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arXiv:2603.13548

Effective band-projected description of interacting quasiperiodic systems

Flavio Elias Riche, Raul Liquito, Bruno Amorim, Eduardo V. Castro, Pedro Ribeiro, Miguel Gonçalves

Published Mar 13, 2026• 0 citations
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Abstract

We study the interplay between electronic interactions and quasiperiodicity in a one-dimensional narrow-band system, focusing on ground-state and low-energy excitation properties. Using band projection as low-energy effective approach, we show that a projection restricted to first order in the interaction strength fails to reproduce the correlated phase diagram. This contrasts with the standard success of first-order band projection in translationally invariant flatband systems and highlights the essential role of virtual processes involving remote bands in quasiperiodic settings. By incorporating second-order interband contributions perturbatively, we obtain an effective Hamiltonian that quantitatively reproduces the exact phase iagram previously obtained using density matrix renormalization group calculations, including the transition between a Luttinger liquid and a charge-density-wave phase and the crossover to a quasifractal charge-density-wave regime at strong quasiperiodicity. We further use this controlled framework to investigate low-energy neutral excitations and the optical conductivity, identifying clear dynamical signatures distinguishing the different phases. Our results establish second-order band projection as a reliable tool for correlated quasiperiodic narrow-band systems and suggest a promising route for studying interacting quasiperiodic and moiré materials beyond one dimension.

