechanical uncertainty relations is discussed, especially in multiply-connected spaces (more generally, for any system that satisfies the Bloch theorem of Solid State Physics). These subtleties – reflections of topological quantum anomalies – follow their own patterns (for any dimensionality, for both Schrödinger and Dirac/Weyl Hamiltonians and for either continuous or lattice (tight-binding) models): they can always be written as global fluxes of certain generalized current densities Jg. In continuous nonrelativistic models, these have the forms that had earlier been used by Chemists to describe atomic fragments of polyatomic molecules, while for Dirac/Weyl or other lattice models they have more interesting relativistic forms only recently worked out in graphene models. In spite of the deep mathematical origin as quantum anomalies examples are provided here, where such non-Hermiticities have a direct physical significance (for both conventional and topological materials). In all stationary state examples considered, these non-Hermitian boundary terms turn out to be quantized, this quantization being either of conventional or of a topological (Quantum Hall Effect (QHE)-type) origin. The latter claim is substantiated through direct application to a simple QHE arrangement (2D Landau system in an external in-plane electric field), where some particular Jg seems to be related to the well-known dissipationless edge currents. More generally, the non-Hermitian terms play a subtle role on Berry curvatures in solids and seem to be crucial for the consistent application of the so called Modern Theories of Polarization and Orbital Magnetization. It is emphasized that the above systems can be _closed_ (in multiply-connected space, so that the boundaries disappear, but the non-Hermiticity remains), a case in non-Hermitian physics that is not usually discussed in the literature; it is also stressed that a mapping between the above non-Hermiticity (for continuous systems) and the many recent available results in tight-binding solid state models (leading to the so-called exceptional points) is expected to promote enhanced understanding of quantum behavior at the most fundamental level.

arXiv:1807.11593•Jul 30, 2018•1 citation
In this study, motivated by recent advancements in non-Hermitian physics, we explore new characteristics of Dirac semimetals (DSMs) using the spectral singularities by means of scattering techniques, with the goal of uncovering additional unique properties. To achieve this, we investigate how the axion texture of a DSM affects its topological properties by analyzing its interaction with electromagnetic waves. We examine the transverse electric (TE) mode configuration, where the magneto-electric effect induces a dichroic property in these materials. This behavior is particularly interesting and commonly seen in potential DSM candidates. Consequently, we report for the first time that a dichroic DSM generates 12 unique topological laser types. We discover that surface currents are generated by topological terms on the surface of the DSM slab. Furthermore, we examine how the θ term associated with axions in topological materials contributes to these topological properties. Our study reveals distinct topological role of the θ term more clearly than ever before. Our results confirm that the topological properties of DSMs with a single Dirac cone remain stable under external influences and that a topologically robust DSM laser can be developed accordingly
This paper investigates the unique properties of PT-symmetric Topological Weyl Semimetals (TWS) within the framework of non-Hermitian physics, focusing on their potential for generating topological lasers. By exploring the role of spectral singularities and their relationship to exceptional points, we examine how these materials, characterized by Weyl nodes and topologically protected surface states, can support novel optical phenomena such as unidirectional propagation and enhanced lasing. Through a theoretical model based on the transfer matrix approach, we reveal how the interplay between the PT symmetry and the axion term introduces new dynamics, leading to 12 distinct topological laser configurations. The study also investigates the impact of the θθθ-term on spectral singularities, showing how it quantizes the system's gain values and influences the topological properties of the lasers. By applying our model to the TaAs material, a known Weyl semimetal, we uncover previously unreported effects, demonstrating the potential of PT-symmetric TWS materials for advanced optoelectronic applications. We show that the axion-induced cyclotron-like Hall current in a PT-symmetric TWS medium, revealing its topological characteristics and distinct flow patterns in the gain and loss regions, which serve as indicators of the system's topological symmetry. Our findings open new avenues for the development of robust, tunable, and efficient topological lasers with applications in quantum information processing and beyond.
