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arXiv:2603.17282

Generalized symmetry-protected topological phases in mixed states from gauging dualities

Linhao Li, Zhen Bi, Weiguang Cao

Published Mar 18, 2026• 0 citations
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Abstract

Decoherence in realistic quantum platforms motivates a mixed-state notion of topological phases of matter, including average symmetry-protected topological (ASPT) phases. Alongside this progress, generalized symmetries--notably noninvertible and dipole symmetries--have become powerful organizing principles for exotic quantum phases, yet their implications for mixed states remain less explored. In this work, we bridge these directions through a gauging correspondence between mixed-state phases with generalized symmetries and mixed-state phases with ordinary group symmetries, recasting the classification of noninvertible and dipole ASPT phases into familiar classifications of symmetry breaking and ASPT phases with dual symmetries. Using this approach, we classify and construct a subclass of ASPT phases with non-invertible and dipole symmetries in $(1+1)d$, including phases that are intrinsic to mixed states, and characterize them via string order parameters and protected edge modes.

DOI
10.48550/arxiv.2603.17282

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Decoherence in realistic quantum platforms motivates a mixed-state notion of topological phases of matter, including average symmetry-protected topological (ASPT) phases. Alongside this progress, generalized symmetries--notably noninvertible and dipole symmetries--have become powerful organizing principles for exotic quantum phases, yet their implications for mixed states remain less explored. In this work, we bridge these directions through a gauging correspondence between mixed-state phases with generalized symmetries and mixed-state phases with ordinary group symmetries, recasting the classification of noninvertible and dipole ASPT phases into familiar classifications of symmetry breaking and ASPT phases with dual symmetries. Using this approach, we classify and construct a subclass of ASPT phases with non-invertible and dipole symmetries in (1+1)d(1+1)d(1+1)d, including phases that are intrinsic to mixed states, and characterize them via string order parameters and protected edge modes.
Global symmetries greatly enrich the landscape of topological quantum phases, playing an essential role from topological insulators to fractional quantum Hall effect. Topological phases in mixed quantum states, originating from decoherence in open quantum systems or disorders in imperfect crystalline solids, have recently garnered significant interest. Unlike pure states, mixed quantum states can exhibit average symmetries—symmetries that keep the total ensemble invariant but not on each individual state. In this work, we present a systematic classification and characterization of average symmetry-protected topological (ASPT) phases applicable to generic symmetry groups, encompassing both average and exact symmetries, for bosonic and fermionic systems. Moreover, we formulate the theory of average symmetry-enriched topological (ASET) orders in disordered bosonic systems. Our systematic approach helps clarify nuanced issues in previous literature and uncovers compelling new physics. Notably, we discover that (1) the definition and classification of ASPT phases in decohered and disordered systems exhibit subtle differences, (2) despite these differences, ASPT phases in both settings can be classified and characterized under a unified framework of defect decoration and spectral sequence, (3) this systematic classification uncovers a plethora of ASPT phases that are intrinsically mixed, implying they can exclusively manifest in decohered or disordered systems where part of the symmetry is average, and (4) similarly for ASET, we find intrinsically disordered phases exhibiting exotic anyon behaviors—the ground states of such phases necessarily contain localized anyons, with gapless (yet still localized) excitation blue spectra.
As the understanding of global symmetry has been expanded, quantum phases of matter can have a refined classification, protected or enriched by noninvertible symmetry, a type of generalized symmetry whose transformation may not have an inverse. In this paper, I use the duality method, proposed in Ref. 1 , to classify noninvertible symmetry protected topological (NISPT) phases. Under the duality transformation, different NISPT phases are mapped to different classes of spontaneous symmetry breaking phases with ordinary group symmetry. I demonstrate this method with the simplest Kramers–Wannier duality transformation, also known as gauging [Formula: see text] symmetry, to classify Rep([Formula: see text]) NISPT in [Formula: see text]. I also construct lattice models realizing these NISPT on tensor product Hilbert space and study the projective algebras at the interfaces between different classes of NISPTs.
Recent advancements in generalized symmetries have drawn significant attention to gapped phases of matter exhibiting novel symmetries, such as noninvertible symmetries. By leveraging the duality transformations, the classification and construction of gapped phases with noninvertible symmetry can be mapped to those involving conventional group symmetries. We demonstrate this approach by classifying symmetry-protected-topological phases with a broad class of noninvertible symmetries in arbitrary spacetime dimensions. Our results reveal new classifications that extend beyond those based on group symmetries. Additionally, we construct lattice models in (1+1)D and (2+1)D that realize these new phases and explore their anomalous interfaces.
Edge bit in an average symmetry protected topological (ASPT) mixed state is studied. The state is protected by one strong Z2Z_2Z2​ and one weak (average) Z2Z_2Z2​ symmetries. As analogous objects of pure symmetry protected topological (SPT) states, the ASPT possesses edge bits. In particular, the analogous operator response exists, that is, symmetry fractionalization. The fractionalization preserves the presence of the ASPT in the bulk, and the fractionalized edge operators acting on the edge bits of the ASPT. %analogous to the ones in the pure SPTs. In this work, based on the cluster model and by employing Choi mapping, we discuss generic features of the edge bits and numerically clarify the behavior of the edge bits and their robustness for varying decoherence and perturbative interactions. By using an operator-space mutual information (OSMI), we track the flow of quantum correlations between the two edges. Remarkably, even in the ASPT regime, a finite portion of the initial edge-to-edge correlation survives.
The interplay of symmetry and topology in quantum many-body mixed states has recently garnered significant interest. In a phenomenon not seen in pure states, mixed states can exhibit average symmetries—symmetries that act on component states while leaving the ensemble invariant. In this work, we systematically characterize symmetry-protected topological (SPT) phases of short-range entangled (SRE) mixed states of spin systems—protected by both average and exact symmetries—by studying their pure Choi states in a doubled Hilbert space, where the familiar notions and tools for SRE and SPT pure states apply. This advantage of the doubled space comes with a price: extra symmetries as well as subtleties around how hermiticity and positivity of the original density matrix constrain the possible SPT invariants. Nevertheless, the doubled-space perspective allows us to obtain a systematic classification of mixed-state SPT (MSPT) phases. We also investigate the robustness of MSPT invariants under symmetric finite-depth quantum channels, the bulk-boundary correspondence for MSPT phases, and the consequences of the MSPT invariants for the separability of mixed states and the symmetry-protected sign problem. In addition to MSPT phases, we study the patterns of spontaneous symmetry breaking (SSB) of mixed states, including the phenomenon of exact-to-average SSB, and the order parameters that detect them. Mixed-state SSB is related to an ingappability constraint on symmetric Lindbladian dynamics.
Mixed-state phases have recently attracted significant attention as a generalization beyond their pure-state counterparts. Prominent examples include mixed-state symmetry-protected topological (mSPT) phases and the strong-to-weak symmetry breaking (SWSSB) phases. It has been shown recently that mSPT phases admit a holographic dual description in terms of higher-order subsystem SPT phases. In this work, we investigate the mixed-state phases obtained by tracing out the bulk degrees of freedom of higher-order subsystem SPT phases protected by non-invertible symmetries. We find that the resulting mixed states exhibit the coexistence of the symmetry-protected topological order and SWSSB. We also use the interface as a probe to characterize the mixed state phases, and specifically, when there is no local modification to preserve the symmetries across the interface, the two sides of the interface are in distinct phases.