DOI
10.48550/arxiv.2603.13548

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We study the interplay between electronic interactions and quasiperiodicity in a one-dimensional narrow-band system, focusing on ground-state and low-energy excitation properties. Using band projection as low-energy effective approach, we show that a projection restricted to first order in the interaction strength fails to reproduce the correlated phase diagram. This contrasts with the standard success of first-order band projection in translationally invariant flatband systems and highlights the essential role of virtual processes involving remote bands in quasiperiodic settings. By incorporating second-order interband contributions perturbatively, we obtain an effective Hamiltonian that quantitatively reproduces the exact phase iagram previously obtained using density matrix renormalization group calculations, including the transition between a Luttinger liquid and a charge-density-wave phase and the crossover to a quasifractal charge-density-wave regime at strong quasiperiodicity. We further use this controlled framework to investigate low-energy neutral excitations and the optical conductivity, identifying clear dynamical signatures distinguishing the different phases. Our results establish second-order band projection as a reliable tool for correlated quasiperiodic narrow-band systems and suggest a promising route for studying interacting quasiperiodic and moiré materials beyond one dimension.
We demonstrate that a mean field approximation can be confidently employed in quasiperiodic moiré systems to treat interactions and quasiperiodicity on equal footing. We obtain the mean field phase diagram for an illustrative one-dimensional moiré system that exhibits narrow bands and a regime with non-interacting multifractal critical states. By systematically comparing our findings with existing exact results, we identify the regimes where the mean field approximation provides an accurate description. Interestingly, in the critical regime, we obtain a quasifractal charge density wave, consistent with the exact results. To complement this study, we employ a real-space implementation of the time-dependent Hartree-Fock, enabling the computation of the excitation spectrum and response functions at the RPA level. These findings indicate that a mean field approximation to treat systems hosting multifractal critical states, as found in two-dimensional quasiperiodic moiré systems, is an appropriate methodology.
Abstract We demonstrate that quasiperiodicity can radically change the ground state properties of 1D moiré systems with respect to their periodic counterparts. By studying an illustrative example we show that while narrow bands play a significant role in enhancing interactions both for commensurate and incommensurate structures, only quasiperiodicity is able to extend the ordered phase down to an infinitesimal interaction strength. In this regime, the quasiperiodic-enabled state has contributions from infinitely many wave vectors. This quasi-factal regime cannot be stabilized in the commensurate case even in the presence of a narrow band. These findings suggest that quasiperiodicity may be a critical factor in stabilizing non-trivial ordered phases in interacting moiré structures and signal out multifractal non-interacting phases, recently found in 2D incommensurate moiré systems, as particularly promising parent states.
We discuss different approximations for effective low-energy interactions in multiband models for weakly correlated electrons. In the study of Fermi-surface instabilities of the conduction band(s), the standard approximation consists only keeping those terms in the bare interactions that couple only to the conduction band(s), while corrections due to virtual excitations into bands away from the Fermi surface are typically neglected. Here, using a functional renormalization group approach, we present an improved truncation for the treatment of the effective interactions in the conduction band that keeps track of the generated three-particle interactions (six-point term) and hence allows one to include important aspects of these virtual interband excitations. Within a simplified two-patch treatment of the conduction band, we demonstrate that these corrections can have a rather strong effect in parts of the phase diagram by changing the critical scales for various orderings and the phase boundaries.
In lattice models, destructive interference can quench single-particle motion and produce (nearly) dispersionless Bloch bands, known as flat bands. Suppressing kinetic energy enhances the role of interactions and can lead to pairing, constrained dynamics, and localization-like behavior even in translationally invariant settings. This thesis studies attractive Hubbard-type interactions in such flat-band systems using an isolated-band (projected) description, which yields an effective Hamiltonian in a Wannier-orbital basis. The π-flux dice lattice is a convenient focus because its two lowest bands are perfectly flat and degenerate, and their subspace admits compactly localized Wannier functions. This makes the projection straightforward to implement and yields a projected Hamiltonian with a simple, short-range structure. A one-dimensional reference model is used alongside the dice lattice to separate and benchmark the effects of different processes. In Publication I, we construct a class of exact many-body eigenstates of the projected Hamiltonian of generic lattice models with flat bands in which localized unpaired quasiparticles coexist with a background of paired particles in the zero-momentum state. This general result motivates the study of a specific model, the π-flux dice-lattice. Using exact diagonalization and realtime evolution from few-particle initial states, we show that two-body bound states behave ergodically. At the same time, the density and spin distribution retain strong memory of the initial quasiparticle positions at long times. These results demonstrate localization-like dynamics in a translationally invariant flat-band model, where memory arises from projection-induced constraints rather than quenched disorder. In Publication II, we introduce a one-dimensional on-site/bond singlet model whose terms mirror those of the projected dice-lattice Hamiltonian, with tunable couplings controlling their relative strengths. Exact diagonalization shows that, for some couplings, the spectrum and dynamics of the on-site/bond-singlet model closely reproduce those of the projected dice lattice. We then use spectral statistics to probe how the different dynamical regimes manifest in energy-level correlations. In Publication III, we apply spectral statistics to the projected dice lattice using higher-order spacing and gap-ratio diagnostics. We find a robust parity dependence: even particle-number sectors show multi-block GOE behavior within fixed symmetry sectors, while odd particle-number sectors exhibit exact doublets and inter-doublet correlations that are GUE at even orders. The appearance of distinct random-matrix ensembles (GOE and GUE) within the same physical model is an unusual and interesting feature, which calls for a deeper understanding of the hidden symmetry structure of the Hamiltonians obtained by projecting onto the flat-band subspace in the dice lattice and other lattice models with flat bands realized with ultracold gases in optical lattices and in the newly discovered class of moiré materials.
The ground states of interacting one-dimensional metals are generically Luttinger liquids. Luttinger-liquid theory is usually considered for translation invariant systems. The Luttinger-liquid description remains valid for weak quasiperiodic modulations; however, as the quasiperiodic modulation gets increasingly strong, it is increasingly renormalized and eventually fails, as the system becomes localized. We explore how quasiperiodic modulation renormalizes the Luttinger parameter characterizing this emergent Luttinger liquid, using the renormalization of transmission coefficients across a barrier as a proxy that remains valid for general quasiperiodic modulation. We find, unexpectedly, that quasiperiodic modulation weakens the effects of short-range interactions, but enhances those of long-range interactions. We support the former finding with matrix-product numerics. We also discuss how interactions affect the localization phase boundary.
In recent years, there has been a growing interest in flatband systems which exhibit macroscopic degeneracies. These systems offer a valuable mathematical framework for the extreme sensitivity to perturbations and interactions. This sensitivity unveils a wide variety of exotic and unconventional physical phenomena. Moreover, the progress in their experimental realization contributes to the expanding landscape of exploration in this field. This thesis aims to summarize all the works throughout the Ph.D. program. Firstly, an in-depth exploration was conducted on the impact of weak quasiperiodic perturbations on one-dimensional two-band all-bands-flat lattices. These tight-binding Hamiltonian are diagonalized through a sequence of local unitary transformations. By adjusting the quasiperiodic potential parameters, the key achievement involves finding a critical-to-insulator transition and identifying fractality edges in the flatband systems with quasiperiodic perturbations. Next, the investigation delved into the effects of on-site interactions among hard-core bosons in one- and two-dimensional cross-stitch lattices. One key finding is that groundstate energy primarily depends on compact localized states. Moreover, the presence of barriers of compact localized states trap bosons, leading to the emergence of non-ergodic excitation and Hilbert space fragmentation. Lastly, a compact localized eigenstate of the one-dimensional diamond chain using an electric circuit was successfully generated via local (linear and non-linear) driving. This achievement opens up a versatile circuit platform for the generation of flatbands and holds promise for potential applications in the field of quantum information. I hope these collective efforts have expanded the frontiers of the field and made a meaningful contribution to the scientific community.