This paper explores the novel concept of topological eigenvalues within the realm of non-Hermitian quantum mechanics, focusing on their role in unveiling spectral singularities. Unlike conventional Hermitian systems, non-Hermitian Hamiltonians, which describe open systems with gain and loss, exhibit complex eigenvalues and unique spectral features such as exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. We introduce the idea that certain eigenvalues in non-Hermitian systems possess an inherent topological character, dictated by the geometry of the parameter space and the winding properties of the characteristic polynomial. These topological eigenvalues are shown to be intimately linked to spectral singularities, which are non-Hermitian generalizations of bound states in the continuum or points of perfect reflection/transmission, characterized by infinite scattering amplitudes. We develop a theoretical framework to identify and characterize these topological eigenvalues, demonstrating how they emerge from the interplay of non-Hermiticity and underlying symmetries. Our findings reveal that the robust nature of these topological eigenvalues provides a new lens through which to understand the exotic phenomena observed in non-Hermitian systems, including the non-Hermitian skin effect and the breakdown of traditional bulk-boundary correspondence. This work opens new avenues for designing robust non-Hermitian devices and understanding fundamental aspects of open quantum systems.
The discovery of integer quantum Hall effect and its subsequent theoretical formulation heralded a new paradigm of thinking in condensed matter physics, which has by now blossomed into the rapidly growing field of topological phases. In this work we investigate several mutually related topics in the framework of topological band theory. In Chapter 2, we study solutions to boundary states on a lattice and see how they are related to the bulk topology. To elicit a real space manifestation of the non-trivial topology, the presence of a physical edge is not strictly necessary. We study two other possibilities, namely the entanglement spectrum associated with an imaginary spatial boundary, and the localization centers of Wannier functions, in Chapters 3,4, and 5. Topological classification through discrete indices is so far possible only for systems described by pure quantum states - in the existing scheme, quantization is lost for systems in mixed states. In Chapter 6, we present a program through which discrete topological indices can be defined for topological band systems at finite temperature, based on Uhlmann's parallel transport of density matrices. The potential of topologocal insulators in realistic applications lies in the existence of Dirac nodes on its surface spectrum. Dirac physics, however, is not exclusive to TI surfaces. In a recently discovered class of materials known as Weyl semimetals, energy nodes which emit linear dispersions also occur in the bulk material. In Chapter 7, we study the possibility of resonance states induced by localized impurities near the nodal energy in Weyl semimetals, which will help us in understanding the stability of density-of-state suppression at the energy nodes. Finally, in Chapter 8, we apply the topological characterization developed for noninteracting particles to a class of interacting spin models in 3D, which are generalizations of Kitaev's honeycomb model, and identify several exotic quantum phases such as spin metals and spin semimetals
Quantum states of matter at zero temperature are called quantum phases, which are characterized by their symmetries and topology. If two quantum phases cannot be related by symmetry-preserving continuous transformations, they are defined to be topologically distinct. The zero-temperature transitions among quantum phases are quantum phase transitions. Quantum phase transitions that happen among topologically distinct phases are called topological quantum phase transitions. The study of topological quantum phases and topological quantum phase transitions is a central topic in condensed matter physics.My research on quantum phases has been focused on the theoretical study of topologically nontrivial quantum phases in the crystals governed by non-interacting Hamiltonians, including topological insulator phases, topological semimetal phases, topological superconductor phases, and so on. First, we proposed a sufficient criterion that can efficiently determine whether a three-dimensional crystal is a topological semimetal or not, based on the compatibility of different expressions for a special topological invariant, the quantized bulk average value of the effective axion field. Second, we predicted the existence of various topological insulator phases and topological semimetal phases in half-Heusler materials. Third, we proposed the magnetic-resonance-induced current as a feasible experimental probe of a special kind of topological insulators, called the axion insulators. Fourth, we proposed a new pairing mixing mechanism, the singlet-quintet mixing, for superconductors with spin-3/2 fermions, demonstrated the topological superconductor phase induced by it, and studied various properties of it, including spin-susceptibility, upper critical field, stability against the disorder, and surface Majorana flat bands.Besides the topological quantum phases, I have also worked on quantum phase transitions. First, we constructed the first theoretical model for the emergent supersymmetry at a discontinuous quantum phase transition and proposed to realize it on the surface of a topological superconductor. Second, we proposed the discontinuous change of piezoelectricity as a probe of two-dimensional topological quantum phase transitions between insulating phases, through a systematic study of all the relevant gap closing cases. In this dissertation, I first briefly introduce the basic concepts in the field of topological quantum phases and topological quantum phase transitions with a focus on the crystals governed by noninteracting Hamiltonians. Then, I review in detail all my first-authored research works mentioned above. My other research works are briefly mentioned.
Topological quantum phase transitions intrinsically intertwine self-similarity and topology of many-electron wave-functions, and divining them is one of the most significant ways to advance understanding in condensed matter physics. Our focus is to investigate an unconventional class of the transitions between insulators and Dirac semimetals whose description is beyond conventional pseudo relativistic Dirac Hamiltonian. At the transition without the long-range Coulomb interaction, the electronic energy dispersion along one direction behaves like a relativistic particle, linear in momentum, but along the other direction it behaves like a non-relativistic particle, quadratic in momentum. Various physical systems ranging from TiO2-VO2 heterostructure to organic material α-(BEDT-TTF)2I3 under pressure have been proposed to have such anisotropic dispersion relation. Here, we discover a novel quantum criticality at the phase transition by incorporating the long range Coulomb interaction. Unique interplay between the Coulomb interaction and electronic critical modes enforces not only the anisotropic renormalization of the Coulomb interaction but also marginally modified electronic excitation. In connection with experiments, we investigate several striking effects in physical observables of our novel criticality.
Rarely noted paradoxes in applications of fundamental quantum relations are pointed out, with their resolution leading to emergent non-Hermitian behaviors due to boundary terms – even for closed systems and with real potentials. The role played by these non-Hermiticities on the consistency of quantum mechanical uncertainty relations is discussed, especially in multiply-connected spaces (more generally, for any system that satisfies the Bloch theorem of Solid State Physics). These subtleties – reflections of topological quantum anomalies – follow their own patterns (for any dimensionality, for both Schrödinger and Dirac/Weyl Hamiltonians and for either continuous or lattice (tight-binding) models): they can always be written as global fluxes of certain generalized current densities Jg. In continuous nonrelativistic models, these have the forms that had earlier been used by Chemists to describe atomic fragments of polyatomic molecules, while for Dirac/Weyl or other lattice models they have more interesting relativistic forms only recently worked out in graphene models. In spite of the deep mathematical origin as quantum anomalies examples are provided here, where such non-Hermiticities have a direct physical significance (for both conventional and topological materials). In all stationary state examples considered, these non-Hermitian boundary terms turn out to be quantized, this quantization being either of conventional or of a topological (Quantum Hall Effect (QHE)-type) origin. The latter claim is substantiated through direct application to a simple QHE arrangement (2D Landau system in an external in-plane electric field), where some particular Jg seems to be related to the well-known dissipationless edge currents. More generally, the non-Hermitian terms play a subtle role on Berry curvatures in solids and seem to be crucial for the consistent application of the so called Modern Theories of Polarization and Orbital Magnetization. It is emphasized that the above systems can be _closed_ (in multiply-connected space, so that the boundaries disappear, but the non-Hermiticity remains), a case in non-Hermitian physics that is not usually discussed in the literature; it is also stressed that a mapping between the above non-Hermiticity (for continuous systems) and the many recent available results in tight-binding solid state models (leading to the so-called exceptional points) is expected to promote enhanced understanding of quantum behavior at the most fundamental level.